2020 IL App (1st) 181466-U
SIXTH DIVISION October 16, 2020
No. 1-18-1466
NOTICE: This order was filed under Supreme Court Rule 23 and may not be cited as precedent by any party except in the limited circumstances allowed under Rule 23(e)(1).
IN THE APPELLATE COURT OF ILLINOIS FIRST JUDICIAL DISTRICT
THE PEOPLE OF THE STATE OF ILLINOIS, ) ) Appeal from the Plaintiff-Appellee, ) Circuit Court of Cook County. ) v. ) 15 CR 03356 01 ) WILLIE MIMS, ) Honorable Thaddeus L. Wilson, ) Judge Presiding. Defendant-Appellant. )
JUSTICE CONNORS delivered the judgment of the court. Justices Harris and Griffin concurred in the judgment.
ORDER
¶1 Held: The trial court failed to conduct a preliminary Krankel inquiry after defendant’s pro se allegations of ineffective assistance of trial counsel. This did not constitute harmless error, and the case must be remanded.
¶2 Following a bench trial, defendant, Willie Mims, was convicted of first degree murder
and aggravated discharge of a firearm in connection with the shooting death of Dearies Arnold,
and was sentenced to consecutive prison terms of 70 and 10 years. On appeal, defendant
contends that the trial court failed to conduct a preliminary inquiry into his pro se posttrial claims
of ineffective assistance of trial counsel, as required by People v. Krankel, 102 Ill. 2d 181 No. 1-18-1466
(1984). For the following reasons, we remand for the trial court to conduct a preliminary inquiry
into defendant’s pro se claims of ineffective assistance of counsel.
¶3 I. BACKGROUND
¶4 At defendant’s bench trial, he was represented by assistant public defender Margaret
Domin. During the pretrial proceedings, defendant asked the trial judge to appoint him a
different attorney other than Domin. The court stated that it would not appoint him a different
attorney, but that he could proceed pro se. Two weeks later, defendant requested Domin to be
reappointed as his counsel.
¶5 At trial, Steven Smith testified that on the night in question, August 11, 2014, he was at
7158 South Green Street in Chicago with the victim, who was his good friend that he grew up
with. Smith testified that there were other people in the area. Shortly before 7 p.m., when it was
still light out, he was sitting on a stoop in front of the apartment building when a black van with
a grey stripe on the bottom pulled up. The van stopped in front of Smith and the victim. Smith
saw the driver and described him as having a “caramel” complexion, light green eyes, dreadlocks
below the shoulder, and wearing a white t-shirt.
¶6 Smith testified that he saw the driver fire a gun at him and the victim. He heard 10 shots
and began running. After the shots stopped, Smith went back to the front of the building and saw
that the victim had been injured. He subsequently learned that the victim died. Defense counsel
did not cross-examine Smith.
¶7 Tonya Green testified that she dated the victim in 2013, and he was the father of their
three-year-old daughter. Green stated that she also dated defendant prior to the shooting, and that
she and defendant ended their relationship in July 2014, but they still had contact with each
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other. Sometime before the shooting, defendant told Green he had a dispute with the victim at a
convenience store and that he was going to kill her “baby daddy” the next time he saw him.
¶8 The day before the shooting, defendant picked Green up to give her a ride to Walmart in
a black van that she had never seen before. He told Green it belonged to him. Green identified
photos of the van in court.
¶9 Green testified that after the victim was killed on August 11, 2014, defendant called her,
and she asked him why he would put her in this situation – her daughter’s father getting killed.
She testified that defendant told her she put herself in the situation and to “shut up.”
¶ 10 Four days before she was scheduled to testify at trial, she was at home with her boyfriend
when her boyfriend received a call from defendant, which he put on speaker phone. Green heard
defendant state that her boyfriend should not let her come to court. A recording of that
conversation was played for the court. Green testified that defendant stated, “Make sure that
bitch don’t leave out the crib,” and “if you want to come to court and talk or if you want to talk
on the phone like a gangster some folks are going to come down on your ass.” Green testified
that she considered the second statement to be a threat that caused her to fear for her life. Green
also stated that during the phone call defendant told her to “fall back,” which she understood to
mean “don’t come to court,” and told her “your ass wouldn’t make it another day in the world if
you came to court.” He also stated, “That bitch, she gonna die,” and “I got something for her.”
