People v. Miller

23 A.D.2d 144, 259 N.Y.S.2d 647, 1965 N.Y. App. Div. LEXIS 4217
Appellate Division of the Supreme Court of the State of New York·Decided May 11, 1965·Published·Cited by 2 cases

Opinion

Eager, J.

This action was brought in the name of the People of the State of New York, as plaintiff, by the Attorney-General, and the defendant appeals from a judgment in favor of the People. The judgment, rendered upon a motion for summary judgment, directed that the defendant be forever restrained, enjoined and forbidden to hold himself out to the public in the State of New York in any manner as an attorney ’, 1 patent attorney ’, 1 registered patent attorney ’ or to use any other title or appellation which connotes status as an attorney at law or conveys the impression that he is a legal practitioner of law without having first been duly and regularly licensed and admitted to practice law in the courts of record of this State in accordance with the provisions of the Judiciary Law, Article 15.”

The judgment was rendered on the basis of allegations in the complaint, admitted by the defendant, that the defendant is not licensed to practice law in this State; that he “ does hold himself out to the public as a patent attorney ”; that he “ has for some time past and still does maintain an office in Boom 3612 of the Woodworth Building at 233 Broadway, Borough of Manhattan, City and State of New York, on the door of which appears the words Patent Attorney ’ and is so listed in the [146]*146Manhattan telephone directory and that “ the defendant also uses the title of * Patent Attorney ’ on his business letterheads and calling cards.”

By way of defense, the defendant alleges in his answer and it is conceded that on the 20th day of April, 1926, he was duly registered to practice as an attorney before the United States Patent Office and that, at the time of the commencement of this action, he was and is now in good standing as such attorney.

Until November 15, 1938, the Commissioner of Patents maintained a single register listing the names of those persons authorized to practice before the Patent Office in patent cases, and they were listed and certified as attorneys whether or not they were admitted to practice law. (Rules of Practice of the United States Patent Office, § 1.341, subd. [b], Note; Code of Fed. Reg., tit. 37, § 1.341, subd. [b].) Effective in 1938, the Commissioner established two separate registers ‘1 on which are entered the names of all persons recognized as entitled to represent applicants before the Patent Office in the preparation and prosecution of applications for patent ”. Thereafter, one register was for attorneys at law, who were registered as “ Attorneys ”, and the other register was for nonlawyer Agents ”. (Code of Fed. Reg., tit. 37, § 1.341; see, also, Sperry v. Florida, 373 U. S. 379, 384.)

The defendant, as a nonlawyer, who registered prior to the 1938 change in the Regulations of the Commissioner of Patents, retains his designation under such regulations as an “ attorney ” and is authorized to practice before the Patent Office in patent eases as such, even though he is not admitted to practice law.

There is no allegation or claim that the defendant ‘ ‘ makes it a practice or business to render legal services which are prohibited by law as constituting the unlawful practice of the law ’ ’, and, therefore, this action by the Attorney-General is not authorized by section 476-a of the Judiciary Law. The Attorney-General, however, contends that the defendant’s use of the title “ patent attorney” offends against the provisions of section 270 of the Penal Law, insofar as they proscribe the use of the word “ attorney ” by a person who is not admitted to practice law in the State. On this basis, the Attorney-General submits that section 476-a of the Judiciary Law, should be read in pari materia with said section 270 of the Penal Law, so as to authorize injunctive relief.

The section 270 proscription against the use by a nonlawyer of the title attorney” is not general or all-inclusive. By its express provisions, a violation of the section depends upon whether or not the nonlawyer uses the title “ in such manner as [147]*147to convey the impression that he is a legal practitioner of law or in any manner to advertise that he either alone or together with any other person or persons has, owns, conducts or maintains a law office or a law and collection office, or office of any kind for the practice of law (Penal Law, § 270.)

The title “ attorney ”, in its broad sense, signifies merely an agent or substitute and does not necessarily refer to an attorney at law. (See 7 C. J. S., Attorney and Client, § 1; Black’s Law Dictionary [4th ed.] “attorney”, p. 164; Hughes v. Mulvey, 1 Sandf. 92, 95.) Webster’s Dictionary (unabridged edition), defines an attorney generally as “ One who is legally appointed by another to transact any business for him”. Of course, the Avord ‘ ‘ attorney ’ ’ may be and is many times used to refer to one who transacts legal business. Whether it is so used, thus signifying an attorney at law, depends upon the manner of its use or any qualifying expression or text accompanying the same.

Here, consistent with the general and broad definition of the term attorney and with the defendant’s status as an “ attorney ” entitled to practice before the United States Patent Office, the defendant’s use of the designation “ patent attorney” may be construed merely as meaning that the defendant holds himself out as an agent in patent matters. Such use would not be improper. The defendant, by virtue of Federal statute and regulation, has the right to perform within the State the tasks incident to the preparation and prosecution of patent applications before the United States Patent Office and to use the designation “patent attorney” in this connection. The State law may not be construed or applied to interfere with such Federal right. (See Sperry v. Florida, 373 U. S. 379, supra.)

Under the circumstances, an actionable violation of section 270 would depend upon a showing, absent here, that the defendant uses his federally authorized title “Patent Attorney” to indicate that he is engaged in the practice of law as distinguished from a practice in patent matters before the United States Patent Office. Furthermore, without regard to whether or not section 270 of the Penal Law may be applied to limit the defendant in his use of the title “ Patent Attorney ”, this action for an injunction is not supportable. Concededly, the Attorney-General is not vested with the general authority to maintain actions to restrain violations of statutes, penal or otherwise, and there is no express statutory authority for this action.

In the absence of special statutory authority, an action for injunction is not maintainable in the name of the People of the State of New York by the Attorney-General upon the mere showing that acts of a defendant violate the terms of a statute [148]*148and may constitute a crime. The utilization of the injunction remedy is not available to prevent crimes, or to punish misdemeanants or other criminals. The remedy is available only in a proper ease to prevent substantial or irreparable injury which may result from a continuance of the proscribed acts.

Free access — add to your briefcase to read the full text and ask questions with AI

People v. Miller, 23 A.D.2d 144, 259 N.Y.S.2d 647, 1965 N.Y. App. Div. LEXIS 4217 (N.Y. Ct. App. 1965).

23 A.D.2d 144 (People v. Miller) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Hennessy v. Hannan
79 A.D.2d 1079 (Appellate Division of the Supreme Court of New York, 1981)