2021 IL App (2d) 180550-U No. 2-18-0550 Order filed January 20, 2021
NOTICE: This order was filed under Supreme Court Rule 23(b) and is not precedent except in the limited circumstances allowed under Rule 23(e)(l). ______________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
SECOND DISTRICT ______________________________________________________________________________
THE PEOPLE OF THE STATE ) Appeal from the Circuit Court OF ILLINOIS, ) of McHenry County. ) Plaintiff-Appellee, ) ) v. ) No. 17-CM-1021 ) KURTIS MORAN, ) Honorable ) Joel D. Berg, Defendant-Appellant. ) Judge, Presiding. ______________________________________________________________________________
JUSTICE BRENNAN delivered the judgment of the court. Justices McLaren and Hudson concurred in the judgment.
ORDER
¶1 Held: At defendant’s trial for battery where he claimed self-defense, the jury instructions did not provide that the State had to prove beyond a reasonable doubt that defendant was not justified in the force he used and the arguments of the parties did not compensate for this instructional gap; though this instructional error was forfeited, it amounted to plain error and we therefore reverse defendant’s conviction and remand for a new trial.
¶2 Defendant, Kurtis Moran, was charged with physically attacking Jeff Clemmons on July
26, 2017. Specifically, defendant was charged with one count of battery based on bodily harm (720
ILCS 5/12-3(a)(1) (West 2016)) and one count of battery based on physical contact of an insulting
or provoking nature (id. § 12-3(a)(2)). At defendant’s trial, the jury was instructed on the definition 2021 IL App (2d) 180550-U
of self-defense. However, the instructions defining battery did not advise the jury that the State
had to prove that defendant was not justified in the force he used. Moreover, the instructions stating
the elements of battery did not require the State to prove beyond a reasonable doubt that defendant
acted without lawful justification. The jury found defendant guilty of battery based on bodily harm
but not guilty of battery based on physical contact of an insulting or provoking nature. Defendant
argues on appeal that, because the jury was not properly instructed, he was denied a fair trial. We
agree. Accordingly, we reverse defendant’s conviction and remand this cause for a new trial.
¶3 I. BACKGROUND
¶4 Before defendant’s jury trial began, the State “gave [the trial court] the self-defense
instruction which [it] didn’t have [that] morning.” After defendant asked for copies, the State gave
defendant the instructions it had, noting “[t]hat’s your self-defense (indiscernible).” The trial court
reserved ruling on giving the jury a self-defense instruction until after all the evidence had been
presented.
¶5 During opening statements, the State told the jury that it would hear evidence that
defendant “attack[ed] Jeff Clemmons, [the victim,] without legal justification.” Defendant advised
the jury that it would hear evidence that “he was just defending himself based on the aggressive
actions and statements by Mr. Clemmons.”
¶6 Evidence presented at trial revealed that some years before the charged incident in July
2017, defendant and Clemmons got into an altercation. Although the specific details of that
encounter were not disclosed, the evidence indicated that both men were charged with offenses
related to that encounter. Clemmons pleaded guilty to the charges brought against him, and the
charges brought against defendant were dismissed.
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¶7 Defendant and Clemmons both testified at trial. Defendant testified that, sometime around
7 p.m. on July 26, 2017, he and his young son were eating ice cream while walking toward the
Opera House in Woodstock. On the way to the Opera House, they passed a Starbucks. Sitting at
the Starbucks was Clemmons. Clemmons was sitting next to a man who knew defendant. After
acknowledging the man, defendant and his son continued walking to the Opera House, which was
two storefronts away from the Starbucks. Defendant then sat on the second or third stair of the five
stairs leading to the Opera House, and his son sat on defendant’s shoulders. While defendant was
sitting on the stairs, Clemmons walked by. Clemmons was listening to music through earbuds.
¶8 Clemmons testified that he was at the Starbucks on the evening in question. He denied
seeing defendant while he was sitting at the Starbucks but affirmed that, when he stood up from
his seat, he saw defendant and his son sitting on the stairs of the Opera House. After leaving
Starbucks, Clemmons walked on the sidewalk in front of the Opera House on his way to a choral
concert in the center of the Woodstock town square.
