People v. Middleton

158 Misc. 2d 157, 599 N.Y.S.2d 460, 1993 N.Y. Misc. LEXIS 221
CourtNew York Supreme Court
DecidedJune 4, 1993
StatusPublished

This text of 158 Misc. 2d 157 (People v. Middleton) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Middleton, 158 Misc. 2d 157, 599 N.Y.S.2d 460, 1993 N.Y. Misc. LEXIS 221 (N.Y. Super. Ct. 1993).

Opinion

[158]*158OPINION OF THE COURT

Harold Beeler, J.

The principal question presented in this predicate felony challenge is whether a court, before accepting a guilty plea from a defendant who states he was "kind of high” at the time of the crime must, as a matter of law, advise the defendant of the intoxication defense and secure from the defendant a knowing waiver of such defense.

Defendant herein, following his plea of guilty to criminal sale of a controlled substance in the fifth degree, moves to contest his status as a second felony offender, claiming that his 1984 conviction by plea to attempted robbery in the first degree was unconstitutionally obtained, and as such cannot properly be used as the basis for a predicate felony finding in the instant case (see, CPL 400.21 [7] [b]).

As grounds therefor, defendant maintains that his recitation of the facts during the plea allocution on the 1984 robbery raised a "significant doubt” as to defendant’s intent to forcibly steal property in that, during the allocution, defendant was initially unable to recall the facts of the incident and later stated that he was "kind of high” at the time he confronted the victim. Defendant argues that, because the court accepted his attempted robbery plea "without further inquiry to insure that * * * [defendant] was, in fact, guilty and that he was aware of the possible defense of intoxication and knowingly waived * * * [such defense],” the plea was not voluntarily and intelligently entered and was therefore unconstitutionally obtained within the meaning of New York’s second felony offender law (see, CPL 400.21 [7] [b]).

For the reasons that follow, as previously set forth in this court’s oral ruling of March 29, 1993, defendant’s motion to controvert his status as a predicate felon is, in all respects, denied.

Pursuant to subdivision (7) (b) of CPL 400.21, "[a] previous conviction * * * which was obtained in violation of the rights of the defendant under the applicable provisions of the constitution of the United States must not be counted in determining whether the defendant has been subjected to a predicate felony conviction.”

In assessing the constitutionality of a prior guilty plea for purposes of a predicate felony challenge, a mere showing that the defendant "did not expressly admit a particular element of the crime in the factual allocution is not * * * by itself [159]*159[sufficient] to raise a constitutional claim”. (People v Moore, 71 NY2d 1002, 1005; see also, People v Lopez, 71 NY2d 662, 666, n 2.) Moreover, where a defendant’s guilty plea is to a lesser crime than that charged in the indictment, there is no requirement that the court establish a factual basis for the defendant’s plea (People v Moore, supra, at 1006; see also, People v Clairborne, 29 NY2d 950, 951).

When, however, a court, during the course of a guilty plea, chooses to inquire of a defendant as to the facts and circumstances surrounding his commission of the offense, and when the "defendant’s recitation of the facts * * * clearly casts significant doubt upon the defendant’s guilt or otherwise calls into question the voluntariness of the plea * * * the trial court has a duty to inquire further to ensure that defendant’s guilty plea is knowing and voluntary”. (People v Lopez, supra, at 666.) Thus, where a defendant’s factual recitation either "negates an essential element of the crime pleaded to” (People v Lopez, supra) or "leaves unsatisfied such an essential element” (People v Lawrence, 192 AD2d 332, 334 [emphasis in original]), the court "may not accept the plea without making further inquiry to ensure that defendant understands the nature of the charge and that the plea is intelligently entered”. (People v Lopez, supra, at 666; People v Lawrence, supra.) The failure of a court to engage in such "further inquiry” when necessitated by a defendant’s recitation of the facts underlying the crime pleaded to could render the resulting conviction "unconstitutionally obtained” and, as such, unusable as a basis for an enhanced sentence under CPL 400.21 (see, People v Moore, supra, at 1005).

