NOTICE FILED This order was filed under Supreme 2020 IL App (4th) 180075-U January 2, 2020 Court Rule 23 and may not be cited Carla Bender as precedent by any party except in NO. 4-18-0075 4th District Appellate the limited circumstances allowed under Rule 23(e)(1). Court, IL IN THE APPELLATE COURT
OF ILLINOIS
FOURTH DISTRICT
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the Plaintiff-Appellee, ) Circuit Court of v. ) Woodford County NATHANIEL E. McEVERS, ) Nos. 16CF105 Defendant-Appellant. ) 17CF97 ) ) Honorable ) Charles M. Feeney III, ) Judge Presiding.
JUSTICE HOLDER WHITE delivered the judgment of the court. Justices Knecht and DeArmond concurred in the judgment.
ORDER ¶1 Held: The appellate court remanded, directing the trial court to proceed in accordance with Rule 604(d), where defendant filed a timely pro se postplea motion seeking reconsideration of his sentence.
¶2 On December 4, 2017, in Woodford County case No. 17-CF-97, defendant,
Nathaniel McEvers, entered an open plea of guilty to one count of residential burglary (720 ILCS
5/19-3(a) (West 2016)). On that same date, defendant admitted to violating his possession of a
stolen firearm probation (720 ILCS 5/24-3.8 (West 2014)), in Woodford County case No. 16-CF-
105. On January 11, 2018, the trial court sentenced defendant to eight years’ imprisonment in
case No. 17-CF-97. After revoking defendant’s probation in case No. 16-CF-105, the court resentenced defendant to five years’ imprisonment to be served consecutively to defendant’s
sentence in case No. 17-CF-97.
¶3 At the conclusion of the sentencing hearing, the court admonished defendant in
accordance with Illinois Supreme Court Rule 604(d) (eff. July 1, 2017). On January 23, 2018,
defendant filed a pro se “Motion to Appeal Sentence,” outlining four “reasons *** I feel my
motion should be considered.” On February 1, 2018, the court directed the circuit clerk “TO
FILE NOTICE OF APPEAL UPON MOTION OF DEFENDANT,” which the circuit clerk did
on February 2, 2018.
¶4 On appeal, defendant argues he filed a timely pro se motion to reconsider his
sentence and, therefore, this court must remand to the trial court for strict compliance with Rule
604(d). We remand with directions.
¶5 I. BACKGROUND
¶6 On September 11, 2017, in case No. 17-CF-97, the State charged defendant with
residential burglary (720 ILCS 5/19-3(a) (West 2016)), alleging defendant knowingly and
without authority entered the residence of another with the intent to commit therein a theft. On
September 14, 2017, the State filed a petition to revoke defendant’s probation in case No. 16-CF-
105. On December 4, 2017, defendant pleaded guilty to residential burglary in case No. 17-CF-
97 and admitted violating his probation in case No. 16-CF-105.
¶7 On January 11, 2018, the trial court sentenced defendant to eight years’
imprisonment in case No. 17-CF-97, and resentenced defendant to five years’ imprisonment in
case No. 16-CF-105. The court ordered the sentences be served consecutively. Thereafter, the
court admonished defendant as follows:
-2- “[Y]ou have a right to appeal. But before you may take that
appeal, as to 17-CF-97, if you wish to withdraw your plea of
guilty, you must file in this court within 30 days of today a written
motion asking me for leave to withdraw your plea of guilty. Every
reason must be stated in this written motion why I should let you
withdraw your plea of guilty, or any other reason will be deemed
waived or given up for the purposes of your appeal.
You can also file—you also, if you wish to address your
sentence, must file within 30 days of today a written motion asking
me to reconsider your sentence. Each and every reason must be
stated in this written motion on why I should reconsider your
sentence, or any other reason will be deemed waived or given up
for the purposes of your appeal.
As to 16-CF-105, you have a right to an appeal, but you
must file–if you wish to address your sentence, you must file in
this court a written motion asking me to reconsider your sentence.
That must be filed within 30 days of today. Each and every reason
must be stated in this written motion on why I should let you—or
why I, rather, I should reconsider your sentence, or any other
reason would be deemed waived or given up for the purposes of
your appeal.
As to both cases, I could modify your sentence.
