Filed 8/4/25 P. v. Ngissah CA3 Opinion following transfer from Supreme Court NOT TO BE PUBLISHED California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Sacramento) ----
THE PEOPLE, C095346
Plaintiff and Respondent, (Super. Ct. No. 20FE001921)
v. OPINION ON TRANSFER
FRANCIS NGISSAH,
Defendant and Appellant.
A jury found defendant guilty of misdemeanor false imprisonment and felony false imprisonment. The trial court sentenced defendant to the upper term of three years in state prison for the felony, plus eight months in the county jail for the misdemeanor. Defendant raises two claims on appeal. First, defendant contends the trial court abused its discretion in admitting evidence of prior uncharged misconduct and five prior convictions because the evidence was offered to show his propensity to commit the current offenses and was unduly prejudicial. To the extent his defense counsel failed to object to the admission of the prior convictions, defendant maintains he received ineffective assistance of counsel. Second, he argues remand is appropriate because the aggravating factors the trial court relied on in selecting the upper term are no longer valid under amended subdivision (b) of Penal Code section 1170.
1 We originally affirmed. (People v. Ngissah (Apr. 24, 2023, C095346) [nonpub. opn.].) On May 14, 2025, our Supreme Court transferred this matter back to us with directions to vacate the original opinion and reconsider the matter in light of People v. Lynch (2024) 16 Cal.5th 730 (Lynch). We vacated the prior decision and received supplemental briefing from the parties. The People concede the trial court’s sentencing error cannot be deemed harmless under Lynch. But they contend defendant’s sentencing claim is moot because his full sentence has expired. Defendant concedes that he is no longer in custody. We will reject defendant’s first claim and conclude his second claim is moot. The judgment is affirmed. FACTUAL AND PROCEDURAL BACKGROUND The People charged defendant with misdemeanor false imprisonment (Pen. Code,1 § 236—count one) and felony false imprisonment (§ 236—count two). Defendant pleaded not guilty to both counts. A. I.J.’s Trial Testimony At trial, I.J.2 testified that after he left prison, he was defendant’s roommate in an apartment provided by a postrelease reentry program. On the first night they met, defendant and I.J. shared their background. During the conversation, defendant offered to demonstrate “behavioral modification” to I.J., which would require I.J. to be tied up. I.J. felt he could not protest because of the peer pressure from defendant. Defendant grabbed I.J. aggressively, put I.J.’s hands behind his back, and wrapped tape around I.J.’s wrists and ankles. While I.J. was tied up, defendant lectured I.J. about changing his way of thinking. Out of fear that defendant may retaliate if interrupted, I.J. waited
1 Undesignated statutory references are to the Penal Code. 2 To protect their privacy, we refer to the victims by their initials. (Cal. Rules of Court, rule 8.90(b)(4).)
2 approximately 45 minutes before he asked defendant to let him go. Defendant refused, and waited another 15 minutes before he finally released I.J. Several days later, defendant became angry at I.J. because I.J. went to the store without informing him. He bound I.J.’s hands and ankles with zip ties. I.J. did not physically resist because he was afraid of defendant, but he repeatedly asked to be released; defendant refused. Eventually, after 25 minutes, defendant cut the zip ties when a program employee knocked on the door. I.J. told defendant’s parole agent about the incidents. B. Defendant’s Trial Testimony Defendant testified at trial that while he was in the reentry program, both he and I.J. attended group therapy where they discussed their past crimes and what they had learned from their mistakes. Defendant shared in therapy that he had zip-tied someone in the past and had more discussions with I.J. in private about the incident. Defendant also claimed I.J. owed him money when they were in the reentry program. Defendant demanded payment from I.J. when leaving the program, but I.J. said he did not have the money to pay him back. Shortly after, defendant learned from the police and his parole agent that he was accused of tying up I.J. with zip ties. Defendant believed I.J. manufactured the claims to avoid repaying the money. C. The Jury Verdict and Sentencing The jury found defendant guilty on both counts. On December 3, 2021, the trial court sentenced defendant to the upper term of three years in state prison for the felony count, plus eight months in the county jail for the misdemeanor count. It credited defendant with 493 days, applied 240 of those days towards his county jail sentence, and