Even assuming, without deciding, that defendant’s statements to the court at the time of his 1984 plea to attempted robbery in the first degree were such as to raise a "significant doubt” as to defendant’s guilt, it is clear that, contrary to defendant’s claim, the court conducted a sufficient "further inquiry” to ensure that defendant was, in fact, guilty of that crime and that his plea was intelligently and voluntarily entered.

In this regard, the minutes of defendant’s December 10, 1984 plea reveal that the court, apparently referring directly to the allegations contained in the robbery indictment, asked defendant if it was true that, on the date in question (i.e., September 27, 1984), defendant "forcibly stole certain property from Richard Ryan * * * to wit, a sum of money and personal property, and in the course of the commission of the [160]*160crime and of the immediate flight therefrom * * * used and threatened the immediate use of a dangerous instrument, to wit, a length of wood. Now, is that true?” Defendant responded "It’s true”.

Thereupon, the court asked defendant to "[t]ell me what the facts are”, to which defendant responded "I forgot”. Defendant then consulted with his attorney, after which the following colloquy ensued:

"the defendant: I went to Central Park Flower Gardens, walked into the particular garden, picked up the stick and told him give me — I was going to stick him with the stick— "the court: You mean stab him?
"the defendant: Right.
"the court: Why did you tell him that?
"the defendant: I don’t know. I was kind of high at the time.
"the court: Did you try to steal money from him?
"the defendant: Yes. I got a gold chain and 95 cents.
"the court: And that was by threatening him with the stick if he didn’t give up the property, right?
"the defendant: Yes.”

As reflected in defendant’s admission that, in trying to steal money from the victim, he "got a gold chain and 95 cents”, and in his unqualified response to the court’s inquiry concerning his use of a stick to force the victim to give up the property, it is clear that defendant, despite his claim of intoxication, knew " 'exactly what he was doing’ when he perpetrated the crime[ ] to which he pleaded guilty”. (People v Paterno, 141 AD2d 771, 772.)

In this regard, the court has examined the entire transcript of defendant’s December 10, 1984 plea, as well as the minutes of defendant’s prior, unsuccessful plea allocution in that case, which was held before the same court less than three weeks earlier, and has found nothing to further support defendant’s bare assertion that he was "kind of high” at the time he committed the September 27, 1984 robbery. To the contrary, the minutes of both proceedings and, in particular, defendant’s ability to recall specific details of the incident, reveal a clarity of mind at the time of the crime that is wholly inconsistent with his claim of intoxication. Under these circumstances, and in view of defendant’s unequivocal admission at the December 10 plea proceeding to the truth of the

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Related

People v. Clairborne
280 N.E.2d 366 (New York Court of Appeals, 1972)
People v. Harris
459 N.E.2d 170 (New York Court of Appeals, 1983)
People v. Lopez
525 N.E.2d 5 (New York Court of Appeals, 1988)
People v. Moore
525 N.E.2d 740 (New York Court of Appeals, 1988)
People v. Jimenez
73 A.D.2d 533 (Appellate Division of the Supreme Court of New York, 1979)
People v. Santana
110 A.D.2d 789 (Appellate Division of the Supreme Court of New York, 1985)
People v. Suba
130 A.D.2d 526 (Appellate Division of the Supreme Court of New York, 1987)
People v. Braman
136 A.D.2d 382 (Appellate Division of the Supreme Court of New York, 1988)
People v. Paterno
141 A.D.2d 771 (Appellate Division of the Supreme Court of New York, 1988)
People v. Orr
144 A.D.2d 391 (Appellate Division of the Supreme Court of New York, 1988)
People v. Zeth
148 A.D.2d 960 (Appellate Division of the Supreme Court of New York, 1989)
People v. Dugger
161 A.D.2d 283 (Appellate Division of the Supreme Court of New York, 1990)
People v. Simone
179 A.D.2d 694 (Appellate Division of the Supreme Court of New York, 1992)
People v. Lawrence
192 A.D.2d 332 (Appellate Division of the Supreme Court of New York, 1993)

Cite This Page — Counsel Stack

Bluebook (online)
158 Misc. 2d 157, 599 N.Y.S.2d 460, 1993 N.Y. Misc. LEXIS 221, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-middleton-nysupct-1993.