People v. Nikollaj

155 Misc. 2d 642, 589 N.Y.S.2d 1013, 1992 N.Y. Misc. LEXIS 478
CourtNew York Supreme Court
DecidedSeptember 16, 1992
StatusPublished

This text of 155 Misc. 2d 642 (People v. Nikollaj) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Nikollaj, 155 Misc. 2d 642, 589 N.Y.S.2d 1013, 1992 N.Y. Misc. LEXIS 478 (N.Y. Super. Ct. 1992).

Opinion

OPINION OF THE COURT

Bonnie G. Wittner, J.

Defendant, Nue Nikollaj, was convicted by a jury on February 7, 1991 of the crimes of attempted aggravated assault on a police officer, criminal possession of a weapon in the second degree, and two counts of discrimination.

[643]*643He moves pursuant to CPL article 440, to set aside the judgment on the ground, inter alla, that the People failed to turn over to defense counsel at trial various Rosario and Brady material.

The record on the motion consists of the evidence at trial and the testimony and exhibits admitted during the CPL article 440 hearing, which was completed on June 30, 1992. The court appreciates the excellent submissions of both sides.

THE TRIAL

Defendant’s convictions arose out of a shooting incident that occurred on January 20, 1989 at approximately 12:20 p.m. in the vicinity of 2420 Bronx Park East. The People’s case consisted primarily of the identification testimony of the two complainants, Police Officer James Ward and his brother Jerry Ward, and circumstantial evidence linking the defendant to the yellow Toyota involved in the shooting. Both James and Jerry Ward testified that on the date in question they were en route to Jerry’s apartment at 2420 Bronx Park East, when they noticed a yellow Toyota occupied by three white males. These men were honking the car’s horn and making obscene gestures at the Wards. The Wards tried to ignore them and eventually attempted to make a U-turn in order to park their car. The Toyota pulled up perpendicular to the Wards’ car and blocked the U-turn. The front passenger, whom both Wards identified as the defendant, then displayed a gun. Police Officer Ward left his vehicle, identified himself as a police officer, and told the Toyota’s driver to turn off the ignition. A struggle ensued between Police Officer Ward and the front passenger and the officer fired two or three shots. Jerry Ward, who had also exited the car, dropped to the ground behind his brother’s vehicle and stayed there until the yellow car drove off. The passenger in the yellow car and Police Officer Ward exchanged further gunfire as the Toyota sped northbound. The car was recovered in Riverdale several days later and traced to the defendant. Nue Nikollaj was identified from a lineup as the passenger in the yellow car. Although James Ward is a police officer in the Bronx, the lineup fillers were Bronx policemen as well.

ROSARIO VIOLATIONS

The defendant contends that the People committed error by failing to turn over to the defense various documents which contained statements made by numerous prosecution trial [644]*644witnesses. (People v Rosario, 9 NY2d 286 [1961], cert denied 368 US 866; CPL 240.45 [1] [a].)1

He argues that these violations per se require vacatur of the conviction and a new trial without regard to prejudice. Specifically, he asserts that where, as here, the defendant has not exhausted his direct appeal, the applicable standard on CPL article 440 motions is the "per se” error rule and not the prejudice standard recently enunciated by the Court of Appeals in People v Jackson (78 NY2d 638 [1991]) and People v Bin Wahad (79 NY2d 787 [1991]). Additionally, defendant maintains that even under the prejudice standard, the omissions of fact and details and the variations and inconsistencies among the materials provided and those withheld are sufficient to warrant a new trial. (See, People v Young, 79 NY2d 365 [1992]; People v Consolazio, 40 NY2d 446 [1976], cert denied 433 US 914.)

The People urge that their failure to timely disclose the documents in question does not merit vacatur of the conviction. They concede that certain documents were not turned over to the defense at trial and that some of these documents constitute Rosario material. According to the People, these items, however, are the "duplicative equivalent” of other, previously surrendered Rosario material and therefore need not have been disclosed. The People also assert that, even if the materials are not duplicative equivalents, in the context of a CPL article 440 motion, a Rosario violation is not per se reversible error. Rather, in order to prevail, the defendant must "demonstrate a reasonable possibility that the failure to disclose the Rosario material contributed to the verdict.” (People v Jackson, supra, at 649; People v Bin Wahad, supra, at 789.)