3 deemed defendant’s misdemeanor as time served. Defendant timely appealed.3 DISCUSSION I Admission of Prior Uncharged Conduct and Convictions Defendant argues the trial court erred in admitting into evidence his prior uncharged misconduct in 2010 and five prior convictions in 2014, all of which involved him tying up the victims. We disagree. A. Additional Trial Background 1. J.D.’s Testimony In her motion in limine filed before trial, the prosecutor sought to admit, among other things, the testimony of J.D. about an uncharged incident in 2010, wherein defendant zip-tied J.D. The trial court allowed J.D. to testify, reasoning that the testimony was relevant to prove a common plan or scheme under Evidence Code section 1101, subdivision (b), and People v. Ewoldt (1994) 7 Cal.4th 380 (Ewoldt), and its probative value was not substantially outweighed by any prejudicial effect under Evidence Code section 352. At trial, J.D. testified that defendant was his mentor when he was 16 years old. On one occasion, J.D. uttered curse words that defendant did not like, and defendant made J.D. do pushups. When J.D. got tired and stopped, defendant became very agitated. Defendant bound J.D.’s wrists with zip ties as punishment. J.D. fought defendant and repeatedly asked defendant to cut off the zip ties, but defendant refused. Defendant sat and watched J.D. plead for about five minutes before he finally released J.D.
3 The notice of appeal was filed on December 14, 2021. Briefing was delayed due to defendant’s filing errors and the parties’ requests for extensions of time to file their briefs. The case was fully briefed on July 21, 2025.
4 The trial court instructed the jury to use J.D.’s testimony “ ‘for the limited purpose of deciding whether the Defendant had a plan or scheme to commit the offenses alleged in this case’ ” and “ ‘[d]o not conclude from this evidence, that the Defendant had a bad character or is disposed to commit crime.’ ” During his closing argument, defense counsel also warned the jury “not to engage in propensity reasoning” when they considered J.D.’s testimony. 2. Prior Convictions During cross-examination, when asked to elaborate on what he shared at group therapy, defendant responded, “I explained the situation that had happened, about an alleged victim that I had zip-tied or allegedly had zip-tied.” Defendant further stated, “I was kind of frustrated and upset, because that case—I had gotten this letter from the DA’s Office, that there was a Brady violation[4] in the case.” Following this testimony, the prosecutor requested to impeach defendant with prior convictions on the ground that defendant “opened the door” by discussing a prior conviction involving an alleged victim and admitting I.J. knew about the conviction.
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Filed 8/4/25 P. v. Ngissah CA3 Opinion following transfer from Supreme Court NOT TO BE PUBLISHED California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Sacramento) ----
THE PEOPLE, C095346
Plaintiff and Respondent, (Super. Ct. No. 20FE001921)
v. OPINION ON TRANSFER
FRANCIS NGISSAH,
Defendant and Appellant.
A jury found defendant guilty of misdemeanor false imprisonment and felony false imprisonment. The trial court sentenced defendant to the upper term of three years in state prison for the felony, plus eight months in the county jail for the misdemeanor. Defendant raises two claims on appeal. First, defendant contends the trial court abused its discretion in admitting evidence of prior uncharged misconduct and five prior convictions because the evidence was offered to show his propensity to commit the current offenses and was unduly prejudicial. To the extent his defense counsel failed to object to the admission of the prior convictions, defendant maintains he received ineffective assistance of counsel. Second, he argues remand is appropriate because the aggravating factors the trial court relied on in selecting the upper term are no longer valid under amended subdivision (b) of Penal Code section 1170.