¶ 11 On cross-examination, Green stated that she told police she did not take defendant’s
threat to kill the victim seriously, and that she did not call the police when defendant threatened
her during the telephone conversation.
¶ 12 The State also presented the testimony of Timothy McClinton, a friend of the victim who
was in custody at the time of his testimony for contempt of court due to his failure to come to
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court in the instant case to testify. On the night in question, a black Dodge Caravan approached
where he was and stopped in front of the building where the victim was sitting. He testified that
defendant started shooting out of the driver’s side window. McClinton knew defendant from the
neighborhood. He ran when he saw the victim had been shot because he had a warrant out for his
arrest.
¶ 13 McClinton was arrested on his warrant on August 13, 2014. After his arrest, he spoke to
detectives about the shooting and viewed a photo array that included a photo of defendant. While
in jail, he saw defendant, who told him that he and the victim had an argument over a woman
they were both dating and whether the baby was the victim’s or defendant’s baby. Defendant
admitted to shooting at the victim.
¶ 14 Chicago Police Department evidence technician Steven Balcerzak testified that on the
night in question, he responded to the crime scene and found an expended shell casing in the
street.
¶ 15 Chicago police officer Mario Tapia testified that he responded to the scene on the night in
question and found the victim laying on the sidewalk with gunshot wounds. Paramedics
responded to the scene, and one paramedic handed him a bullet that had fallen off the victim’s
clothing. Officer Tapia testified that he followed the ambulance to the hospital, where a doctor
recovered a bullet from the victim’s body and gave it to Officer Tapia.
¶ 16 Abelardo Rodriguez, a Chicago Police Department evidence technician, testified that on
August 13, 2014, he was assigned to go to 6936 South Morgan Street in Chicago. He arrived and
found two police officers at a Mercury minivan that they wanted processed. Rodriguez recovered
a 9-millimeter shell casing from inside the van that was on the floor between the front seats. The
van had Indiana license plates. Defense counsel did not cross-examine Rodriguez.
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¶ 17 Derius Moore testified that on the night in question he was at 7158 South Green Street in
Chicago when a black van approached. He recognized the driver as defendant. He grew up in the
same area as defendant. Moore testified that defendant started shooting towards him, the victim,
and others. He heard 10 or 11 shots and started running.
¶ 18 Moore was arrested on November 21, 2014, for possession of a controlled substance. He
spoke to police officers that day about the shooting of the victim. He testified that no threats or
promises were made to him in exchange for the information he provided.
¶ 19 Gregory Brate, a forensic scientist for the Illinois State Police, testified as an expert in the
areas of firearms and toolmark identification. He received the 9-millimeter fired cartridge from
the black van. He also received the 9-millimeter fired cartridge casing recovered by the Chicago
Police Department from the scene of the shooting. Brate testified that in his opinion, both were
fired from the same firearm.
¶ 20 The State and the defense stipulated that Chicago Police Department officers Jawor and
Bongivanni, if called to testify, would state that on August 13, 2014, they observed a 2001
Mercury Villager with Indiana license plates. The vehicle was reported stolen and suspected of
involvement in a homicide. The officers curbed the vehicle and arrested defendant. They
observed a shell casing on the center floorboard.
¶ 21 Following closing arguments, the trial court found defendant guilty of first degree murder
and aggravated discharge of a firearm. The case was continued to January 17, 2018, for posttrial
motions and sentencing.
¶ 22 On January 17, 2018, defense counsel Domin filed a motion for a new trial. The trial
court also had a copy of defendant’s presentence investigation report (PSI). On this same date,
private counsel Daniel Stamm was given leave to file his appearance in the instant case. Stamm
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told the trial court that defendant had asked him to represent him “in the posttrial matters as to
the murder case that was already tried.” Domin was given leave to withdraw from the case, and
Stamm stated that he anticipated amending the motion for a new trial. The case was continued.