The Rosario rule, first enunciated by the Court of Appeals in People v Rosario (9 NY2d 286 [1961], cert denied 386 US 866, supra) and now codified in CPL 240.45 (1) (a), imposes an affirmative duty upon the prosecution to provide the defense with all pretrial statements of prosecution witnesses that relate to the subject matter of the witness’ testimony. In Rosario, the Court held that, "[e]yen statements seemingly in harmony with [trial] testimony may contain matter which will [645]*645prove helpful on cross-examination * * * [therefore,] [a]s long as the statement relates to the subject matter of the witness’ testimony and contains nothing that must be kept confidential, defense counsel should be allowed to determine for themselves the use to be made of it on cross-examination.” (Supra, at 289.)

This strong presumption of discoverability is based on the deeply rooted belief that a defendant must be afforded a fair opportunity to cross-examine the prosecution’s witnesses. Thus, as the Rosario Court concluded, "a right sense of justice entitles the defense to examine a witness’ prior statement, whether or not it varies from [the witness’] testimony on the stand” (People v Rosario, supra, at 289), and "[regardless of] the manner in which [the statement] is recorded.” (People v Consolazio, 40 NY2d 446, 453 [1976], supra.) "The essence of the Rosario requirement [is a firm recognition that] a judge’s impartial determination as to what [documents] may be useful to the defense, is no substitute for the single-minded devotion of counsel for the accused” who is more motivated and better equipped to assess its usefulness. (People v Perez, 65 NY2d 154, 160 [1985].) Accordingly, "a failure to turn over Rosario material may not be excused on the ground that such material would have been of limited or of no use to the defense.” (People v Consolazio, supra, at 454.)

The Consolazio Court, however, did recognize a narrow exception to the Rosario rule by exempting material that is the "duplicative equivalent” of previously disclosed material. Consolazio (supra) involved undisclosed prosecutor’s worksheets containing statements of a trial witness. The Consolazio Court found that the undisclosed statements were the "equivalent duplication” of statements made by this witness before the Grand Jury. Accordingly, the failure to turn over the worksheets did not violate Rosario. (Supra, at 454.)2

Recently in People v Young (79 NY2d 365, supra), the Court of Appeals discussed the duplicative equivalent exception to the Rosario rule, emphasizing that since "there continues to be a 'strong presumption of * * * discoverability’ ” (supra, at 369, citing People v Ranghelle, 69 NY2d 56, 63) the exception must be narrowly circumscribed. The Young Court, citing

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Related

People v. Rosario
173 N.E.2d 881 (New York Court of Appeals, 1961)
People v. Consolazio
354 N.E.2d 801 (New York Court of Appeals, 1976)
People v. Ranghelle
503 N.E.2d 1011 (New York Court of Appeals, 1986)
People v. Jackson
585 N.E.2d 795 (New York Court of Appeals, 1991)
People v. Young
591 N.E.2d 1163 (New York Court of Appeals, 1992)
People v. Wahad
79 N.Y.2d 787 (New York Court of Appeals, 1991)
People v. Robinson
133 A.D.2d 859 (Appellate Division of the Supreme Court of New York, 1987)
People v. Mahones
136 A.D.2d 745 (Appellate Division of the Supreme Court of New York, 1988)
People v. Ray
140 A.D.2d 380 (Appellate Division of the Supreme Court of New York, 1988)
People v. Rivera
170 A.D.2d 544 (Appellate Division of the Supreme Court of New York, 1991)
People v. Robles
153 Misc. 2d 859 (New York Supreme Court, 1992)

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Bluebook (online)
155 Misc. 2d 642, 589 N.Y.S.2d 1013, 1992 N.Y. Misc. LEXIS 478, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-nikollaj-nysupct-1992.