1 We originally affirmed. (People v. Ngissah (Apr. 24, 2023, C095346) [nonpub. opn.].) On May 14, 2025, our Supreme Court transferred this matter back to us with directions to vacate the original opinion and reconsider the matter in light of People v. Lynch (2024) 16 Cal.5th 730 (Lynch). We vacated the prior decision and received supplemental briefing from the parties. The People concede the trial court’s sentencing error cannot be deemed harmless under Lynch. But they contend defendant’s sentencing claim is moot because his full sentence has expired. Defendant concedes that he is no longer in custody. We will reject defendant’s first claim and conclude his second claim is moot. The judgment is affirmed. FACTUAL AND PROCEDURAL BACKGROUND The People charged defendant with misdemeanor false imprisonment (Pen. Code,1 § 236—count one) and felony false imprisonment (§ 236—count two). Defendant pleaded not guilty to both counts. A. I.J.’s Trial Testimony At trial, I.J.2 testified that after he left prison, he was defendant’s roommate in an apartment provided by a postrelease reentry program. On the first night they met, defendant and I.J. shared their background. During the conversation, defendant offered to demonstrate “behavioral modification” to I.J., which would require I.J. to be tied up. I.J. felt he could not protest because of the peer pressure from defendant. Defendant grabbed I.J. aggressively, put I.J.’s hands behind his back, and wrapped tape around I.J.’s wrists and ankles. While I.J. was tied up, defendant lectured I.J. about changing his way of thinking. Out of fear that defendant may retaliate if interrupted, I.J. waited
1 Undesignated statutory references are to the Penal Code. 2 To protect their privacy, we refer to the victims by their initials. (Cal. Rules of Court, rule 8.90(b)(4).)
2 approximately 45 minutes before he asked defendant to let him go. Defendant refused, and waited another 15 minutes before he finally released I.J. Several days later, defendant became angry at I.J. because I.J. went to the store without informing him. He bound I.J.’s hands and ankles with zip ties. I.J. did not physically resist because he was afraid of defendant, but he repeatedly asked to be released; defendant refused. Eventually, after 25 minutes, defendant cut the zip ties when a program employee knocked on the door. I.J. told defendant’s parole agent about the incidents. B. Defendant’s Trial Testimony Defendant testified at trial that while he was in the reentry program, both he and I.J. attended group therapy where they discussed their past crimes and what they had learned from their mistakes. Defendant shared in therapy that he had zip-tied someone in the past and had more discussions with I.J. in private about the incident. Defendant also claimed I.J. owed him money when they were in the reentry program. Defendant demanded payment from I.J. when leaving the program, but I.J. said he did not have the money to pay him back. Shortly after, defendant learned from the police and his parole agent that he was accused of tying up I.J. with zip ties. Defendant believed I.J. manufactured the claims to avoid repaying the money. C. The Jury Verdict and Sentencing The jury found defendant guilty on both counts. On December 3, 2021, the trial court sentenced defendant to the upper term of three years in state prison for the felony count, plus eight months in the county jail for the misdemeanor count. It credited defendant with 493 days, applied 240 of those days towards his county jail sentence, and
3 deemed defendant’s misdemeanor as time served. Defendant timely appealed.3 DISCUSSION I Admission of Prior Uncharged Conduct and Convictions Defendant argues the trial court erred in admitting into evidence his prior uncharged misconduct in 2010 and five prior convictions in 2014, all of which involved him tying up the victims. We disagree. A. Additional Trial Background 1. J.D.’s Testimony In her motion in limine filed before trial, the prosecutor sought to admit, among other things, the testimony of J.D. about an uncharged incident in 2010, wherein defendant zip-tied J.D. The trial court allowed J.D. to testify, reasoning that the testimony was relevant to prove a common plan or scheme under Evidence Code section 1101, subdivision (b), and People v. Ewoldt (1994) 7 Cal.4th 380 (Ewoldt), and its probative value was not substantially outweighed by any prejudicial effect under Evidence Code section 352. At trial, J.D. testified that defendant was his mentor when he was 16 years old. On one occasion, J.D. uttered curse words that defendant did not like, and defendant made J.D. do pushups. When J.D. got tired and stopped, defendant became very agitated. Defendant bound J.D.’s wrists with zip ties as punishment. J.D. fought defendant and repeatedly asked defendant to cut off the zip ties, but defendant refused. Defendant sat and watched J.D. plead for about five minutes before he finally released J.D.
