People v. Ortega

2020 IL App (1st) 181016-U
Procedural entryThis page is a short order in People v. Ortega. Read the opinion of the Court — 2020 IL App (1st) 162516
Appellate Court of Illinois·Decided September 11, 2020·No. 1-18-1016·Unpublished

Opinion

2020 IL App (1st) 181016-U No. 1-18-1016 Order filed September 11, 2020 Fifth Division

NOTICE: This order was filed under Supreme Court Rule 23 and may not be cited as precedent by any party except in the limited circumstances allowed under Rule 23(e)(1). ______________________________________________________________________________ IN THE APPELLATE COURT OF ILLINOIS FIRST DISTRICT ______________________________________________________________________________ THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the ) Circuit Court of Plaintiff-Appellee, ) Cook County. ) v. ) No. 96 CR 25108 ) ALVARO ORTEGA, ) Honorable ) Domenica A. Stephenson, Defendant-Appellant. ) Judge, presiding.

JUSTICE HOFFMAN delivered the judgment of the court. Presiding Justice Delort and Justice Rochford concurred in the judgment.

ORDER

¶1 Held: The circuit court’s dismissal, on the State’s motion, of defendant’s petitions for postconviction and postjudgment relief is affirmed when they failed to establish a substantial deprivation of his constitutional rights.

¶2 Defendant, Alvaro Ortega, appeals from the circuit court’s dismissal, upon the State’s

motion, of his “blended” petition and supplemental petitions for relief filed pursuant to the Post-

Conviction Hearing Act (Act) (725 ILCS 5/122-1 et seq. (West 2016)), and section 2-1401 of the

Code of Civil Procedure (735 ILCS 5/2-1401 (West 2016)). On appeal, defendant contends the No. 1-18-1016

court erroneously denied him relief when his petitions alleged he was entitled to a hearing

regarding his absence from trial under section 115-4.1 of the Code of Criminal Procedure of 1963

(725 ILCS 5/115-4.1 (West 2006)), and he was denied the effective assistance of counsel when

the private attorney he retained posttrial failed to request such a hearing. Defendant further

contends that the circuit court should have granted him relief based on the “glaring disparity”

between his 35-year prison sentence and the 15-year sentence imposed on a codefendant. We

affirm.

¶3 Initially, we note that our review in this case is complicated by the incomplete record on

appeal, which contains only a few transcripts from the extensive pretrial proceedings and lacks a

transcript of the jury trial where defendant was tried in absentia. The following facts are gleaned

from the limited record on appeal, including a stipulated supplemental record that defendant filed

with leave of this court.

¶4 Defendant and codefendant Eugenio Natal were charged by indictment with the delivery

and manufacture of more than 900 grams of cocaine in violation of section 401(a)(2)(d) of the

Illinois Controlled Substances Act (720 ILCS 570/401(a)(2)(d) (West 1996)) following a sale of

suspected narcotics on August 1, 1996.

¶5 In 1999, the State successfully moved to disqualify defendants’ trial counsel on conflict of

interest grounds. Defendants petitioned for leave to appeal the disqualification order. After this

court dismissed the petition, they petitioned for leave to appeal to our supreme court. The supreme

court denied the petition, but entered a supervisory order instructing this court to hear the appeal.

We reversed the disqualification order (People v. Ortega, 329 Ill. App. 3d 114 (2002)), and the

State then filed a petition for leave to appeal, which the supreme court allowed. The supreme court

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found that the trial court did not abuse its discretion when it granted the motion to disqualify

defendants’ counsel, and reinstated the disqualification. People v. Ortega, 209 Ill. 2d 354 (2004).

¶6 At an August 9, 2004 hearing, the State asked that defendant be “sworn” regarding his

current address and whether it had changed from the address on his bond slip. The State explained

that it wanted defendant’s current address in case he failed to appear in the future and noted that

he was obligated to inform the court if his address changed. The State stated that the address on

the bond slip was 3339 West Pierce. Defendant stated that his correct address was 3516 West Le

Moyne in Chicago.

¶7 On March 28, 2006, defendant did not appear in court, and the trial court entered a bond

forfeiture warrant. On April 28, 2006, the trial court entered judgment on the bond forfeiture

warrant.

¶8 At a September 19, 2006 hearing at which defendant was not present in court, the State

explained that on March 14, 2006, the case was set for a bench trial on March 28, 2006, but that

defendant did not appear for trial that day. The court asked if defendant was present when the case

was set for trial, and the State answered “Absolutely.” The State then represented to the court that

on March 14, 2006, defendant “was present in court and told to be in court on March 28, 2006, for

a bench trial” but that defendant did not appear on that date or at subsequent court dates. 1 The State

further noted that it sent a “registered letter” to defendant at 3339 West Pierce in Chicago, and that

a return receipt from the post office stated that no one by defendant’s name lived at that address.

Moreover, a State investigator went to 3516 West Le Moyne on the morning of September 19,

2006, and was told by a woman that no one by the defendant’s name had lived there in the two

1 The report of proceedings from March 14, 2006, is not included in the record on appeal.

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years that she lived at that address. The court asked if the State wanted the return receipt made part

of the record, and the State answered affirmatively. 2

¶9 Trial counsel then asserted that the clerk of court was required to notify defendant via

certified mail and that this was a prerequisite for trial in absentia. The court found “substantial

compliance” when, although the notification was not sent by the clerk of court, the return receipt

showed that notice was sent by registered mail to the address on defendant’s bond slip. The court

then asked whether there was anything else on the issue, and the State replied it would “like the

record to clearly reflect that on October 11, 1996, [defendant] was sent to this courtroom, *** and

on October 11, 1996, [he] was present in court during which [the trial court] advised him of his

rights in absentia.” The State further represented that defendant was advised of his trial rights in

absentia during the August 2, 1996 bond hearing. 3

¶ 10 Defendant was thereafter tried in absentia by a jury and found guilty of the manufacture

and delivery of more than 900 grams of cocaine. Although the transcript from defendant’s trial is

not included the record on appeal, the transcript from his sentencing hearing is included. On

November 27, 2006, defendant was sentenced in absentia to 35 years in prison.

¶ 11 Defendant’s notice of appeal was filed on December 26, 2006, and the Office of the State

Appellate Defender was appointed to represent him. On December 6, 2007, his direct appeal was

dismissed upon the State’s motion pursuant to the fugitive disentitlement doctrine. See People v.

Ortega, No. 1-07-0055 (2007) (dispositional order).

2 This document is not included in the record on appeal. 3 The reports of proceedings from August 2, 1996 and October 11, 1996 are not included in the record on appeal.

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