People v. Nicholson

235 N.W.2d 132, 395 Mich. 96, 1975 Mich. LEXIS 155
CourtMichigan Supreme Court
DecidedNovember 7, 1975
DocketDocket Nos. 57025, 57005, 57039, 57036, 57007, 57018, 57035, 57032, 57031, 57003, 57011, 57017, 57022, 57023, 57037, 57009, 57060, 57088, 57047, 57091, 57067, 57083,57110,57112
StatusPublished
Cited by37 cases

This text of 235 N.W.2d 132 (People v. Nicholson) is published on Counsel Stack Legal Research, covering Michigan Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Nicholson, 235 N.W.2d 132, 395 Mich. 96, 1975 Mich. LEXIS 155 (Mich. 1975).

Opinions

Memorandum Opinion. In People v Shekoski, 393 Mich 134; 224 NW2d 656 (1974), this Court reversed a guilty plea conviction and declared:

"The requirements for a valid guilty plea after June 1, 1973 are set forth specifically in GCR 1963, 785.7. The bench and bar are hereby advised that strict adherence to those requirements is mandatory and that neither substantial compliance nor the absence of prejudicial error will be deemed sufficient. GCR 1963, . 785.7(5).”

After the Shekoski order was entered, the Court of Appeals reversed a large number of guilty plea convictions for failure of the trial court to comply strictly with Rule 785.7. Prosecutors have filed [113]*113applications for leave to appeal in some of those cases.

We became convinced that we should reconsider the policy expressed in Shekoski, and we entered two orders — the first granting leave to appeal in 114 appeals pending in the Court of Appeals (394 Mich 776), and the second directing the Court of Appeals to hold in abeyance any decision on the merits of issues related to the integrity of the plea-taking procedure in all other cases (394 Mich 946).

Orad arguments were scheduled in these 24 of the 114 transferred appeals. The remaining 90 have not yet been submitted.

We conclude that the policy expressed in Shekoski, that any failure of strict adherence to the procedure and practice specified in Rule 785.7 mandates reversal, should be modified. Noncompliance with a requirement of Rule 785.7 may but does not necessarily require reversal.

Whether a particular departure from Rule 785.7 justifies or requires reversal or remand for additional proceedings will depend on the nature of the noncompliance.

Rule 785.7 requires that before a plea of guilty may be accepted, the trial judge shall

—personally address the defendant and inform him of and determine that he understands

i) the general nature of the charge to which the plea is offered;

ii) the sentence which may be imposed and the possibility of other sentence consequences;

iii) that his plea of guilty waives his right to a trial and to certain constitutional and other rights incident to a trial; and

—place on the record

iv) a factual basis for the plea; and

v) any plea agreement.

[114]*114These 24 appeals present some of the issues which have arisen in the application of this rule.

I

Personally Address

Rule 785.7 provides:

".7 Plea of Guilty and Plea of Nolo Contendere. A defendant may enter a plea of guilty or plead nolo contendere only with the consent of the court. If the defendant states his intent to plead guilty or to plead nolo contendere the following practice shall be observed:
"(1) Advice by the Court. The court shall not accept a plea of guilty or nolo contendere without first personally addressing the defendant and informing him of and determining that he understands the following:”.

In Courtney, the judge did not personally advise the defendant of the maximum sentence but in moving to add a second count the prosecutor stated the maximum penalty of five years.

In Bauer, the judge did not state the charge but the prosecutor read the information on the plea record.

These departures do not justify reversal. While it would be better for the judge to cover all the points himself, as long as he assumes the principal burden of imparting the required information, as did the judges in Courtney and Bauer, the purpose of requiring him personally to address the defendant and in so doing observe his demeanor and responses is achieved.

A guilty plea conviction will not be reversed if the judge engages in the required colloquy but fails to mention an item which the record shows was established through, for example, an opening [115]*115statement of or interjection by the prosecutor or defense counsel in the hearing of the judge and defendant. It is proper for the prosecutor or the clerk to read the information in the judge’s presence.

Nor do we regard "grouping” of the rights in the judge’s recital inconsistent with the "personally address” requirement. All judges "group” the recital to some extent, combining a number of rights and imparting several items of information without pause for response by the defendant. No one method of recital is required.