¶9 Defendant and Clemmons offered significantly different accounts of what happened when
Clemmons walked past defendant as he sat on the stairs to the Opera House.
¶ 10 Clemmons testified that he “[v]aguely” looked at defendant, who was about 15 to 20 feet
away from Clemmons, and continued walking. Defendant then attacked Clemmons from behind,
hitting Clemmons on the back of the head 30 to 40 times. Clemmons explained that defendant
“was punching [him] wildly in the back of [his] head, and [he] tried to take cover.” Clemmons
denied starting a fight with defendant, striking defendant, or even attempting to hit defendant.
However, Clemmons stated that, during the attack, he thought “[he] got [his] arm around
[defendant’s] head.” Because of the attack, Clemmons sustained minor cuts and bruises to his face.
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¶ 11 By contrast, defendant testified that, as Clemmons walked by the Opera House, he looked
at defendant and said, “ ‘I’m going to get you.’ ” This scared and upset defendant. Defendant
testified that, because Clemmons had threatened him, he “[u]nfortunately *** got up and ***
grabbed [Clemmons’s] earbuds.” Defendant explained that he was “not going to sit there and let
[Clemmons] tower over [him] and [his] son after he makes that comment that he’s going to get
[him].” At that point, Clemmons, who was standing right in front of defendant, hit defendant in
the jaw. Defendant hit Clemmons back four times, and Clemmons put defendant in a headlock.
¶ 12 Michelle Buhrke described what she observed that night as she was sitting on the concrete
wheelchair ramp leading to the Opera House. While Buhrke was sitting with her back to the Opera
House and talking with her friends, she heard yelling. One of Buhrke’s friends said “aye.” Buhrke
turned and saw that defendant was the one yelling. She saw him “roughly” put his son on the stairs.
Defendant then stood up and started “wailing” on Clemmons, who had his back to defendant and
was a little past where defendant had been seated. Buhrke testified that Clemmons had his hands
up, trying to defend himself, and did not touch defendant. Buhrke estimated that defendant
punched Clemmons about four times.
¶ 13 Officer William Lintner testified that he was patrolling the Woodstock town square when
he was alerted to the fight. Lintner observed that Clemmons, who was rattled, had small cuts on
his cheek and forehead that were bleeding. Lintner did not see any injuries to defendant. When
Lintner talked to defendant about what had transpired, defendant said that Clemmons walked past
him and said “ ‘one day’ ” while lunging toward defendant. Defendant then pulled Clemmons’s
earbud out because he wanted to speak to Clemmons, and Clemmons put defendant in a chokehold.
Defendant said that he was defending himself.
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¶ 14 At the final jury instructions conference, no further discussion was had on giving the self-
defense instruction.
¶ 15 During closing arguments, the State read some of the jury instructions to the jury. In doing
so, the State never indicated that a battery is committed when a defendant acts without lawful
justification or that the State had to prove beyond a reasonable doubt that defendant was not
justified in the force he used. The State did argue that when defendant punched Clemmons, “[h]e
did so with no justification.” Further, the State advised the jury that “it’s important to also look at
what is not included in [the instructions for battery].” The State explained that the jury should
consider “what [the State] didn’t have to prove beyond a reasonable doubt.” Defendant did not
read any of the instructions to the jury, but he did argue that, when the jury read the instructions
and deliberated, it would find that defendant acted in defense of himself and his son.
¶ 16 The trial court provided the jury a definitional instruction for self-defense based on Illinois
Pattern Jury Instructions, Criminal 4th, No. 24-25.06 (4th ed. 2000), stating that “[a] person is
justified in the use of force when and to the extent that he reasonably believes that such conduct is
necessary to defend himself against the imminent use of unlawful force.” However, neither of the
State-tendered definitional instructions for battery provided that the State had to prove that
defendant acted “ ‘without legal justification.’ ” See Illinois Pattern Jury Instructions, Criminal
4th, No. 11.05 (4th ed. 2000), Committee Note, at 449 (IPI Criminal 4th No. 11.05, Committee
Note). Rather, the definitional instruction for bodily-harm battery simply read: “[a] person
commits the offense of battery when he intentionally and by any means causes bodily harm to
another person.” Moreover, neither of the State-tendered issues instructions for battery required
the State to prove beyond a reasonable doubt “[t]hat the defendant was not justified in using the
force which he used.” See Illinois Pattern Jury Instructions, Criminal, No. 24-25.06A (4th ed.