3 The notice of appeal was filed on December 14, 2021. Briefing was delayed due to defendant’s filing errors and the parties’ requests for extensions of time to file their briefs. The case was fully briefed on July 21, 2025.
4 The trial court instructed the jury to use J.D.’s testimony “ ‘for the limited purpose of deciding whether the Defendant had a plan or scheme to commit the offenses alleged in this case’ ” and “ ‘[d]o not conclude from this evidence, that the Defendant had a bad character or is disposed to commit crime.’ ” During his closing argument, defense counsel also warned the jury “not to engage in propensity reasoning” when they considered J.D.’s testimony. 2. Prior Convictions During cross-examination, when asked to elaborate on what he shared at group therapy, defendant responded, “I explained the situation that had happened, about an alleged victim that I had zip-tied or allegedly had zip-tied.” Defendant further stated, “I was kind of frustrated and upset, because that case—I had gotten this letter from the DA’s Office, that there was a Brady violation[4] in the case.” Following this testimony, the prosecutor requested to impeach defendant with prior convictions on the ground that defendant “opened the door” by discussing a prior conviction involving an alleged victim and admitting I.J. knew about the conviction. The trial court agreed, stating, “Right now the jury is left with the picture that, ‘Oh, in 2014, there was some alleged victim and a Brady violation.’ [¶] . . . That’s a hundred and eighty degrees from the truth. And I’m not going to let the jury sort of sit with that impression.” In response, defense counsel proposed that instead of introducing the prior convictions, the trial court should simply strike defendant’s testimony as to the Brady violation. But the trial court rejected this proposal, reasoning the jury had heard testimony “about an alleged victim and a Brady violation” that “sound[ed] like there’s something going on here, some kind of DA violation.” Defense counsel then requested
4 Under Brady v. Maryland (1963) 373 U.S. 83 and its progeny, the prosecution has the obligation to disclose evidence favorable to an accused. (People v. Salazar (2005) 35 Cal.4th 1031, 1042-1043.)
5 the prosecution “not [to] get into the facts” of the convictions should defendant admit the convictions, which the trial court accepted. When cross-examination resumed, the prosecutor asked defendant if he recalled his earlier testimony about the alleged victim, to which defendant provided evasive answers. The prosecutor proceeded to impeach defendant with four felony convictions and one misdemeanor conviction in which defendant bound the victims with zip ties. Defendant admitted these convictions. B. Analysis As a general rule, evidence of prior crimes and uncharged misconduct is inadmissible to prove the defendant had the disposition to commit the charged crime. (Evid. Code, § 1101, subd. (a).) But such evidence may be admitted when relevant to prove some fact, such as a common plan, other than the defendant’s disposition to commit similar acts. (Evid. Code, § 1101, subd. (b).) “[T]he admissibility of uncharged crimes depends upon three factors: (1) the materiality of the facts sought to be proved; (2) the tendency of the uncharged crimes to prove or disprove the material fact [i.e., probative value]; and (3) the existence of any rule or policy requiring the exclusion of relevant evidence [i.e., prejudicial effect or other § 352 concern].” (People v. Hendrix (2013) 214 Cal.App.4th 216, 238.) “In order to satisfy the requirement of materiality, the fact sought to be proved or disproved must be either an ultimate fact or an intermediate fact from which such ultimate fact may be inferred. [Citation.]” (People v. Hendrix, supra, 214 Cal.App.4th at p. 239.) A common design or plan is an intermediate fact. (People v. Scheer (1998) 68 Cal.App.4th 1009, 1020.) Evidence of a defendant’s uncharged misconduct is relevant if it is sufficiently similar to the charged offense to support a rational inference of a common design or plan. (Evid. Code, § 1101, subd. (b); People v. Foster (2010) 50 Cal.4th 1301, 1328.) In order to meet the degree of similarity required to prove a common design or plan, the evidence
