People v. Nickols

354 N.E.2d 474, 41 Ill. App. 3d 974, 1976 Ill. App. LEXIS 3054
CourtAppellate Court of Illinois
DecidedSeptember 10, 1976
DocketNo. 75-141
StatusPublished
Cited by17 cases

This text of 354 N.E.2d 474 (People v. Nickols) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Nickols, 354 N.E.2d 474, 41 Ill. App. 3d 974, 1976 Ill. App. LEXIS 3054 (Ill. Ct. App. 1976).

Opinion

Mr. JUSTICE STENGEL

delivered the opinion of the court:

Defendant plead guilty to two counts of aggravated battery and one count of armed violence and was sentenced to 2-6 years’ imprisonment on one count of aggravated battery. Defendant appeals, contending that his guilty plea was involuntary as a result of coercive conduct by the trial • court, that the trial court erred by denying a motion for substitution of judges, that the three offenses arose from the same conduct thus permitting only one conviction, and that the sentence is excessive in the absence of a sentencing hearing.

The record shows that on March 12, 1975, the date on which defendant’s trial was to be held, defendant’s attorney moved for substitution of judge pursuant to section 114 — 5(c) of the Code of Criminal Procedure of 1963 (Ill. Rev. Stat. 1975, ch. 38, par. 114 — 5(c)). The grounds of the motion were as follows: A tentative plea agreement had been reached whereby defendant would plead guilty to the three offenses in return for a recommended sentence of 1% to 5M years, and the terms of the pleá were to be disclosed to the court on the date set for trial. Defense counsel, however, upon arriving at the courtroom that day, learned that the plea had already been disclosed to the judge assigned for trial and was informed by the judge that the plea had been rejected. Defense counsel stated that he felt the judge was prejudiced either against him or defendant due to the manner in which the plea agreement had been disclosed and rejected.

Further discussion between the State’s Attorney, trial judge, and defense counsel revealed that the State’s Attorney had talked with the judge two days previously and had informed him of the terms of the proposed plea. The judge had stated that he would consider the plea and, on the date of the trial, informed both sides that he would not accept it. The judge also afforded defense counsel the opportunity to again present the plea agreement and any evidence which defendant desired the court to receive, but the offer was declined. After further discussion, the motion for substitution was denied.

Defense counsel then moved for a continuance, stating that he had expected the plea to be accepted and was1 unprepared for trial. This motion was denied, and jury selection began. During jury selection, defense counsel conferred with the judge and State’s Attorney, and the conference was moved to chambers. In response to questioning by defense counsel, the judge stated that he had rejected the plea agreement because the recommended sentence was too low. Defense counsel then suggested a plea of guilty in return for a sentence of 2-6 years, which was acceptable to the court and State’s Attorney. Defense counsel consulted with defendant, after which defendant tendered a plea of guilty, was properly admonished by the court in accordance with Supreme Court Rule 402, and the guilty plea was accepted.

The factual basis for the plea showed that during the evening of November 1, 1974, Christopher Smith was in a tavern in Monmouth, Illinois, sitting at the bar. Defendant approached Smith and struck him in the face, breaking Smith’s jaw, and knocking him to the floor. Defendant then stabbed Smith in the leg with a knife.

Defendant first contends that his guilty plea was involuntary because it was coerced by the adverse rulings on his motion for substitution of judge and motion for continuance and by allegedly improper participation by the trial court in the plea negotiations.

The improper participation cited by defendant consists of the manner in which the initial plea agreement was disclosed to and rejected by the court and the subsequent discussion in chambers where a plea agreement was reached.

Supreme Court Rule 402(d)(2) (Ill. Rev. Stat. 1975, ch. 110A, par. 402(d)(2)) provides that the parties may with the court’s permission, disclose a proposed plea agreement to the court and seek the court’s concurrence. It is further provided that the court may receive, with the consent of the defendant, evidence in aggravation and mitigation. We believe that this provision clearly contemplates a procedure whereby both parties participate in open court.

Here, the State’s Attorney had disclosed the plea agreement to the court in defendant’s absence. When the entire record is considered, it is obvious that the State’s Attorney was only attempting to comply with J. Klukos’ order of January 21, 1975, where the attorneys were directed ' 'to intelligently advise this Court before 10:00 a.m. of the date preceding the date set for trial whether or not the respective parties still wish a jury trial 8 8 8.” The record shows that no other information was disclosed other than the terms of the agreement. Moreover, defense counsel, was afforded the opportunity to restate the plea agreement and to present evidence in support of the agreement.

In light of the above facts, we do not believe that the court improperly participated in the negotiation process so as to coerce defendant’s plea. Although the plea agreement should háve been disclosed initially in open court with both parties present, the facts adduced at the hearing show the error to be harmless and further show that the court’s “participation” was no greater than if the plea agreement had been disclosed and rejected in full conformity with Supreme Court Rule 402(d)(2).

Defendant also asserts as improper participation the in-chambers discussion where the judge, in response to questioning, by defense counsel, stated that a sentence of 2-6 years would be acceptable for a plea of guilty. Supreme Court Rule 402 precludes the trial court from initiating plea negotiations and contemplates a limited participation by the trial court in the negotiations. (People v. Fox (3d Dist. 1976), 38 Ill. App. 3d 257, 345 N.E.2d 139; People v. Robinson (1st Dist. 1974), 17 Ill. App. 3d 310, 308 N.E.2d 88.) We believe the judge’s role during the in-chambers discussion was well within the ambit of allowable participation.

In order to prevail on a claim that a trial court participated in plea negotiations so as to render a guilty plea involuntary, defendant must present facts and circumstances which reasonably show that the court, contrary to the provisions of Rule 402, departed from its judicial function and involved itself in the negotiation process to such an extent that improper influence was put on defendant to plead guilty, of that defendant reasonably believes that he no longer can receive a fair and impartial trial and must plead guilty and accept the sentence which has been approved by the court. (See People v. Bannister (1st Dist. 1974), 18 Ill. App. 3d 154, 309 N.E.2d 279.) However, the mere fact that a trial court participates in plea negotiations does not render involuntary a subsequent plea of guilty. (See People v. Rudnicki (1st Dist. 1975), 27 Ill. App. 3d 87, 327 N.E.2d 303.) Here, we do not find that the trial court improperly participated in the negotiations so as to have had a coercive effect on defendant’s decision to plead guilty.

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Bluebook (online)
354 N.E.2d 474, 41 Ill. App. 3d 974, 1976 Ill. App. LEXIS 3054, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-nickols-illappct-1976.