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2000) (IPI Criminal 4th No. 24-25.06A). Rather, the issues instruction for bodily-harm battery
read:
“To sustain the charge of battery, the State must prove the following proposition:
That the defendant intentionally caused bodily harm to Jeffrey Clemmons.
If you find from your consideration of all the evidence that each one of these
propositions [sic] has been proved beyond a reasonable doubt, you should find defendant
guilty.
If you find from your consideration of all the evidence that any one of these
propositions [sic] has not been proved beyond a reasonable doubt, you should find the
defendant not guilty.”
¶ 17 While the jury was deliberating, the State realized that the jury had not been properly
instructed on self-defense. The following exchange was had on that point:
“MR. HUDSON [Assistant State’s Attorney]: Is it possible that we could actually
add a second proposition with the self-defense being given, or is there enough that it is all
separated? So, in the propositions to the battery, if there isn’t a self—or some justification
raised, I think they’re correct, but now with the justification being raised, I’m just—
THE COURT: What does the IPI say?
MR. HUDSON: I know that there is an option of adding it.
THE COURT: Nobody asked for it. We have had our jury instructions conferences.
We’re good.
MR. HUDSON: All right. Thank you, Judge.”
¶ 18 As noted, the jury found defendant guilty of battery based on bodily harm and not guilty
of battery based on insulting or provoking physical contact. Thereafter, the trial court sentenced
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defendant to, among other things, 24 months of conditional discharge. Defendant never challenged
any of the jury instructions in the trial court. This timely appeal followed.
¶ 19 II. ANALYSIS
¶ 20 At issue in this appeal is whether defendant was denied a fair trial when (1) the definitional
instruction for bodily-harm battery did not include the phrase “ ‘without legal justification’ ” (IPI
Criminal 4th No. 11.05, Committee Note) and (2) the issues instruction for bodily-harm battery
did not require the State to prove beyond a reasonable doubt that defendant was not justified in the
force he used (IPI Criminal 4th No. 24-25.06A). We review these issues de novo. People v. Pierce,
226 Ill. 2d 470, 475 (2007).
¶ 21 In making his arguments, defendant recognizes that he forfeited review of these issues by
failing to raise them in the trial court. See People v. Enoch, 122 Ill. 2d 176, 186 (1988) (to preserve
an issue for review on appeal, a defendant must object to the error at trial and raise the error in a
posttrial motion). Nevertheless, defendant argues that his claims are reviewable under the plain-
error rule or pursuant to his claim on appeal that his trial counsel was ineffective for failing to
object to the insufficient instructions or tender proper instructions.
¶ 22 Generally, if a party fails to tender a particular jury instruction to the trial court, he may
not argue on appeal that the trial court’s failure to give that instruction constituted error. Ill. S. Ct.
R. 366(b)(2)(i) (eff. Feb. 1, 1994) (“No party may raise on appeal the failure to give an instruction
unless the party shall have tendered it.”). However, Illinois Supreme Court Rule 451(c) (eff. Apr.
8, 2013) provides an exception to this rule in criminal cases where the instructions suffer from
“substantial defects.” Rule 451(c) is coextensive with the plain error clause of Illinois Supreme
Court Rule 615(a) (eff. Jan. 1, 1967) and is construed identically. People v. Piatkowski, 225 Ill.
2d 551, 564 (2007). Under the plain-error rule, forfeited issues are reviewable if (1) “ ‘a clear or
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obvious error occurred and the evidence is so closely balanced that the error alone threatened to
tip the scales of justice against the defendant, regardless of the seriousness of the error’ ” or (2) “ ‘a
clear or obvious error occurred and that error is so serious that it affected the fairness of the
defendant’s trial and challenged the integrity of the judicial process, regardless of the closeness of
the evidence.’ ” People v. Thompson, 238 Ill. 2d 598, 613 (2010) (quoting Piatkowski, 225 Ill. 2d
at 565). The defendant bears the burden of establishing plain error. People v. Naylor, 229 Ill. 2d
584, 593 (2008).