¶ 23 On February 28, 2018, Stamm stated that he had not yet filed an amended motion for a
new trial because he had an appointment to copy the file and was trying to make sure he had the
correct transcripts. Stamm also stated that “there was some discussion about the – if there are
ineffectiveness of counsel claims, which [defendant] has raised with me, I haven’t written them
yet but those have been mentioned and I have to review and make sure that there might be some
investigation time, perhaps not on our end but by the State ***.”
¶ 24 On March 23, 2018, Stamm stated that he had not received all the trial transcripts. Stamm
then filed an amended motion for a new trial on April 20, 2018. On the next hearing date, Stamm
asked for a continuance to procure Moore’s presence. Counsel told the court that he spoke to
Moore, who had stated that he was recanting his trial testimony due to fear of retaliation. He told
Stamm he was not present at the shooting, but the police told him he could get out of his own
charges by identifying defendant as the shooter in defendant’s case. The court denied the motion
for a continuance and proceeded with the hearing on the motion for a new trial. Counsel raised
several claims in the motion for a new trial, none relating to ineffective assistance of counsel.
¶ 25 The trial court denied the amended motion for a new trial and moved to a sentencing
hearing. The trial court acknowledged that it had read defendant’s PSI.
¶ 26 Defendant’s PSI, which had been filed on January 17, 2018, contained a section entitled
“Defendant’s Version of the Offense,” which stated in part:
“My attorney failed to call Daryl Houston whose Grand Jury testimony
would have impeached both of State’s witnesses, Timothy McClinton and Derius
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Moore. During his grand jury testimony Daryl Houston stated that he was hanging
out outside the building with the victim and was trying to get a cigarette lit off a
person who sat in a 2015 Impala. As the cigarette was being lit, he heard ten to
fifteen shots in unknown directions. My attorney also did not contact another
witness named Rel, who later made a statement to CPD, that he was never around.
Derius Moore and Timothy McClinton testified that they were standing together
and smoking and chilling with the victim, Rel, and Poppy (Daryl Houston). Tony
Green visited me approximately one year before the trial and told me that she lied
in her statement to the police because she was mad with me. I told my lawyer to
subpoena the visitation video, but she never did that.”
¶ 27 During mitigation, Stamm did not argue or claim ineffective assistance of defense
counsel. He asked for the minimum sentence.
¶ 28 Defendant then made a statement. He stated in part:
“McClinton lied on the stand saying that I was on the deck with him playing cards
and I told him – I told Miss Margaret to go subpoena the video surveillance, the
video surveillance of me playing cards. And y’all she give me life in jail right
now. She didn’t do it. She failed to do it. *** I got a lawyer, Miss Margaret,
ineffective. It’s a lot of things she didn’t do. She didn’t call [unintelligible] to
come testify to the statement because he would have impeached all of them for
what they said. *** Your honor, I ask for the bare minimum because I fittin’ to go
down there and read. I don’t know – I trying to help myself out. That’s all I been
doing because Miss Margaret, that lady is crazy. She had said threatening words
but me believing that I am an innocent person, I didn’t get that. But if I did
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commit a murder and the things she said to me, I probably would did something
to Miss Margaret. But I’m not fittin’ to pay Miss Margaret no attention. There is a
lot of things she didn’t do. And I was in the midst of a speedy trial. I did not agree
to no delay. Miss Margaret – she tried to agree. She was ineffective. I been telling
Miss Margaret the whole time. She say all type of crazy stuff out of her mouth.
She told me she wasn’t going to fight for me in my face and walked off – every
time she walked off.”
¶ 29 The trial court did not respond to defendant’s statement. The trial court sentenced
defendant to 45 years for first degree murder, in addition to 25 years for the firearm enhancement
regarding the first degree murder charge, for a total of 70 years. The trial court sentenced
defendant to 10 years for aggravated discharge of a firearm. The terms were to run
consecutively. Defendant now appeals.
¶ 30 II. ANALYSIS
¶ 31 On appeal, defendant contends that the trial court failed to conduct a preliminary inquiry
into defendant’s pro se posttrial claim of ineffective assistance of counsel, as required by
Krankel. The State responds that there was no error on the part of the trial court, and that Krankel
is “irrelevant” here because he had already received all the relief he could possibly receive from
an initial Krankel proceeding, namely, the replacement of counsel. The State further contends
that even if the trial court erred by not conducting a preliminary inquiry, the error was harmless.
