People v. Mato

160 A.D.2d 435, 554 N.Y.S.2d 121, 1990 N.Y. App. Div. LEXIS 4301
Appellate Division of the Supreme Court of the State of New York·Decided April 17, 1990·Published·Cited by 11 cases

Opinion

—Judgment of the Supreme Court, New York County (Eugene Nardelli, J.), rendered May 28, 1987, convicting defendant Rafael Diaz, upon a jury verdict, of criminal possession of a controlled substance in the first degree and criminal possession of a weapon in the third degree and imposing concurrent indeterminate terms of imprisonment of 15 years to life and 1 to 3 years, respectively, unanimously affirmed.

Judgment of said court rendered June 9, 1987, convicting defendant Jose Mato, upon a jury verdict, of criminal possession of a controlled substance in the first degree and imposing a term of imprisonment of 15 years to life, unanimously affirmed.

Order of said court, entered on or about September 27, 1988, denying a motion by defendants, pursuant to CPL 440.10 (1) (d), to vacate the aforementioned judgments of conviction, unanimously affirmed.

Rafael Diaz, Jose Mato and two other defendants, Rafael Andujar and Ramon Perez,* were jointly tried and convicted in connection with the March 22, 1986 seizure by police of more than seven ounces of cocaine, drug paraphernalia, a .38 caliber revolver and a .357 magnum handgun from an unoccupied apartment at 450 West 163rd Street in Manhattan.

Thereafter, by motion dated October 20, 1987, Andujar moved, pursuant to CPL 440.10 (1) (d), to vacate his conviction on the grounds that pursuant to the Court of Appeals decision in People v Millan (69 NY2d 514), decided May 7, 1987, he had standing to challenge the unlawful entry by police into the vacant apartment. Diaz joined in the motion. The trial court ordered a hearing as to whether the constitutional rights of Andujar, Diaz and Mato had been violated. Following a hearing, the trial court denied the motion to vacate.

[436] On this appeal from both the convictions and denial of the GPL 440.10 motion, Diaz and Mato argue that police entry into the apartment violated their US Constitution Fourth Amendment rights, that the trial evidence was insufficient to prove them guilty beyond a reasonable doubt, that the trial court improperly charged the jury on the presumption of knowing possession (Penal Law § 220.25 [2]), and that the court did not meaningfully respond to a jury note requesting further instructions.

The convictions should be affirmed.

We note first that upon the authority of People v Millan (supra) and People v Wesley (73 NY2d 351 [1989]), and contrary to the People’s argument, the motion court correctly determined that the defendants had standing to challenge police entry into the apartment.

In People v Millan (supra, at 519), the Court of Appeals held that the People could not predicate a defendant’s guilt of possession of weapon, attributed to him as a passenger in a taxicab, solely upon the statutory presumption of Penal Law §265.15 (3), and simultaneously deprive him of standing to challenge the search. In People v Wesley (supra, at 361), the Court of Appeals discussed the rationale of its holding in Millan, stating:

"In Millan we were concerned with the unfairness created by a particular category of cases—those in which the legal fiction of Penal Law § 265.15 (3) was alone both probable cause to arrest and sufficient to satisfy the People’s burden of proof of possession of a gun merely because of the circumstance of the defendant’s presence in the automobile where the weapon was found. The statute was prompted by the frequency of cases in which the People were unable to secure any conviction when a gun was hidden in an automobile with more than one occupant, for under traditional legal principles, the very fact that more than one person had access to the gun generally defeated a charge of constructive possession (see, People v Lemmons, 40 NY2d 505). The broad remedy adopted by the Legislature was, in effect, to place each person in the same position as though the gun had actually been found on his or her person. To deny standing in such circumstances created an anomaly we addressed in Millan, by holding that defendants arrested and charged on the basis of Penal Law § 265.15 (3) have a right to contest the legality of the search of an automobile that the statute transformed through a legal fiction into an extension of their persons.

[437] "The unfairness we perceived in Millan is not present in cases where a defendant is charged with constructive possession on the basis of evidence other than the statutory presumption. No presumption is used to secure a conviction.”

Penal Law §220.25 (2) provides a statutory presumption which parallels the one created by Penal Law §265.15 (3). Penal Law § 220.25 (2) similarly was enacted to address situations where police discoveries of illicit drug factories reveal contraband lying about in open view but not physically possessed by any particular person. (Donnino, Practice Commentaries, McKinney’s Cons Laws of NY, Book 39, Penal Law § 220.25 at 46-47 [1989].) In both instances the statute creates a presumption which places each person present in the same position as if contraband had been found on his/her person.

Thus, in order to make out a prima facie case, the People need not establish a defendant’s knowledge or ability to exercise dominion or control of the gun (Penal Law § 265.15 [3]) or narcotics (Penal Law § 220.25 [2]). In both instances it is the statutory presumption which allows the precise circumstance (presence in a specific location) that resulted in a lack of standing while at the same time forming the sole basis for conviction (see, People v Wesley, 73 NY2d, supra, at 361). It is precisely this result which the Court of Appeals in Millan (69 NY2d, supra, at 520) found to be fundamentally unfair. In circumstances involving physical or nonstatutory constructive possession, by contrast, the circumstances indicating that the defendant has insufficient interest to have standing are generally the same circumstances which at trial undermine the People’s proof that a defendant exercised dominion and control over the contraband. (People v Wesley, 73 NY2d, supra, at 362.)

The record fully supports the CPL 440.10 court’s finding that the emergency exception to the Fourth Amendment warrant requirement justified the warrantless entry into the subject apartment and resulting seizure of drugs and weapons. (People v Calhoun, 49 NY2d 398, 403 [1980]; People v Mitchell, 39 NY2d 173 [1976], cert denied 426 US 953 [1976].)

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People v. Mato, 160 A.D.2d 435, 554 N.Y.S.2d 121, 1990 N.Y. App. Div. LEXIS 4301 (N.Y. Ct. App. 1990).

160 A.D.2d 435 (People v. Mato) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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