¶ 23 As noted, defendant also argues that the issues he raises are reviewable pursuant to his
claim on appeal that his trial counsel was ineffective. To succeed on a claim of ineffective
assistance of counsel, a defendant must demonstrate that (1) counsel’s performance was
objectively unreasonable (performance prong); and (2) it is reasonably probable that, but for
counsel’s unprofessional errors, the result of the proceeding would have been different (prejudice
prong). Strickland v. Washington, 466 U.S. 668, 688, 694 (1984).
¶ 24 Ordinarily, under either the plain-error rule or a claim of ineffective assistance of counsel,
we first must determine whether defendant has established error. People v. Miller, 2014 IL App
(2d) 120873, ¶ 19. We need not do so here, however, as the State agrees that the jury was not
properly instructed, i.e., error occurred.
¶ 25 Although the State agrees that the jury was not properly instructed, it nevertheless contends
that defendant is not entitled to any relief. Specifically, the State argues that defendant is not
entitled to any relief because: (1) he invited the trial court’s error in giving insufficient instructions,
and thus he cannot complain about them now; and (2) he failed to establish that (a) the evidence
was closely balanced (first-prong plain error), (b) the error was substantial (second-prong plain
error), or (c) he was prejudiced by the insufficient instructions (prejudice prong of ineffective
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assistance). We address the State’s invited-error argument first, as it applies irrespective of plain
error. People v. Coan, 2016 IL App (2d) 151036, ¶ 23.
¶ 26 Under the doctrine of invited error, a defendant may not ask to proceed in one manner at
trial and then argue on appeal that so proceeding was error. Id. To allow a defendant to do so would
offend notions of “fair play” and encourage deceitful behavior. (Internal quotation marks omitted).
People v. Harvey, 211 Ill. 2d 368, 385 (2004).
¶ 27 We determine that the doctrine of invited error is inapplicable here. The record reflects that
the State, not defendant, tendered the relevant jury instructions. We reject the State’s suggestion
that, because defendant did not respond when the State alerted the trial court to the fact that the
jury instructions were not complete, defendant essentially agreed that the instructions were proper.
See Coan, 2016 IL App (2d) 151036, ¶¶ 23-24 (rejecting argument that defendant invited error
when he did not object to the State’s tendered jury instruction). The invited-error doctrine is also
inapplicable to defendant’s claim of ineffective assistance of counsel. Compare People v. Wood,
2014 IL App (1st) 121408, ¶¶ 57-59 (holding that the invited-error doctrine did not apply to
ineffectiveness claim that was based on defense counsel’s pursuing at trial a different theory than
the defendant wished).
¶ 28 We next consider whether defendant has established either prong of the plain-error rule or
that he was prejudiced by trial counsel’s failure to object to the insufficient instructions or tender
proper instructions. In doing so, we begin by addressing whether defendant has established second-
prong plain error, as that issue provides, in itself, sufficient grounds for reversal. In addressing this
issue, we consider whether the failure to sufficiently instruct the jury was an error “ ‘so serious
that it affected the fairness of the defendant’s trial and challenged the integrity of the judicial
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process, regardless of the closeness of the evidence.’ ” Thompson, 238 Ill. 2d at 613 (quoting
Piatkowski, 225 Ill. 2d at 565).
¶ 29 Instructive here are People v. Huckstead, 91 Ill. 2d 536 (1982) and People v. Berry, 99 Ill.
2d 499 (1984). In Huckstead, the defendant got into an argument with the victim, and the victim
stabbed the defendant. Huckstead, 91 Ill. 2d at 538. The defendant left the scene, retrieved a gun,
returned to the scene, and shot the victim. Id. The defendant contended that he shot the victim only
after he thought the victim was reaching for a weapon. Id. at 540. Although the jury was instructed
on, among other things, the elements of murder and justifiable use of force, it was not instructed
that the State had to prove beyond a reasonable doubt that the defendant was not justified in the
use of force that he used. Id. at 542-43. Our supreme court determined that the instructions given,
in combination with the parties’ closing arguments, adequately apprised the jury that the State had
the burden of proving beyond a reasonable doubt that the defendant was not justified in using the
force he used. Id. at 545. In reaching that conclusion, the court noted that “defense counsel
repeatedly and specifically emphasized that the State had the burden of proving defendant was not
justified in the force he used.” Id. Moreover, the court observed that “the State, in rebuttal
argument, also acknowledged and assumed this burden when it stated to the jury: ‘[Defense
counsel’s] contention that the State must show that the shooting was not justified is quite correct.’ ”
Id.