¶ 32 The issue of whether the circuit court properly conducted a preliminary Krankel inquiry
presents a legal question that we review de novo. People v. Jolly, 2014 IL 117142, ¶ 28.
Similarly, we review de novo the legal question of whether harmless error applies to errors
committed during a Krankel proceeding. Id.
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¶ 33 In Krankel, the defendant’s trial counsel failed to contact an alibi witness or present an
alibi defense at trial. The defendant raised a pro se posttrial challenge to his attorney’s
competence at trial. The parties agreed that the trial court should have appointed counsel, other
than his originally appointed counsel, to represent the defendant at the posttrial hearing regarding
his claim of ineffective assistance. Our supreme court remanded the matter for a new hearing on
the defendant’s motion with newly appointed counsel. Krankel, 102 Ill. 2d at 187-89.
¶ 34 In interpreting Krankel, the following rule developed. New counsel is not automatically
required in every case in which a defendant presents a pro se posttrial motion alleging ineffective
assistance of counsel. People v. Moore, 207 Ill. 2d 68, 77 (2003). Rather, when a defendant
presents a pro se posttrial motion alleging ineffective assistance of counsel, the trial court should
first examine the factual basis of the defendant’s claim. Id. at 77-78. If the trial court determines
that the claim lacks merit or pertains only to matters of trial strategy, then the court need not
appoint new counsel and may deny the pro se motion. Id. at 78. However, if the allegations show
possible neglect of the case, new counsel should be appointed. Id. The new counsel would then
represent the defendant at the hearing on the defendant’s pro se claim of ineffective assistance.
Id.
¶ 35 After reviewing the record in this case, it is evident that the proceedings below did not
properly conform to the Krankel procedures. The record shows no examination whatsoever of
the factual bases of defendant’s pro se claims of ineffective assistance of counsel. “The operative
concern for the reviewing court is whether the trial court conducted an adequate inquiry into the
defendant’s pro se allegations of ineffective assistance of counsel.” Id. There was simply no
inquiry in this case. Our supreme court has stated, “The law requires *** some type of inquiry
into the underlying factual basis, if any, of the defendant’s pro se posttrial claim of ineffective
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assistance of counsel.” Id. at 79. The trial court made no comment after defendant made his
claims of ineffective assistance of counsel, and instead went on to conduct defendant’s
sentencing hearing. Accordingly, the trial court erred when it did not make a preliminary inquiry
into defendant’s pro se claim of ineffective assistance of counsel.
¶ 36 The State contends that the trial court had no duty to conduct a preliminary Krankel
inquiry because defendant, by hiring a private attorney to represent him in posttrial proceedings,
had already received all the relief he could possibly receive in an initial Krankel proceeding,
namely, the appointment of new counsel. We disagree.
¶ 37 First, we note that if a defendant’s pro se claim of ineffective assistance of counsel shows
possible neglect on behalf of trial counsel, new counsel will be appointed to represent defendant
at an adversarial hearing on the ineffective assistance claim. People v. Munson, 171 Ill. 2d 158,
199-200 (1996). The appointment of new counsel, of course, is to “independently evaluate the
defendant’s pro se allegations” and “present those with merit to the trial court during the second-
stage adversarial hearing.” People v. Downs, 2017 IL App (2d) 121156-C, ¶ 49. The fact that a
defendant acquired private counsel to represent him in his posttrial motions does not relieve the
trial court of its obligation to make a preliminary inquiry into a defendant’s pro se claim of
ineffective assistance of counsel.
¶ 38 We find support for this proposition in People v. Reed, 2018 IL App (1st) 160609. In that
case, the defendant filed a pro se posttrial motion alleging ineffective assistance of counsel. Id. ¶
30. Based on that motion, the trial court allowed trial counsel to withdraw at the next court
appearance. New private defense counsel filed an amended motion for a new trial, arguing in
part that the defendant “was denied ineffective assistance of counsel at trial.” Id. ¶ 31. At the
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hearing on the motion for a new trial, new defense counsel made no mention of the ineffective
assistance of counsel claim. Id.
