People v. Martin
Opinion
PRESIDING JUSTICE REYES delivered the judgment of the court, with opinion.
¶ 1 Following a bench trial, defendant Erick Martin was convicted of (1) armed habitual criminal, (2) unlawful use of a weapon by a felon, and (3) six counts of aggravated unlawful use of a weapon. These convictions were merged into the single offense of armed habitual criminal, and the trial court imposed the minimum six-year term of imprisonment. Defendant's sole contention on appeal is that the armed habitual criminal statute is unconstitutional as applied to him, where his underlying felony offenses were nonviolent and more than 20 years old. For the reasons that follow, we affirm the judgment of the circuit court.
¶ 2 BACKGROUND
¶ 3 Defendant was charged with multiple offenses including armed habitual criminal ( 720 ILCS 5/24-1.7(a) (West 2012) ), unlawful use of a weapon by a felon ( id. § 24-1.1(a) ) and six counts of aggravated unlawful use of a weapon ( id. §§ 24-1.6(a)(1), (3)(A), (C); 24-1.6(a)(2), (3)(C) ) based, in part, on his possession of a .357 blue steel revolver without a firearm owner's identification (FOID) card. Defendant waived his right to a jury and elected to proceed by way of a bench trial.
¶ 4 At trial, two officers, Steve Jarosz and Ryan Harty of the Chicago Police Department, testified regarding their interaction with defendant and their recovery of a blue steel .357 revolver on April 24, 2013. According to Jarosz, while on patrol they observed defendant's vehicle turn into an alley without using a turn signal. Jarosz activated the siren and followed the vehicle into the alley, but the vehicle did not stop. The vehicle continued to travel through the alley, during which time Jarosz observed the driver open the driver's side door and drop a handgun onto the ground. Harty also observed the driver drop an object outside of the driver's side *171 door, but he was unable to discern what the object was. The vehicle later stopped at the end of the alley, and defendant was removed from the driver's side of the vehicle. Jarosz recovered the handgun from where he had observed it fall. The handgun was loaded with six live rounds of ammunition. Jarosz further testified that defendant did not have a FOID card. A certified copy of a firearm service bureau report was entered into evidence which revealed that defendant did not possess a FOID card.
¶ 5 Certified copies of defendant's two prior felony convictions-a 1989 manufacture/delivery of a controlled substance offense and a 1992 unlawful use of a weapon by a felon offense-were entered into the record without objection.
¶ 6 Defendant testified that he was not in possession of a firearm that evening nor did he open his vehicle door while driving through the alley. According to defendant, after he was stopped by the officers he waited for 30 minutes while one of the officers walked down the alley and returned with a handgun and asked if it was his weapon. Defendant informed the officers at that time that it was not his weapon.
¶ 7 After considering the evidence presented, the trial court indicated it found the officers to be credible and thus found defendant guilty on all counts. The counts were then merged into a single armed habitual criminal conviction. At the sentencing hearing, defendant presented evidence in mitigation that he was employed, participated in church, volunteered as a disc jockey for neighborhood events, and had no criminal convictions since 1992. The trial court also reviewed defendant's presentence investigation report. This report indicated that defendant had been convicted of five felonies between 1989 and 1992. However, after 1992 defendant earned a vending machine operator's license, was employed at a mailing company, and then for the last 25 years worked as an independent professional disc jockey earning $3200 a week. The presentence investigation report further indicated that defendant had a "great" relationship with his family and provided financial support to his 18-year-old son. After hearing evidence offered in aggravation and mitigation, the trial court sentenced defendant to the minimum six years' imprisonment for the Class X offense of armed habitual criminal. This appeal followed.
¶ 8 ANALYSIS
¶ 9 Defendant's sole contention on appeal is that the Illinois armed habitual criminal statute is unconstitutional as applied to him because the statute's application to him was triggered by nonviolent offenses that were more than 20 years old. Defendant asserts that the statute violates his second amendment right to possess a firearm. U.S. Const., amend. II ("A well regulated Militia, being necessary to the security of a free State, the right of the people to keep and bear Arms, shall not be infringed."). 1 Defendant does not challenge the sufficiency of the evidence.