6 of uncharged misconduct must demonstrate “ ‘not merely a similarity in the results, but such a concurrence of common features that the various acts are naturally to be explained as caused by a general plan of which they are the individual manifestations.’ ” (Ewoldt, supra, 7 Cal.4th at p. 402.) These common features “must indicate the existence of a plan rather than a series of similar spontaneous acts.” (Id. at p. 403.) Thus, evidence of an uncharged misconduct that is similar to the charged offense may be relevant if it is “demonstrate[d] circumstantially that the defendant committed the charged offense pursuant to the same design or plan he or she used in committing the uncharged acts.” (Ibid.) But even if evidence of uncharged misconduct is admissible under Evidence Code section 1101, subdivision (b), the trial court may still exclude the evidence if its probative value is substantially outweighed by its prejudicial effect under Evidence Code section 352. (Ewoldt, supra, 7 Cal.4th at p. 404.) We review a trial court’s exercise of discretion in admitting evidence for abuse. (People v. Rodriguez (1999) 20 Cal.4th 1, 9.) We will not disturb the trial court’s decision unless “the trial court exercised its discretion in an arbitrary, capricious, or patently absurd manner that resulted in a manifest miscarriage of justice.” (Ibid.) 1. Prior Uncharged Misconduct Here, J.D.’s testimony satisfies the materiality requirement because it was admitted to prove that defendant acted according to a common design or plan—an intermediate fact. We reject defendant’s argument that because the prosecutor failed to establish a nexus between the acts, they were independent of each other and spontaneous. “[A] common plan or scheme depends on the existence of striking similarities between the prior misconduct and the charged crime, and a nexus between the commission of the two is unnecessary.” (People v. Scheer, supra, 68 Cal.App.4th at p. 1020.) Defendant complains the prosecutor used J.D.’s testimony to prove that he “acted out of a tendency to be manipulative and domineering” and had a disposition to exploit
7 vulnerable victims. In support of this proposition, defendant cites to the prosecutor’s motion in limine, conversations between counsel and the trial court outside of the jury’s presence, the prosecutor’s questions to I.J. about defendant’s personality, and the prosecutor’s comments about defendant’s personality during closing argument. But the motion in limine was not before the jury, nor were the conversations between counsel and the trial court. We find no issue with the prosecutor’s closing argument because she had “wide latitude during argument and may urge the jury to draw any reasonable inference from the evidence.” (People v. Seumanu (2015) 61 Cal.4th 1293, 1331.) In addition, both the trial court and defense counsel specifically instructed the jury not to conclude from J.D.’s testimony that defendant had the propensity to commit the current offenses. These instructions helped mitigate the danger of confusing or misleading the jury. (People v. Lindberg (2008) 45 Cal.4th 1, 25-26.) In any event, because defense counsel made no objections to the prosecutor’s questions about his personality or to the comments during the closing argument, defendant has forfeited his claims. (People v. Tully (2012) 54 Cal.4th 952, 1014.) Defendant additionally contends that while questioning him, the prosecutor improperly emphasized the power dynamic between defendant and J.D. by repeating J.D.’s testimony that he felt uncomfortable as a 16-year-old being tied up by a grown man. But repeating J.D.’s testimony was made necessary by defendant’s evasive answers and allegation that J.D.’s testimony was untruthful. The prosecutor spent little time on the issue, asking only whether defendant heard J.D.’s testimony about being uncomfortable because he was tied up. J.D.’s incident and the current offenses also met the similarity requirement. They all involved defendant binding the victims’ hands and ignoring their pleas to be released. In both J.D.’s incident and count two, defendant tied up the victims by force with zip ties after their actions irritated him. These acts were sufficiently similar to demonstrate that defendant acted with a common plan to forcefully zip tie victims against their will. (See
8 People v. Chhoun (2021) 11 Cal.5th 1, 28 [evidence of the defendant’s prior misconduct was relevant to show he employed the same general plan on both occasions].) Finally, the probative value of J.D.’s testimony was not substantially outweighed by its prejudicial effect. Evidence Code section 352 provides that relevant evidence may be excluded if its probative value is substantially outweighed by the probability that its admission will “create substantial danger of undue prejudice, of confusing the issues, or of misleading the jury.” We are mindful that evidence of an uncharged offense “ ‘is so prejudicial that its admission requires extremely careful analysis.’ ” (Ewoldt, supra, 7 Cal.4th at p. 404.) Here, J.D.’s testimony was not more inflammatory than defendant’s charged offenses. Defendant tied up J.D. once for five minutes, and did not bind J.D.’s ankles. On the other hand, in the current offenses, defendant twice bound I.J.’s hands and ankles for over 15 minutes after I.J. asked to be released. Although J.D. was a minor when the incident occurred, he did not testify that he was afraid of defendant. Instead, J.D. immediately started fighting defendant when he was tied up. I.J., however, stated he was too scared to confront defendant both times. We accept that because J.D.’s incident did not result in a conviction, the jury might have been inclined to punish defendant for tying up J.D. (See Ewoldt, supra, 7 Cal.4th at p. 405.) However, the record provides no evidence to support this hypothesis. The trial court instructed the jury on the limited purpose for which it could consider J.D.’s testimony, which “eliminated any danger ‘of confusing the issues, or of misleading the jury.’ ” (People v. Lindberg, supra, 45 Cal.4th at pp. 25-26.) Defense counsel also warned the jury not to use J.D.’s testimony to conclude he had the propensity to commit the current offenses. We are satisfied that any prejudicial risk of J.D.’s testimony is counterbalanced by the instructions and the prosecution’s need to prove each of the elements of the charged offenses. (See id. at pp. 25-26; People v. Frazier (2001) 89 Cal.App.4th 30, 42.)
9 We further reject defendant’s argument that J.D.’s testimony was unnecessary to prove defendant’s motive or involvement in the charged offenses, or was cumulative. As we explained ante, J.D.’s testimony was properly admitted to prove the existence of a common design or plan. Defendant entered a not guilty plea, thus putting in issue all elements of the charged offenses. (People v. Whisenhunt (2008) 44 Cal.4th 174, 204.) At trial, I.J. testified that he was alone with defendant during both incidents. Defendant denied he ever tied up I.J., instead claiming I.J. manufactured the claims to avoid repaying money owed to him. Although the prosecutor called several other witnesses, none testified they witnessed defendant tying up I.J. Additionally, no other evidence introduced by the prosecutor demonstrated that defendant forcefully tied up I.J., an element of felony false imprisonment in count two. (See People v. Newman (2015) 238 Cal.App.4th 103, 109.) Because no trial evidence rendered defendant’s actions or involvement beyond dispute, J.D.’s testimony was not merely cumulative of other evidence. (See People v. Foster, supra, 50 Cal.4th at p. 1331.) 2. Prior Convictions Under Evidence Code section 780, subdivision (i), the trial court may admit for impeachment otherwise inadmissible evidence to prove or disprove the existence or nonexistence of a fact about which a defendant has testified. A witness opens the door to impeachment if he or she “seeks to mislead the jury or minimize the facts” of a prior conviction. (People v. Smith (2003) 30 Cal.4th 581, 634.) But the trial court may still exclude such evidence if its probative value is substantially outweighed by its prejudicial effect under Evidence Code section 352. (People v. Dalton (2019) 7 Cal.5th 166, 214.) Here, defendant testified on cross-examination that he shared with the therapy group a “situation that had happened, about an alleged victim that I had zip-tied or allegedly had zip-tied.” He further claimed the prosecutor failed to disclose evidence favorable to him. As the trial court correctly observed, this testimony called into question the legitimacy of the victim’s allegation, and implied prosecutorial misconduct in relation
10 to any conviction stemming from that allegation. Defendant therefore opened the door to impeachment. His four prior felony false imprisonment convictions involving him tying up the victims reasonably and logically tended to disprove defendant’s testimony and are therefore admissible. The trial court also did not abuse its discretion in admitting the circumstances underlying defendant’s prior felony convictions under Evidence Code section 352. The prosecutor asked only whether defendant was convicted of tying up the victims, without elaborating on the facts underlying the convictions. Thus, “[a]ny prejudice was minimized by the fact that the evidence referred only to the bare fact of the convictions with nothing more.” (People v. Carkhum-Murphy (2019) 41 Cal.App.5th 289, 298.) Defendant contends the prior convictions were admitted as propensity and disposition evidence. But he cites to only one argument made by the prosecutor outside of the presence of the jury, and that argument was rejected by the trial court. We are satisfied from the record that defendant’s prior felony convictions were properly admitted for impeachment. We nevertheless agree with defendant that the trial court improperly admitted the prior misdemeanor false imprisonment conviction for impeachment. “Misdemeanor convictions themselves are not admissible for impeachment, although evidence of the underlying conduct may be admissible subject to the court’s exercise of discretion. [Citation.]” (People v. Chatman (2006) 38 Cal.4th 344, 373.) However, the misdemeanor was admitted along with four other felony convictions, one of which involved the same victim. The jury gained little knowledge from the misdemeanor that it did not already gain from properly admitted evidence. Thus, it was not reasonably probable that the jury would have reached a verdict more favorable to defendant absent the error. (People v. Partida (2005) 37 Cal.4th 428, 439.)