¶ 39 On appeal, this court found that the trial court did not conduct an examination of the
factual bases of the defendant’s pro se claims of ineffective assistance of counsel. Id. ¶ 51.
Allowing counsel to withdraw and appointing new posttrial counsel “does not satisfy Krankel
procedure.” Id. We stated that “[e]ven after new counsel appeared, there is no indication in the
record that any inquiry into defendant’s ineffective assistance of counsel allegations occurred.”
Id. While new counsel “did eventually appear on defendant’s behalf, there is no indication he
was proceeding as Krankel counsel.” Id. ¶ 52. Based on the record, the matter was remanded
with instructions that “the trial court should engage in a preliminary inquiry as required by the
case law.” Id. ¶ 53. An adequate record would therefore be made of defendant’s claims of
ineffective assistance of counsel, and after a hearing, the trial court could determine whether the
claims lacked merit or pertained to trial strategy. Id. If the claims had merit, the court would
proceed to a second-stage adversarial hearing. Id. And if the defendant was unsuccessful at either
stage, he could appeal if he so chose. Id.
¶ 40 Similarly here, while defendant retained new counsel for his posttrial proceedings, there
is simply no indication from the record that he was proceeding as Krankel counsel. The trial
court made no inquiry into defendant’s allegations of ineffective assistance of counsel, and
therefore there was no determination as to whether a second-stage Krankel hearing was
necessary. If the trial court had found, after a preliminary inquiry, that his claim lacked merit or
pertained to trial strategy, the court could have denied defendant’s claim. If, however, the claim
showed possible neglect on the part of trial counsel, new counsel would be “appointed to
represent defendant at the second-stage hearing.” Id. ¶ 49. Accordingly, simply appointing new
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counsel does not afford the relief contemplated under Krankel. New counsel is expected to
represent defendant at a hearing. As an aside, we find reason to believe that Stamm, defendant’s
new counsel, could not have adequately represented him in a Krankel hearing if the trial court
deemed one was necessary. But a Krankel hearing never occurred.
¶ 41 Here, there was no inquiry into defendant’s allegations, and thus no determination on
whether a hearing was necessary. To find that defendant received all the relief he could under
Krankel because he retained private counsel to represent him post trial is to ignore the essence of
Krankel – which is to make an adequate record of defendant’s ineffective assistance of counsel
claims. That relief would still have been available to defendant in this case.
¶ 42 The State maintains, relying on People v. Pecoraro, 144 Ill. 2d 1 (1991), that Reed was
wrongly decided. In Pecoraro, the defendant raised, both pro se and through newly retained
defense counsel, claims of ineffective assistance of counsel in posttrial motions. Id. at 13. The
trial court heard these motions and denied them, finding that “several issues raised by defendant,
such as making trial objections and calling more witnesses, dealt with matters of defense
strategy,” and that other alleged errors by trial counsel did not establish incompetent
representation. Id. In fact, the court found that the defendant was “defended excellently” and
given a “vigorous and intelligent defense” by trial counsel. Id. at 14. The trial judge “considered
all arguments posed by defendant” and that the evidence showed that “defendant received
competent representation.” Id. Pecoraro is wholly inapposite to the case at bar where here, the
trial court made no inquiry whatsoever into defendant’s allegations of ineffective assistance of
counsel.
¶ 43 Our supreme court in Pecoraro stated that the trial court was not required to conduct a
Krankel inquiry into allegations of ineffective assistance of counsel directed at private counsel.
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In so holding, the supreme court stated that the “defendant and his counsel were the only parties
who could have altered their attorney-client relationship.” Id. at 15. The court found that it had
no authority to “advise or exercise any influence or control over the selection of [private]
counsel,” and that conducting a Krankel hearing would have done that. Id.
¶ 44 In the years since Pecoraro, the appellate court has reached conflicting conclusions about
the scope of its apparent holding that the Krankel rule does not apply (or does not fully apply) to
private counsel. See, e.g., People v. Shaw, 351 Ill. App. 3d 1087, 1092 (2004) (Krankel does not
apply to private counsel); People v. Johnson, 227 Ill. App. 3d 800, 810 (1992) (private counsel
not automatically excluded from Krankel rule). The proper scope of Pecoraro’s holding aside,
the case does not apply because defendant’s ineffective assistance of counsel claims were
directed at the public defender, not his privately retained counsel. See People v. Downing, 2019
IL App (1st) 170329, ¶ 68.
