People v. Morel

157 Misc. 2d 94, 596 N.Y.S.2d 325, 1993 N.Y. Misc. LEXIS 98
CourtCriminal Court of the City of New York
DecidedFebruary 19, 1993
StatusPublished
Cited by5 cases

This text of 157 Misc. 2d 94 (People v. Morel) is published on Counsel Stack Legal Research, covering Criminal Court of the City of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Morel, 157 Misc. 2d 94, 596 N.Y.S.2d 325, 1993 N.Y. Misc. LEXIS 98 (N.Y. Super. Ct. 1993).

Opinion

OPINION OF THE COURT

William Garnett, J.

Can the prosecution file a superseding information which includes both new factual material and additional charges?

On November 9, 1992, the defendant was arrested for the alleged theft, possession and use of a stolen car and possession of an electronic stun gun which was found on the front floor of the automobile. Inexplicably, the defendant was only charged with possession of the stun gun. (Penal Law § 265.01 [1].) No facts were pleaded which would have provided a factual predicate for any charges concerning the car.

On January 22, 1993, over four months after the defendant’s arraignment, but within the applicable speedy trial parameters, by virtue of excludable delays, the People served a "superseding information” which added new facts and charges. The allegation of the unlawful possession of the stun gun was reiterated but the prosecution added new factual allegations concerning the auto to justify the addition of charges of petit larceny, criminal possession of stolen property in the fifth degree and unauthorized use of a vehicle in the third degree.

The defense immediately moved to dismiss the electronic stun gun charge as facially insufficient and to dismiss the remaining counts as an improper supersedure of the original accusatory instrument.

The prosecution avers that the new charges and facts are properly includable in the "superseding information” on authority of CPL 100.50 (1).

In the absence of appellate guidance and authority, the courts have wrestled with the interplay of various sections of the Criminal Procedure Law which deal with superseding accusatory instruments and new charges. CPL 100.45 (3); 100.50 (2) and 170.65 (2) circumscribe the prosecution’s right [96]*96to file further accusatory instruments and to add additional charges.

THE CRIMINAL PROCEDURE LAW

CPL 100.45 (3); 100.50 (1) and 100.50 (2) permit prosecutorial action "before entry of a plea” or "commencement of a trial”. CPL 170.65 (2) has no limitation as a defendant may not be prosecuted by a complaint unless he or she waives prosecution by information. (CPL 170.65 [3].) CPL 100.50 (1), (2) and 170.65 (2) contemplate the filing of an information to replace an earlier accusatory instrument. CPL 100.45 (3) controls the addition of additional charges by amendment. CPL 100.45 (3) limits the prosecution’s ability to add new charges by mandating that the additional charges be supported by the facts pleaded in the information which the prosecution seeks to amend. Thus, this section allows new charges but brooks no new facts.

Likewise, CPL 100.50 (2) permits the filing of a prosecutor’s information "charging any offenses supported * * * by the allegations of the factual part of the original information”. Again, the prosecution may add charges but is constrained by the facts of the original pleading. This limitation is compelled by the less rigorous pleading requirements for a prosecutor’s information. (CPL 100.35.)

CPL 170.65 (2) is more liberal in its approach to an information. This section allows the prosecution to add new charges and new facts subject to two constraints. First, the superseding information must charge, at least, one offense based on facts pleaded in the complaint. Second, the additional charges must be in conformity with the rules of joinder. Thus, if the prosecution satisfies these two requirements, then it is free to add new charges supported by new factual material.

Finally, CPL 100.50 (1), which has occasioned the most judicial debate, describes the effect of the filing of a superseding information. This section mirrors CPL 200.80 which deals with the impact of a superseding indictment. The Practice Commentaries note that CPL 100.50 (1) was enacted to bring the procedure which attends the filing of a superseding information into conformity with the indictment procedure. (Preiser, Practice Commentaries, McKinney’s Cons Laws of NY, Book 11 A, CPL 100.50, at 299.) On its face, this section does not limit the prosecution to the same charges or facts when filing a superseding information. The other sections, [97]*97previously discussed, all contain explicit language which delimits the prosecution on charges or facts. The absence of such plain and clear language in CPL 100.50 (1) and the reason for this statute’s enactment leads to the conclusion that CPL 100.50 (1) is a mere procedural mechanism for the treatment of the counts of superseding informations and that, unlike other sections, this section has no substantive impact on the prosecution’s right to add new facts and charges in a superseding information.

This conclusion is consistent with the framework established by these various sections and with the symmetry between indictments and informations sought to be achieved by the enactment of CPL 100.50 (1).

CPL 100.45 (3) and 100.50 (2) are both crafted to allow the prosecution to refine charges based on the same body of operative fact. The prosecutor, subject to the statutes’ limitations, is free to have the charged offenses supplemented or adjusted prior to the commencement of a trial or plea proceeding. Clearly, these sections do not apply to prosecutor’s informations filed at the direction of the Grand Jury for the prosecution would not be permitted to add offenses which were not voted by the Grand Jury. (See, CPL 100.45 [2]; 200.70 [2] [a].) To achieve the same result, the prosecutor would have to resubmit to another Grand Jury. If a second prosecutor’s information was obtained from a Grand Jury, any additional or deleted charges would be adjusted in compliance with CPL

100.50 (1). Plainly, the prosecutor would not be limited in his or her factual presentation to a subsequent Grand Jury. (People v Cade, 74 NY2d 410 [1989].) Often, prosecutors use the mechanism of resubmission to cure a perceived deficiency in the evidence presented to a Grand Jury and to add charges, which in their haste to satisfy the time requirements of CPL 180.80 or 170.70, were omitted from the initial indictment or prosecutor’s information.

If the prosecutor’s right to present new factual material in a superseding information were foreclosed by CPL 100.50 (1), then there would be no need for CPL 100.50 (1) inasmuch as the People, limited to the facts pleaded in the initial accusatory instrument, could achieve the addition of new charges by amendment pursuant to CPL 100.45 (3) or by prosecutor’s information pursuant to CPL 100.50 (2). CPL 100.50 (1) prescribes the handling of the counts of a superseding information or a prosecutor’s information filed at the behest of a [98]*98Grand Jury. This section does not limit the prosecutor as do the other sections.

Moreover, it would indeed be ironic that the prosecution would be more favorably positioned if it merely had a complaint in place rather than an information. For if the People simply had a complaint pending, then the less forbidding requirements of CPL 170.65 (2) would apply. Should the prosecutor’s hands be tied because he or she has diligently obtained a corroborating affidavit of a complainant and thereafter learned of additional facts and circumstances? Such a circumstance should not determine the prosecution’s ability to plead additional facts and add charges based on those facts. The defendant is still protected by his right to a speedy trial and the rules of joinder.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

People v. Geraldino
18 Misc. 3d 461 (Criminal Court of the City of New York, 2007)
People v. Green
192 Misc. 2d 296 (Nassau County District Court, 2002)
People v. Simmons
180 Misc. 2d 1006 (Rochester City Court, 1999)
People v. Khoi Dang
172 Misc. 2d 274 (Criminal Court of the City of New York, 1997)
People v. Henry
166 Misc. 2d 824 (Criminal Court of the City of New York, 1995)

Cite This Page — Counsel Stack

Bluebook (online)
157 Misc. 2d 94, 596 N.Y.S.2d 325, 1993 N.Y. Misc. LEXIS 98, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-morel-nycrimct-1993.