11 3. Ineffective Assistance of Counsel Defendant argues he received ineffective assistance of counsel because his trial counsel failed to object to the admission of the prior convictions. We disagree. The burden of proving ineffective assistance of counsel is on the defendant. (Strickland v. Washington (1984) 466 U.S. 668, 687.) To establish constitutionally inadequate representation, the defendant must show that (1) counsel’s performance was deficient; and (2) the deficient performance prejudiced the defense. (Ibid.)
We defer to trial counsel’s reasonable tactical decisions in examining a claim of ineffective assistance of counsel. (People v. Weaver (2001) 26 Cal.4th 876, 925.) On direct appeal, “competency is presumed unless the record affirmatively excludes a rational basis for the trial attorney’s choice.” (People v. Musselwhite (1998) 17 Cal.4th 1216, 1260, italics omitted.) “If the record on appeal sheds no light on why counsel acted or failed to act in the manner challenged, an appellate claim of ineffective assistance of counsel must be rejected unless counsel was asked for an explanation and failed to provide one, or there simply could be no satisfactory explanation. [Citation.]” (People v. Gray (2005) 37 Cal.4th 168, 207.) Failure to assert a meritless position does not demonstrate ineffective assistance of counsel. (People v. Kipp (1998) 18 Cal.4th 349, 377.) The prejudice prong in Strickland generally “must be affirmatively proved” by the defendant except in limited circumstances not applicable here. (People v. Ledesma (1987) 43 Cal.3d 171, 217.) To prove prejudice, the defendant “must show that there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.” (Strickland v. Washington, supra, 466 U.S. at p. 694.) Here, the record sheds no light on why defense counsel chose not to object to the admission of prior convictions. But there are possible satisfactory explanations. Defendant opened the door to impeachment because he gave misleading testimony. It
12 was reasonable for defense counsel to conclude that an objection would be meritless. Instead, defense counsel made efforts to minimize the impact of the prior convictions evidence by requesting that the prosecutor not discuss the underlying facts, which the trial court adopted. And, although an objection to the admission of the misdemeanor might have merit, defense counsel may have, for tactical reasons, chosen not to object to admitting the misdemeanor conviction. Otherwise, the prosecutor could have sought to introduce the facts underlying the misdemeanor for impeachment, which would be more damaging than the existence of the conviction itself. In any event, as discussed ante, admitting the misdemeanor conviction did not prejudice defendant. II Senate Bill No. 567 (2021-2022 Reg. Sess.) Defendant argues remand is required because the trial court relied on aggravating factors that are no longer valid under Senate Bill No. 567 (2021-2022 Reg. Sess.) (Senate Bill No. 567) (Stats. 2021, ch. 731) in selecting the upper term for count two. This claim is moot because defendant’s full sentence has been served, and he is no longer in custody. A. Additional Sentencing Background At the December 3, 2021 sentencing hearing, the trial court cited four aggravating factors that support the upper term: “[California Rules of Court, r]ule 4.421(a)(8), the manner in which the crime was carried out indicates planning, sophistication and professionalism; [California Rules of Court, rule] 4.421(b)(2), the Defendant’s criminal history; [California Rules of Court, rule] 4.421(b)(4), the Defendant was on probation when the offense was committed”; and “the Defendant’s blatantly false testimony while under oath at trial.” The trial court noted, “[a]s a general matter, . . . if it has improperly considered the Defendant’s trial testimony as an aggravating factor or if it has improperly considered any of the other aggravating factors, the existence of even one of these aggravating factors would justify the upper-term sentence imposed in this case.”