¶ 45 Based on this record, this matter must be remanded for a preliminary Krankel inquiry as
required under the case law. Moore, 207 Ill. 2d at 79. In this way, an adequate record will be
made of defendant’s claims of ineffective assistance of counsel. If, after a hearing, the trial court
determines the claims lack merit or pertain to trial strategy, it can deny the motion. If the claims
are determined to have some merit, the court can proceed to a second-stage adversarial hearing,
with Stamm as defendant’s attorney. If defendant is unsuccessful at either stage, he can appeal if
he chooses. Krankel, 102 Ill. 2d at 189.
¶ 46 The State contends that even if the trial court should have conducted a preliminary
Krankel inquiry, its failure to do so constituted harmless error. While a trial court’s failure to
appoint new counsel to argue a defendant’s pro se posttrial motion claiming ineffective
assistance of counsel can be harmless error beyond a reasonable doubt (see People v. Nitz, 143
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Ill. 2d 82, 135 (1991)), the failure to make any inquiry into a defendant’s pro se allegation of
ineffective assistance of counsel has not been found to be harmless error where no record at all
was made on defendant’s claims. See Moore, 207 Ill. 2d at 81. Here, as noted above, the trial
court did not even acknowledge defendant’s pro se claim of ineffective assistance of counsel,
and therefore it is simply impossible for us to conclude that the trial court’s failure to conduct an
inquiry into defendant’s claim was harmless beyond a reasonable doubt. Id. (No record was
made on the defendant’s claims of ineffective assistance of counsel and therefore it was not
possible to conclude that the trial court’s failure to conduct an inquiry into the allegations was
harmless beyond a reasonable doubt.)
¶ 47 The State’s reliance on People v. Tolefree, 2011 IL App (1st) 100689, does not convince
us otherwise. In that case, the defendant argued on appeal that his trial counsel did not cross-
examine an officer about whether the officer searched the defendant’s car for drugs, or whether
the defendant had a valid driver’s license. Id. ¶ 28. The defendant argued that the case should be
remanded because the trial court failed to question defendant or his counsel about the basis of his
ineffective assistance of counsel claims, and thus failed to conduct an adequate Krankel inquiry.
Id. On appeal, the court found that the trial court’s failure to conduct further inquiry was
harmless error because the trial court presided over the trial and observed and listened to the
entire trial testimony, including defendant’s testimony and the cross-examination of the officer in
question. Id. ¶ 29. The court noted that “the substance of defendant’s claim was found within the
trial court record,” and the ineffective assistance of counsel claim “did not indicate there was any
substance beyond what was already in the trial record that would require a further inquiry under
Krankel.” Id. ¶ 39.
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¶ 48 Tolefree is inapposite to the case at bar. While in Tolefree the defendant’s allegations
were all contained in the record and pertained to trial counsel’s failure to cross-examine a
witness on two issues, the allegations made by defendant in this case were not. Here, defendant
alleged that a witness lied on the stand about whether he was playing cards with defendant in jail
when defendant supposedly admitted to involvement in the shooting. Defendant also alleged that
he asked defense counsel to subpoena the video surveillance of him that day, but she did not. He
further stated that defense counsel failed to call a witness to testify who would have impeached
other witnesses, and that defense counsel told defendant she would not fight for him. These
allegations are not allegations that were already of record, and therefore the trial court’s error in
failing to make a preliminary Krankel inquiry was not harmless.
¶ 49 We reiterate that we are not remanding for a full evidentiary hearing on the issue of trial
counsel’s ineffectiveness. Rather, we remand the cause for the limited purpose of allowing the
trial court to conduct the required preliminary inquiry. See Moore, 207 Ill. 2d at 81.
¶ 50 III. CONCLUSION
¶ 51 For the foregoing reasons, we remand for the trial court to conduct a preliminary Krankel
inquiry into defendant’s allegations of ineffective assistance of trial counsel.
¶ 52 Remanded with directions.