¶ 10 In response, the State maintains that defendant's as-applied challenge fails both procedurally and substantively. The State asserts that the challenge fails procedurally because he did not raise the issue in the trial court and therefore there was no evidentiary hearing and no findings of fact regarding his as-applied challenge. Substantively, the State maintains that defendant's *172 as-applied challenge fails because he has not established that his conduct was entitled to second amendment protection where he chose to possess a firearm knowing that his prior felony convictions had not been vacated or otherwise set aside. The State maintains defendant was not a "law abiding, responsible citizen" protected by the second amendment.
¶ 11 As relevant here, an individual commits the offense of armed habitual criminal when he or she
"receives, sells, possesses, or transfers any firearm after having been convicted a total of 2 or more times of any combination of the following offenses:
* * *
(2) unlawful use of a weapon by a felon; * * *
(3) any violation of the Illinois Controlled Substances Act or the Cannabis Control Act that is punishable as a Class 3 felony or higher." 720 ILCS 5/241.7(a) (West 2012).
An as-applied challenge arises from a defendant's contention that the statute or law as it is applied to his particular situation is unconstitutional.
People v. Campbell
,
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PRESIDING JUSTICE REYES delivered the judgment of the court, with opinion.
¶ 1 Following a bench trial, defendant Erick Martin was convicted of (1) armed habitual criminal, (2) unlawful use of a weapon by a felon, and (3) six counts of aggravated unlawful use of a weapon. These convictions were merged into the single offense of armed habitual criminal, and the trial court imposed the minimum six-year term of imprisonment. Defendant's sole contention on appeal is that the armed habitual criminal statute is unconstitutional as applied to him, where his underlying felony offenses were nonviolent and more than 20 years old. For the reasons that follow, we affirm the judgment of the circuit court.
¶ 2 BACKGROUND
¶ 3 Defendant was charged with multiple offenses including armed habitual criminal ( 720 ILCS 5/24-1.7(a) (West 2012) ), unlawful use of a weapon by a felon ( id. § 24-1.1(a) ) and six counts of aggravated unlawful use of a weapon ( id. §§ 24-1.6(a)(1), (3)(A), (C); 24-1.6(a)(2), (3)(C) ) based, in part, on his possession of a .357 blue steel revolver without a firearm owner's identification (FOID) card. Defendant waived his right to a jury and elected to proceed by way of a bench trial.
¶ 4 At trial, two officers, Steve Jarosz and Ryan Harty of the Chicago Police Department, testified regarding their interaction with defendant and their recovery of a blue steel .357 revolver on April 24, 2013. According to Jarosz, while on patrol they observed defendant's vehicle turn into an alley without using a turn signal. Jarosz activated the siren and followed the vehicle into the alley, but the vehicle did not stop. The vehicle continued to travel through the alley, during which time Jarosz observed the driver open the driver's side door and drop a handgun onto the ground. Harty also observed the driver drop an object outside of the driver's side *171 door, but he was unable to discern what the object was. The vehicle later stopped at the end of the alley, and defendant was removed from the driver's side of the vehicle. Jarosz recovered the handgun from where he had observed it fall. The handgun was loaded with six live rounds of ammunition. Jarosz further testified that defendant did not have a FOID card. A certified copy of a firearm service bureau report was entered into evidence which revealed that defendant did not possess a FOID card.
¶ 5 Certified copies of defendant's two prior felony convictions-a 1989 manufacture/delivery of a controlled substance offense and a 1992 unlawful use of a weapon by a felon offense-were entered into the record without objection.
¶ 6 Defendant testified that he was not in possession of a firearm that evening nor did he open his vehicle door while driving through the alley. According to defendant, after he was stopped by the officers he waited for 30 minutes while one of the officers walked down the alley and returned with a handgun and asked if it was his weapon. Defendant informed the officers at that time that it was not his weapon.
