People v. Nottingham

352 P.3d 989, 2015 WL 4410379
CourtSupreme Court of Colorado
DecidedJune 4, 2015
DocketNos. 14PDJ081, 15PDJ003
StatusPublished

This text of 352 P.3d 989 (People v. Nottingham) is published on Counsel Stack Legal Research, covering Supreme Court of Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Nottingham, 352 P.3d 989, 2015 WL 4410379 (Colo. 2015).

Opinion

OPINION AND DECISION IMPOSING SANCTIONS PURSUANT TO C.R.C.P. 251.19(c)

I. SUMMARY

Respondent neglected four separate client matters by failing to pursue his clients' cases and failing to communicate with the clients. In three of these matters, he knowingly converted client funds. By his misconduct, Respondent caused actual financial injury to each of his clients and potentially harmed their ability to advance their interests. In addition, Respondent failed to respond to the People's request for investigation of these matters. Under the cireumstances, the appropriate sanction is disbarment.

II. PROCEDURAL HISTORY

On April 10, 2013, in case number 12PDJ086, Respondent was suspended from the practice of law for a period of six months, all stayed subject to completion of two years [991]*991of probation with conditions, including practice monitoring. This sanction was based on Respondent's non-communication with clients, his failure to diligently complete legal work, his failure to properly safeguard unearned funds, and his delay in returning a client's file. Through that conduct, he violated Colo. RPC 1.3, 1.4(a) and (b), 1.15(a), (b), and (c), and 1.16(d).

Effective May 1, 2014, the Court revoked the stay on Respondent's suspension because he did not comply with the condition of probation requiring him to obtain a practice monitor. Respondent's license to practice law remains suspended.

The People filed a complaint in case number 14PDJ081 on September 24, 2014. Respondent failed to answer, and the Court granted the People's motion for default on December 3, 2014. On January 8, 2015, the People filed a complaint in case number 15PDJ003, and the Court consolidated the two cases on January 14, 2015. Respondent did not answer the complaint in case number 15PDJ003, and the Court entered default in that matter on March 9, 2015. Upon the entry of default, the Court deemed all facts set forth in the complaints admitted and all rule violations established by clear and convincing evidence.1

Respondent has steadfastly maintained that he is not subject to the jurisdiction of this Court because he attempted to resign from the practice of law by writing to the Office of Attorney Registration on August 2, 2014.2 The office did not accept Respondent's resignation because he was subject to an order of suspension3 As the office explained to Respondent, C.R.C.P. 227(8) states that "An attorney may resign from the practice of law in Colorado ... provided that no disciplinary or disability matter or order is pending against the attorney." 4 Through the Court's order entering default in this case, if has been deemed established that Respondent's attempt to resign his license was ineffective5 Because Respondent was subject to the order of suspension in case number 12PDJ086 and because the current disciplinary matter was pending,6 Respondent was not eligible to voluntarily resign his law license in August 2014, he is still considered a member of the bar, and he therefore must answer for the misconduct in this case.7

At the sanctions hearing on April 10, 2015, the Court considered the testimony of Scott Kerley and Luis Salas-Sanchez, and admitted exhibits 1-3 and 6.

On April 22, 2015, the People filed a "Motion for Order of Restitution," requesting awards of restitution in the amount of $1,820.00 to Salas-Sanchez and $8,000.00 to Kerley. Respondent filed no response.

III ESTABLISHED FACTS AND RULE VIOLATIONS

The Court hereby adopts and incorporates by reference the factual background of this consolidated case, as fully detailed in the admitted complaints. Respondent took the oath of admission and was admitted to the bar of the Colorado Supreme Court on October 16, 2000, under attorney registration number 31944. He is thus subject to the [992]*992Court's jurisdiction in these disciplinary proceedings.8

Arellano Matter

On August 22, 2012, Christian Arellano hired Respondent to represent him in a deferred action immigration matter. On that same day, Respondent and Arellano executed a written representation agreement. The agreement identified Respondent's scope of work as "Deferred Action For Childhood Arrivals-Application And Accompanying Work Authorization Appliction [sic]. Collection Of All Necessary Documentation, Preparation And Submission Of Applications And All Relevant Follow-Up Related To The Applications." Respondent charged Arellano a legal fee of $1,250.00, as well as $465.00 for filing fees, $50.00 for translations, and $20.00 for additional fees and costs.

Arellano paid Respondent $200.00 on Au-. gust 22, 2012; $700.00 on December 18, 2012; and $815.00 on January 25, 20183. Respondent did not deposit any of these funds into a trust account.

Arellano also gave Respondent an original copy of his birth certificate, school records, and tax returns. Arellano telephoned United States Citizenship and Immigration Services ("USCIS") to check on the status of his case and discovered that no documents had been filed on his behalf. On April 30, 2018, Arella-no emailed Respondent asking about the status of his case and requesting the return of his birth certificate so that he could obtain a passport. Respondent replied that same day, stating, "Christian-1I have a few files that are taking time. I will check and get back to you. In the meantime, I can email you your birth certificate, or you can pick if [sic] up. Let me know which you would prefer."

Arellano emailed Respondent on May 1, 2018, letting him know that USCIS had no record of him, even though it had been three months since he had paid Respondent in full. He asked Respondent why his money order had been cashed yet the USCIS had no record of documentation filed on his behalf. He asked Respondent to quickly let him know what was happening with his case and renewed his request that, Respondent mail him his birth certificate. Respondent did not respond.

On May 6, 2018, Arellano again emailed Respondent inquiring about his case. He informed Respondent that he had called US-CIS and that they again had told him they had no record of any documents filed on his behalf, nor had they received his $465.00 money order. Respondent emailed Arellano the next day, saying that he would call him. Arellano provided Respondent with his brother's phone number, where he could be reached.. But Respondent never called Arel-lano or his brother, nor did he respond to the questions Arellano raised about the progress of his case. On May 10, 20183, Arellano once again emailed Respondent, stating that documents still had not been filed on his behalf with USCIS. Yet again, Respondent failed to respond to Arellano's email.

On May 28, 2013, Arellano sent Respondent a letter terminating his representation and asking for his file and for a refund of the unused retainer fee and filing fee. Respondent did not immediately return the funds or Arellano's file. Respondent sent Arellano a refund check of $1,715.00 on August 5, 2013, written from his operating account. The check was returned for insufficient funds. It was only after meeting with the People on December 283, 2018, that Respondent gave Arellano a cashier's check for $1,715.00. There is no evidence that Respondent safeguarded Arellano's funds.

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Cite This Page — Counsel Stack

Bluebook (online)
352 P.3d 989, 2015 WL 4410379, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-nottingham-colo-2015.