***
-3- But if I deny your motions, the motions to reconsider your
sentence [and,] in regard to 17-CF-97, the motion to withdraw your
plea of guilty, if I were to deny those motions and you still wish to
appeal, then within 30 days of the date that I would deny your
motion or motions you would have to file a Notice of Appeal. You
can ask the clerk to prepare and file that Notice of Appeal for you,
but it still has to be filed within that same 30-day time frame, or
you would lose or give up your right to an appeal.
If you cannot afford it, an attorney can be appointed to
assist you on your motions and on your appeal ***. Do you
understand your appellate rights?”
Defendant responded affirmatively.
¶8 On January 23, 2018, defendant filed a pro se motion captioned “Motion to
Appeal Sentence,” which stated:
“I Nathaniel McEvers hereby file a motion to appeal my
sentence. With the reasons stated I feel my motion should be
considered.
1) In the Case No: 16-CF-105 the Firearm in question was
retrieved with information I provided and no evidence showed that
the weapon took place in any violent offenses.
2) Neither offense commited [sic] was violent.
3) I have never been to the Illinois Department of
Corrections.
-4- 4) The party in both cases tried to get the charges dropped.
With all the [sic] being said please consider my motion and
get me back home to my family sooner.
Thank You
[Signature]
Nathaniel McEvers”
¶9 The record shows a docket entry dated January 26, 2018, stating “MOTION TO
APPEAL SENTENCE FILED BY DEF.” A docket entry dated February 1, 2018, directed the
circuit clerk “TO FILE NOTICE OF APPEAL UPON MOTION OF DEFENDANT,” which the
circuit clerk did on February 2, 2018.
¶ 10 This appeal followed.
¶ 11 II. ANALYSIS
¶ 12 As an initial matter, we note the supreme court entered a supervisory order on
March 8, 2019, directing this court to treat defendant’s docketed appeal as an appeal from his
conviction and sentence in case No. 17-CF-97 and from his probation revocation and sentence in
case No. 16-CF-105. People v. McEvers, No. 124805 (Ill. May 8, 2019) (supervisory order).
¶ 13 On appeal, defendant argues the trial court incorrectly treated his motion to
reconsider his sentence, filed pro se, as a notice of appeal. Accordingly, defendant maintains we
must remand and direct the trial court to appoint counsel and conduct further proceedings in
strict compliance with Illinois Supreme Court Rule 604(d) (eff. July 1, 2017). We agree.
¶ 14 “Trial judges are in a superior position to consider alleged deficiencies regarding
guilty pleas and sentences imposed thereon. Accordingly, Rule 604(d) requires that a defendant
-5- first address to the trial court any allegation of error regarding either a plea of guilty or a
corresponding sentence.” People v.
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NOTICE FILED This order was filed under Supreme 2020 IL App (4th) 180075-U January 2, 2020 Court Rule 23 and may not be cited Carla Bender as precedent by any party except in NO. 4-18-0075 4th District Appellate the limited circumstances allowed under Rule 23(e)(1). Court, IL IN THE APPELLATE COURT
OF ILLINOIS
FOURTH DISTRICT
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the Plaintiff-Appellee, ) Circuit Court of v. ) Woodford County NATHANIEL E. McEVERS, ) Nos. 16CF105 Defendant-Appellant. ) 17CF97 ) ) Honorable ) Charles M. Feeney III, ) Judge Presiding.
JUSTICE HOLDER WHITE delivered the judgment of the court. Justices Knecht and DeArmond concurred in the judgment.
ORDER ¶1 Held: The appellate court remanded, directing the trial court to proceed in accordance with Rule 604(d), where defendant filed a timely pro se postplea motion seeking reconsideration of his sentence.
¶2 On December 4, 2017, in Woodford County case No. 17-CF-97, defendant,
Nathaniel McEvers, entered an open plea of guilty to one count of residential burglary (720 ILCS
5/19-3(a) (West 2016)). On that same date, defendant admitted to violating his possession of a
stolen firearm probation (720 ILCS 5/24-3.8 (West 2014)), in Woodford County case No. 16-CF-
105. On January 11, 2018, the trial court sentenced defendant to eight years’ imprisonment in
case No. 17-CF-97. After revoking defendant’s probation in case No. 16-CF-105, the court resentenced defendant to five years’ imprisonment to be served consecutively to defendant’s
sentence in case No. 17-CF-97.