¶ 30 In Berry, two of the State’s witnesses testified that the defendant shot and killed the victim
after the victim had accused the defendant of selling him “ ‘bad’ ” marijuana. Berry, 99 Ill. 2d at
501. The defendant testified that, after the victim pointed a gun at him, the defendant produced a
gun and told the victim to put his gun down. Id. at 502. Another person then grabbed the
defendant’s arm, and the gun fired. Id. Although the jury was given an instruction on the definition
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of self-defense and the elements of voluntary manslaughter, the jury was not instructed that the
State had to prove beyond a reasonable doubt that the defendant was not justified in the force he
used. Id. at 503. Our supreme court determined that this constituted “grave error” under the second
prong of the plain-error rule. (Internal quotation marks omitted.) Id. at 505. In so concluding, the
court found Huckstead distinguishable, noting that “unlike in Huckstead, defense counsel failed to
inform the jury in closing argument (or at any time during the trial) of the State’s burden of
proving, beyond a reasonable doubt, that the defendant was not justified in his use of force.” Id. at
505-06. Rather, “[d]efense counsel merely made a general reference to the State’s burden ‘of
proving [defendant] guilty of each and every allegation that is charged beyond a reasonable
doubt.’ ” Id. at 506. The court noted that this “instructional gap was not filled by the prosecutor
who, in rebuttal, merely acknowledged that the State has the burden of proof.” Id.
¶ 31 This case squares more with Berry than Huckstead. Here, the jury was never instructed that
the State was required to prove beyond a reasonable doubt that defendant was not justified in the
force he used. Although self-defense and the State’s burden of proving the batteries beyond a
reasonable doubt were discussed in opening and closing arguments, neither party apprised the jury
that the State was required to prove beyond a reasonable doubt that defendant was not justified in
the force he used. Further, this “instructional gap” was compounded when the State advised the
jury during closing argument that it should consider what the State did not have to prove beyond
a reasonable doubt in establishing that a battery occurred. Quite simply, the failure to inform the
jury that the State’s burden of proof included disproving self-defense beyond a reasonable doubt
was, like in Berry, second-prong plain error. See id. at 505-06.
¶ 32 The State, which does not acknowledge Berry in its brief, argues that defendant failed to
establish second-prong plain error because, although the closing arguments here did not emphasize
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the State’s burden as strongly as the State and the defendant did in Huckstead, the State did mention
in opening and closing arguments that defendant acted “without legal justification” or “with no
justification.” Berry and Huckstead, however, both make clear that that is not enough. What is
required when a defendant raises self-defense during a jury trial is, most preferably, an instruction
advising the jury that the State must disprove self-defense beyond a reasonable doubt, or, in the
absence of such an instruction, arguments by the parties that fill the “instructional gap” (Berry, 99
Ill. 2d at 506) by clarifying that the State must not only prove the elements of the offense but also
disprove self-defense—all beyond a reasonable doubt. Id.; Huckstead, 91 Ill. 2d at 545. As in
Berry, and unlike in Huckstead, this guidance was missing here.
¶ 33 Because we conclude that defendant has established second-prong plain error, we need not
consider whether defendant has established first-prong plain error or whether his trial counsel was
ineffective for failing to object to the insufficient instructions or tender proper instructions.
¶ 34 In reaching our conclusion that defendant has established second-prong plain error, we also
determine that, because the evidence against defendant, if believed, was sufficient to convict him
of bodily-harm battery, double jeopardy does not bar his retrial for that offense. People v. Getter,
2015 IL App (1st) 121307, ¶ 78.
¶ 35 III. CONCLUSION
¶ 36 For the reasons stated, we reverse the judgment of the circuit court of McHenry County
and remand this cause for a new trial.
¶ 37 Reversed and remanded.
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