13 B. Analysis At the time defendant was sentenced, section 1170 provided that when a judgment of imprisonment is to be imposed and the statute authorizes three potential terms, “the choice of the appropriate term shall rest within the sound discretion of the court.” (§ 1170, former subd. (b); Stats. 2020, ch. 29, § 15.) While this appeal was pending, effective January 1, 2022, Senate Bill No. 567 amended section 1170, limiting the trial court’s discretion to impose a sentence greater than the middle term. (§ 1170, subd. (b)(1).) Under amended section 1170, the trial court may impose the upper term only if the facts underlying the aggravating circumstances “have been stipulated to by the defendant, or have been found true beyond a reasonable doubt at trial by the jury or by the judge in a court trial.” (§ 1170, subd. (b)(2).) Senate Bill No. 567 applies retroactively to this case. (People v. Garcia (2022) 76 Cal.App.5th 887, 902; In re Estrada (1965) 63 Cal.2d 740, 744.) “[A] Sixth Amendment violation occurs when the trial court relies on unproven aggravating facts to impose an upper term sentence, even if some other aggravating facts relied on have been properly established. The violation is prejudicial unless an appellate court can conclude beyond a reasonable doubt that a jury would have found true all of the aggravating facts relied upon by the trial court to justify an upper term sentence.” (Lynch, supra, 16 Cal.5th at p. 768.) Here, the trial court did not have the benefit of the amendment to section 1170 when it sentenced defendant. We agree with the parties that the trial court relied on factors neither stipulated to by defendant nor found true by a fact finder in selecting the upper term. We also accept the People’s concession that, because the trial court relied on subjective aggravating factors in selecting the upper term, the error cannot be deemed harmless under Lynch. (People v. Sandoval (2007) 41 Cal.4th 825, 840 [it is difficult to conclude a jury would have assessed a subjective aggravating factor in the same manner
14 as the trial court], superseded by statute as stated in People v. Lewis (2023) 88 Cal.App.5th 1125, 1132.) Nevertheless, “ ‘the satisfaction of the sentence renders the case moot so as to preclude review of or attack on the conviction or sentence.’ ” (People v. Delong (2002) 101 Cal.App.4th 482, 487.) Defendant concedes in a supplemental brief that he is no longer in custody, on parole, or on postrelease community supervision. In fact, because defendant was awarded 493 days of credit when he received the three-year-and-eight- month sentence on December 3, 2021, his sentence likely expired before the order transferring this case back to us for reconsideration was filed on May 14, 2025. In some cases, an expired sentence does not render a claim moot if resolution of the appeal might clear a defendant’s name or prevent collateral consequences such as exposing the defendant to future enhancements or preventing defendant from voting or serving as a juror. (People v. Delong, supra, 101 Cal.App.4th at p. 487; People v. Smith (2024) 100 Cal.App.5th 741, 752.) But remand for resentencing would not exonerate defendant, and we perceive no adverse collateral consequences to him that militate in favor of remanding this otherwise moot case to the trial court.
15 DISPOSITION The judgment is affirmed.
\s\ , Krause, J.
We concur:
\s\ , Robie, Acting P. J.
\s\ , Duarte, J.