¶3 At the conclusion of the sentencing hearing, the court admonished defendant in
accordance with Illinois Supreme Court Rule 604(d) (eff. July 1, 2017). On January 23, 2018,
defendant filed a pro se “Motion to Appeal Sentence,” outlining four “reasons *** I feel my
motion should be considered.” On February 1, 2018, the court directed the circuit clerk “TO
FILE NOTICE OF APPEAL UPON MOTION OF DEFENDANT,” which the circuit clerk did
on February 2, 2018.
¶4 On appeal, defendant argues he filed a timely pro se motion to reconsider his
sentence and, therefore, this court must remand to the trial court for strict compliance with Rule
604(d). We remand with directions.
¶5 I. BACKGROUND
¶6 On September 11, 2017, in case No. 17-CF-97, the State charged defendant with
residential burglary (720 ILCS 5/19-3(a) (West 2016)), alleging defendant knowingly and
without authority entered the residence of another with the intent to commit therein a theft. On
September 14, 2017, the State filed a petition to revoke defendant’s probation in case No. 16-CF-
105. On December 4, 2017, defendant pleaded guilty to residential burglary in case No. 17-CF-
97 and admitted violating his probation in case No. 16-CF-105.
¶7 On January 11, 2018, the trial court sentenced defendant to eight years’
imprisonment in case No. 17-CF-97, and resentenced defendant to five years’ imprisonment in
case No. 16-CF-105. The court ordered the sentences be served consecutively. Thereafter, the
court admonished defendant as follows:
-2- “[Y]ou have a right to appeal. But before you may take that
appeal, as to 17-CF-97, if you wish to withdraw your plea of
guilty, you must file in this court within 30 days of today a written
motion asking me for leave to withdraw your plea of guilty. Every
reason must be stated in this written motion why I should let you
withdraw your plea of guilty, or any other reason will be deemed
waived or given up for the purposes of your appeal.
You can also file—you also, if you wish to address your
sentence, must file within 30 days of today a written motion asking
me to reconsider your sentence. Each and every reason must be
stated in this written motion on why I should reconsider your
sentence, or any other reason will be deemed waived or given up
for the purposes of your appeal.
As to 16-CF-105, you have a right to an appeal, but you
must file–if you wish to address your sentence, you must file in
this court a written motion asking me to reconsider your sentence.
That must be filed within 30 days of today. Each and every reason
must be stated in this written motion on why I should let you—or
why I, rather, I should reconsider your sentence, or any other
reason would be deemed waived or given up for the purposes of
your appeal.
As to both cases, I could modify your sentence.
***
-3- But if I deny your motions, the motions to reconsider your
sentence [and,] in regard to 17-CF-97, the motion to withdraw your
plea of guilty, if I were to deny those motions and you still wish to
appeal, then within 30 days of the date that I would deny your
motion or motions you would have to file a Notice of Appeal. You
can ask the clerk to prepare and file that Notice of Appeal for you,
but it still has to be filed within that same 30-day time frame, or
you would lose or give up your right to an appeal.
If you cannot afford it, an attorney can be appointed to
assist you on your motions and on your appeal ***. Do you
understand your appellate rights?”
Defendant responded affirmatively.
¶8 On January 23, 2018, defendant filed a pro se motion captioned “Motion to
Appeal Sentence,” which stated:
“I Nathaniel McEvers hereby file a motion to appeal my
sentence. With the reasons stated I feel my motion should be
considered.
1) In the Case No: 16-CF-105 the Firearm in question was
retrieved with information I provided and no evidence showed that
the weapon took place in any violent offenses.
2) Neither offense commited [sic] was violent.
3) I have never been to the Illinois Department of
Corrections.
-4- 4) The party in both cases tried to get the charges dropped.
With all the [sic] being said please consider my motion and
get me back home to my family sooner.
Thank You
[Signature]
Nathaniel McEvers”
¶9 The record shows a docket entry dated January 26, 2018, stating “MOTION TO
APPEAL SENTENCE FILED BY DEF.” A docket entry dated February 1, 2018, directed the
circuit clerk “TO FILE NOTICE OF APPEAL UPON MOTION OF DEFENDANT,” which the
circuit clerk did on February 2, 2018.