In Nicholson and Bauer the judge recited the rights without interruption concluding, in Nicholson, "Now, if that is clear — is it?” and in Bauer, "Do you wish to enter a plea to Count Two?” In Pleasants, the judge both began and ended his uninterrupted recitation of the rights specified in 785.7(l)(d) by asking the defendant if he understood that he was waiving or "giving up” those rights.

The method of recital in each of these cases satisfied the "personally address” requirement.

II

General Nature of the Charge

The rule continues (785.7[1] [a]):

"(a) the general nature of the charge to which the plea is offered; the court is not obliged to, but may explain the elements of the offense or any defenses possible;”.

The rule requires the judge to inform the defendant and determine that he understands the "general nature” of the charge to which the plea [116]*116is offered. The judge may, but he is not obliged to, explain the elements of the offense.

In Torres, the judge said, "They are adding a count of robbery unarmed”.

In Adkins, the judge informed the defendant he was charged with the crime of manslaughter.

In Courtney, the judge described the offense as "attempted uttering and publishing an instrument which you knew to be false for the payment of money”.

In Bauer, the prosecutor read the information and the judge asked the defendant, "Do you understand the charges in both Count One and Count Two?”

In Simpson, the judge informed the defendant he was charged with breaking and entering. In fact he was charged with attempted breaking and entering of an occupied dwelling house.

It is contended that to insure that a defendant understands the general nature of the charge the judge should name and explain at least the salient elements of the offense.

In the necessary accommodation of the desirable with the practicable, it would be unrealistic to impose on the judge the obligation to impart to a defendant the substantive law applicable to his case.

In Torres, defendant pled guilty to a reduced charge of unarmed robbery. Robbery can be defined as the six elements of larceny plus two more —(7) the taking must be from the person of the victim or in his presence (8) by violence or intimidation. LaFave & Scott, Criminal Law, §§ 85, 94, pp 622, 692.

Even if the judge named these eight elements, his task, arguably, would not be concluded. Depending on the facts of the case, one or more of these elements may require further elucidation to [117]

Free access — add to your briefcase to read the full text and ask questions with AI

Related

People v. Al-Shara
876 N.W.2d 826 (Michigan Court of Appeals, 2015)
People v. Osaghae
596 N.W.2d 911 (Michigan Supreme Court, 1999)
Lichon v. American Universal Insurance
459 N.W.2d 288 (Michigan Supreme Court, 1990)
People v. Bettistea
448 N.W.2d 781 (Michigan Court of Appeals, 1989)
People v. Schneider
429 N.W.2d 845 (Michigan Court of Appeals, 1988)
People v. Heintzelman
368 N.W.2d 903 (Michigan Court of Appeals, 1985)
People v. Johnson
343 N.W.2d 226 (Michigan Court of Appeals, 1983)
People v. Bryant
342 N.W.2d 86 (Michigan Court of Appeals, 1983)
People v. Clark
341 N.W.2d 248 (Michigan Court of Appeals, 1983)
People v. Lee
336 N.W.2d 864 (Michigan Court of Appeals, 1983)
People v. Mitchell
336 N.W.2d 31 (Michigan Court of Appeals, 1983)
People v. Green
332 N.W.2d 610 (Michigan Court of Appeals, 1983)
People v. Jones
321 N.W.2d 723 (Michigan Court of Appeals, 1982)
People v. Baker
321 N.W.2d 385 (Michigan Court of Appeals, 1982)
People v. Rogers
316 N.W.2d 701 (Michigan Supreme Court, 1982)
People v. Taylor
315 N.W.2d 202 (Michigan Court of Appeals, 1981)
People v. Blythe
314 N.W.2d 624 (Michigan Court of Appeals, 1981)
People v. Jones
301 N.W.2d 822 (Michigan Supreme Court, 1981)
People v. Porter
297 N.W.2d 703 (Michigan Court of Appeals, 1980)
People v. Czerwinski
298 N.W.2d 16 (Michigan Court of Appeals, 1980)

Cite This Page — Counsel Stack

Bluebook (online)
235 N.W.2d 132, 395 Mich. 96, 1975 Mich. LEXIS 155, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-nicholson-mich-1975.