People v. McCumber

15 How. Pr. 186
New York Supreme Court·Decided February 15, 1858·Published·Cited by 2 cases

Opinion

Hogeboom, Justice.

The language of the Code, (§ 152,) is without qualification, that sham and irrelevant answers and defences, may be stricken out on motion.” It does not, therefore, seem proper to limit its application to answers and defences setting up new matter. Nor would this accomplish the object doubtless intended by the legislature, to wit, to uproot defences not resting on truth and good faith. Improper delays and contrivances to defeat justice may be as effectually carried out through the agency of pleadings containing mere denials of the plaintiff’s allegations, as by those setting up affirmative defences. The later decisions sustain this construction of the statute, and I am disposed to adopt it. (Conklin agt. Vandervoort, 7 How. Pr. Rep. 483; Ostrom agt. Bixly, 9 Ib. 87; Stiles agt. Comstock, 9 Ib. 48; Catlin agt. Gunter, 1 Duer, 265; Manufacturers’ Bank of Rochester agt. Hitchcock, 14 Howard, 406.)

This power should, it is true, be cautiously exercised, for it disposes of the defendant’s pleading in a very summary way, and may do. him injustice, as it strikes his defence from, the record. And yet if the answer alleged to be sham, contain, as it may, matter which if true, would constitute a defence to the action, he may obtain redress on appeal to .the general term, or failing there, to the court of appeals. (Code, §§ 349, 11.) If the answer does not involve the merits of the action or affect a substantial right, it ought not to be permitted to stand.

The policy of the Code is to bring pleadings to the test of truth and substance. Hence sham and irrelevant defences may be stricken out on motion, (§ 152.) Frivolous defences may be overruled and judgment given in a summary way, (§ 247.) Irrelevant and redundant matter may be expurgated, and indefinite and uncertain allegations may be compulsorily amended, (§ 160.) The object of all this, is to present, for judicial examination, simply the true and substantial issues between the parties. Nor do I see, why, in a proper case, these [188]*188several motions may not be combined in one, and the several defects remedied on a single application. There may be doubts under which section relief should be afforded, and so long as the nature and object of the motion are distinctly stated, it may contribute to economy and expedition, to connect together these various applications for relief. The party applying must take the hazard of having his motion denied, if he asks what ought not to be granted, and of being possibly subjected to costs if he asks too much. With these restrictions, the practice is not censurable.

In the present case, the motion asks for two kinds of relief, viz: to strike out sham and irrelevant matters, and for judgment on the expurgated answer as frivolous.

The action is to recover of the defendants, as sureties of the Chemung County Bank, moneys deposited in that bank for canal tolls. The answer sets up matter both in denial and avoidance. That in denial of the plaintiffs’ allegations is claimed to be sham and irrelevant; and that in avoidance is claimed to be frivolous. It will be necessary to examine it in detail. Both the complaint, and answer are verified; but it is to be observed in the first place, that every allegation in the complaint is made, upon actual knowledge, .and every allegation of denial in the answer, with a single exception as to the delivery of the bond, is upon information and belief. In this form the defendants deny the designation of the bank to receive canal tolls, but it is recited on and admitted by the bond itself, and that is sufficient. They deny that they delivered the bond to the plaintiffs, otherwise than by leaving it with their principal, Mr. Hastings. It should, I think, be inferred that this was for the purpose of being delivered to the plaintiffs. But aside from this, they expressly admit that they executed the bond; and in another place, that they made the bond; and in still another, that the plaintiffs took from them the bond. I think they have fairly nullified their own denial. They deny that it was executed or delivered in pursuance of any statute; but this is but a denial of a legal conclusion. They deny that the bank has not rendered an account of all [189]*189the moneys deposited therewith, but the breach counted on is that the bank has not accounted for and paid over all the moneys deposited therewith; and they admit that the bank has not paid oyer all the toll moneys deposited in the bank, which is sufficient to entitle the plaintiff to recover; and the other allegation may be rejected as immaterial. I am inclined also to think, that the averment in the complaint being absolute and unequivocal, and supported by an oath of positive knowledge; and that in the answer being merely on information sufficient to form a belief, the defendants were bound on a notice of motion to set aside the answer as sham, to support it by the oath of a party having knowledge. Indeed it may be questioned, whether this is not one of those cases where the defendants were bound to seek for knowledge and learn the facts, if they wished to interpose a defence. (Hanee agt. Remming, 1 Code Rep. N. S. 204; 2 E. D. Smith’s Rep. 48 ; Chapman agt. Palmer, 12 Howard, 38 ; Fales agt. Hicks, 12 Howard, 153.) But I do not put the decision on that ground, as I have not made up my mind to what precise extent such a rule should be applied. It is further to be observed, that this particular denial is simply of information, (and not also of knowledge,) sufficient to form a belief, and is probably defective on that ground. (Edwards agt. Lent, 8 Howard, 28; Code, § 149.) The defendants further deny, that they have become liable to the plaintiffs for the moneys deposited, but this is not an issuable allegation. The same remark applies to the denial of the defendants’ liability in another part of the answer, and also to the denial of the accruing'of any cause of action.

They deny in the same way, that the sum of money claimed, or any sum whatever, is due to the plaintiffs, and I-should regard this as presenting a substantial issue, were it not reasonably obvious that it was intended as a mere denial of their legal liability. If intended otherwise, it is only a denial on information and belief. And in a cause where it is at least doubtful whether they must not be supposed to possess, or were not bound to acquire positive knowledge, (see cases before cited,) and in a case too, where the verified allegation in the complaint is [190]*190made on actual knowledge and supported by a positive affidavit, served with the notice of motion, and not met by any counter affidavit on the part of the defence, under such circumstances, I think I must regard the answer as sham. The defendants further deny, that the bank has refused or neglected to answer upon sight the drafts of the treasurer. This is relied upon with some confidence, as constituting an issuable fact, on which the defendants have a right to a trial, but it is not one of the facts actually alleged in the complaint as a cause of action. 2STor do I think it is necessarily so in legal effect, as the treasurer was not bound to demand payment by sight drafts, and may also have relied for a recovery upon moneys deposited in the bank at the date of the bond.

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People v. McCumber, 15 How. Pr. 186 (N.Y. Super. Ct. 1858).

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