¶ 10 This appeal followed.
¶ 11 II. ANALYSIS
¶ 12 As an initial matter, we note the supreme court entered a supervisory order on
March 8, 2019, directing this court to treat defendant’s docketed appeal as an appeal from his
conviction and sentence in case No. 17-CF-97 and from his probation revocation and sentence in
case No. 16-CF-105. People v. McEvers, No. 124805 (Ill. May 8, 2019) (supervisory order).
¶ 13 On appeal, defendant argues the trial court incorrectly treated his motion to
reconsider his sentence, filed pro se, as a notice of appeal. Accordingly, defendant maintains we
must remand and direct the trial court to appoint counsel and conduct further proceedings in
strict compliance with Illinois Supreme Court Rule 604(d) (eff. July 1, 2017). We agree.
¶ 14 “Trial judges are in a superior position to consider alleged deficiencies regarding
guilty pleas and sentences imposed thereon. Accordingly, Rule 604(d) requires that a defendant
-5- first address to the trial court any allegation of error regarding either a plea of guilty or a
corresponding sentence.” People v. Foster, 171 Ill. 2d 469, 471, 665 N.E.2d 823, 824 (1996).
¶ 15 Illinois Supreme Court Rule 604(d) (eff. July 1, 2017) states, in pertinent part:
“No appeal from a judgment entered upon a plea of guilty
shall be taken unless the defendant, within 30 days of the date on
which sentence is imposed, files in the trial court a motion to
reconsider the sentence, if only the sentence is being challenged, or,
if the plea is being challenged, a motion to withdraw the plea of
guilty and vacate the judgment.
The motion shall be in writing and shall state the grounds
therefor. *** The motion shall be presented promptly to the trial
judge by whom the defendant was sentenced, and if that judge is
then not sitting in the court in which the judgment was entered, then
to the chief judge of the circuit, or to such other judge as the chief
judge shall designate. The trial court shall then determine whether
the defendant is represented by counsel, and if the defendant is
indigent and desires counsel, the trial court shall appoint counsel.
If the defendant is indigent, the trial court shall order a copy
of the transcript as provided in Rule 402(e) be furnished the
defendant without cost. The defendant’s attorney shall file with the
trial court a certificate stating that the attorney has consulted with
the defendant either by phone, mail, electronic means or in person
-6- to ascertain defendant’s contentions of error in the sentence and the
entry of the plea of guilty, has examined the trial court file and both
the report of proceedings of the plea of guilty and the report of
proceedings in the sentencing hearing, and has made any
amendments to the motion necessary for adequate presentation of
any defects in those proceedings.
The motion shall be heard promptly, and if allowed, the trial
court shall modify the sentence or vacate the judgment and permit
the defendant to withdraw the plea of guilty and plead anew. If the
motion is denied, a notice of appeal from the judgment and sentence
shall be filed within the time allowed in Rule 606, measured from
the date of entry of the order denying the motion. Upon appeal any
issue not raised by the defendant in the motion to reconsider the
sentence or withdraw the plea of guilty and vacate the judgment
shall be deemed waived.” Ill. S. Ct. R. 604(d) (eff. July 1, 2017).
¶ 16 The Illinois Supreme Court added paragraph (d) of Rule 604 in 1975 to meet a
specific need. People v. Tousignant, 2014 IL 115329, ¶ 13, 5 N.E.3d 176. The supreme court
explained:
“ ‘A few years after the effective date of our 1970
Constitution, it came to the attention of this court that a large
number of appeals in criminal cases were being taken from pleas
of guilty. *** A review of the appeals in those cases revealed that
many of the errors complained of could and undoubtedly would be
-7- easily and readily corrected, if called to the attention of the trial
court. The rule was designed to eliminate needless trips to the
appellate court and to give the trial court an opportunity to
consider the alleged errors and to make a record for the appellate
court to consider on review in cases where defendant’s claim is
disallowed.’ ” Tousignant, 2014 IL 115329, ¶ 13 (quoting People
v. Wilk, 124 Ill. 2d 93, 106, 529 N.E.2d 218, 222-23 (1988)).
¶ 17 Defendant contends, despite being captioned as a “Motion to Appeal Sentence,”
his pro se post-plea filing was a motion to reconsider his sentence. According to defendant, his
motion triggered the trial court’s obligation under Rule 604(d), to determine if he was indigent
and, if so, whether he desired the appointment of counsel. Upon review of defendant’s filing, we
agree.
¶ 18 Here, following sentencing, defendant timely filed a pro se motion labeled
“Motion to Appeal Sentence.” However, “it is well-settled that the substance of a pleading, not
its caption, identifies its nature.” People v. Miller, 2017 IL App (3d) 140977, ¶ 29, 80 N.E.3d
664; see People v. Smith, 371 Ill. App. 3d 817, 821, 867 N.E.2d 1150, 1154 (2007) (“[A]
motion’s content determines its character, not the title or label asserted by the movant.”). Upon
review, we find the motion constituted a motion to reconsider sentence. First, defendant
indicated “[w]ith the reasons stated I feel my motion should be considered.” (Emphases added.)
Defendant then listed “the reasons” he felt his motion should be “considered” as the court had
specifically instructed him to do 12 days earlier. Finally, in his closing paragraph, defendant
requested the court “consider” his motion.
-8- ¶ 19 The plain language of his motion demonstrates defendant wanted the trial court to
reconsider his sentence. When he filed the motion, defendant triggered the court’s duty to
determine whether defendant was represented by counsel. In the event defendant lacked counsel,
the court then had to assess defendant’s indigence and, if appropriate, appoint counsel. See
People v. Barnes, 291 Ill. App. 3d 545, 550, 684 N.E.2d 416, 420 (holding that upon receipt of a
postplea motion, a trial judge must ascertain whether a defendant is represented by counsel and
upon a showing of indigence, appoint counsel to assist with the preparation and presentation of
the postplea motion).
¶ 20 In opposition, the State cites our supreme court’s decision in People v. Stoffel, 239
Ill. 2d 314, 324, 941 N.E.2d 147, 154 (2010), for the proposition that “a trial court has no
obligation to recharacterize a pro se pleading ***.” (Emphasis in original.) However, here,
Stoffel provides no guidance. In Stoffel, when considering the plain language in section 122-1(d)
of the Post-Conviction Hearing Act (Act) (725 ILCS 5/122-1(d) (West 2006)), our supreme court
held, “[A] trial court’s decision not to recharacterize a defendant’s pro se pleading as a
postconviction petition may not be reviewed for error.” (Emphasis in original.) Stoffel, 239 Ill. 2d
at 324. Paragraph (d) of section 122-1 of the Act specifically requires a defendant seeking relief
under that section to “specify in the petition or its heading” that it is filed pursuant to section
122-1. Thus, absent is any duty on the trial court to recharacterize a pleading labeled otherwise.
725 ILCS 5/122-1(d) (West 2008). Logically, the court reasoned, “[i]t cannot be error for a trial
court to fail to do something it is not required to do.” Stoffel, 239 Ill. 2d at 324.
¶ 21 Here, defendant’s motion was brought pursuant to Illinois Supreme Court Rule
604(d) (eff. July 1, 2017), not section 122-1 of the Act. Unlike section 122-1 of the Act, Rule
604(d) lacks any requirement that defendant specify that his motion is filed pursuant to Rule
-9- 604(d). Although defendant filed a postplea motion labeled “Motion to Appeal Sentence,” when
we examine the substance of the pleading, we find the timely filed motion sought reconsideration
of defendant’s sentence. Thus, upon reviewing the motion, the trial court should have first
ascertained whether defendant was represented by counsel. Then, if defendant lacked counsel,
upon a showing of indigence, Rule 604(d) required the court, if defendant so desired, to appoint
counsel to assist with the preparation and presentation of the postplea motion. However,
although we are remanding this matter, we do want to acknowledge the trial court’s efforts and
the difficulty faced when called upon to interpret defendant’s pro se motion.
¶ 22 III. CONCLUSION
¶ 23 For the reasons stated, we remand the cause and direct the trial to strike the notice
of appeal and determine whether defendant is represented by counsel. If defendant is without
counsel, upon a showing of indigence, the court shall appoint counsel if defendant so desires.
¶ 24 Remanded with directions.
- 10 -