¶ 7 After considering the evidence presented, the trial court indicated it found the officers to be credible and thus found defendant guilty on all counts. The counts were then merged into a single armed habitual criminal conviction. At the sentencing hearing, defendant presented evidence in mitigation that he was employed, participated in church, volunteered as a disc jockey for neighborhood events, and had no criminal convictions since 1992. The trial court also reviewed defendant's presentence investigation report. This report indicated that defendant had been convicted of five felonies between 1989 and 1992. However, after 1992 defendant earned a vending machine operator's license, was employed at a mailing company, and then for the last 25 years worked as an independent professional disc jockey earning $3200 a week. The presentence investigation report further indicated that defendant had a "great" relationship with his family and provided financial support to his 18-year-old son. After hearing evidence offered in aggravation and mitigation, the trial court sentenced defendant to the minimum six years' imprisonment for the Class X offense of armed habitual criminal. This appeal followed.
¶ 8 ANALYSIS
¶ 9 Defendant's sole contention on appeal is that the Illinois armed habitual criminal statute is unconstitutional as applied to him because the statute's application to him was triggered by nonviolent offenses that were more than 20 years old. Defendant asserts that the statute violates his second amendment right to possess a firearm. U.S. Const., amend. II ("A well regulated Militia, being necessary to the security of a free State, the right of the people to keep and bear Arms, shall not be infringed."). 1 Defendant does not challenge the sufficiency of the evidence.
¶ 10 In response, the State maintains that defendant's as-applied challenge fails both procedurally and substantively. The State asserts that the challenge fails procedurally because he did not raise the issue in the trial court and therefore there was no evidentiary hearing and no findings of fact regarding his as-applied challenge. Substantively, the State maintains that defendant's *172 as-applied challenge fails because he has not established that his conduct was entitled to second amendment protection where he chose to possess a firearm knowing that his prior felony convictions had not been vacated or otherwise set aside. The State maintains defendant was not a "law abiding, responsible citizen" protected by the second amendment.
¶ 11 As relevant here, an individual commits the offense of armed habitual criminal when he or she
"receives, sells, possesses, or transfers any firearm after having been convicted a total of 2 or more times of any combination of the following offenses:
* * *
(2) unlawful use of a weapon by a felon; * * *
(3) any violation of the Illinois Controlled Substances Act or the Cannabis Control Act that is punishable as a Class 3 felony or higher." 720 ILCS 5/241.7(a) (West 2012).
An as-applied challenge arises from a defendant's contention that the statute or law as it is applied to his particular situation is unconstitutional.
People v. Campbell
,
¶ 12 We first address the State's contention that defendant's as-applied challenge fails procedurally due to a lack of an evidentiary hearing below. We decline to find the issue procedurally defaulted. We recognize that in
People v. McFadden
,
"A court is not capable of making an as applied determination of unconstitutionality when there has been no evidentiary hearing and no findings of fact. [Citation.] Without an evidentiary record, any finding that a statute is unconstitutional as applied is premature. [Citation.] Nor would it be appropriate for this court, sua sponte , to consider whether [a] statute has been constitutionally applied since we, as a reviewing court, are not arbiters of the facts." (Internal quotation marks omitted.)Id.
Our supreme court, however, has also held that where the evidentiary record developed below is sufficient, the constitutionality of a statute may be challenged on appeal.
People v. Holman
,
¶ 13 On appeal, defendant's as-applied challenge is based on facts already in the record,
i.e.
, the age and nature of his felony convictions and his alleged rehabilitation since his last conviction. In the prosecution of defendant's current offenses, evidence was presented at trial as to defendant's possession of the firearm
*173
and his two prior felony convictions. Other relevant facts, such as defendant's age at the time of his prior felonies and his lack of criminal history after 1992 as well as his employment history, were presented during the sentencing hearing and in the court-ordered presentence investigation report. We fail to see what further facts would be necessary to adduce at an evidentiary hearing, and notably, the State fails to identify any additional facts not in the record that would preclude our review of this issue. Accordingly, we conclude that defendant's as-applied challenge to the armed habitual criminal statute is reviewable on appeal. See,
e.g.
,
Gray
,
¶ 14 Turning to the merits, while our supreme court has not expressly addressed the appropriate analysis of an as-applied challenge to the armed habitual criminal statute in circumstances such as this, we find the recent decision of
People v. Chairez
,
"First, we conduct a textual and historical analysis of the second amendment 'to determine whether the challenged law imposes a burden on conduct that was understood to be within the scope of the second amendment's protection at the time of ratification.' [Citation.] If the conduct falls outside of the scope of the second amendment, then the regulated activity is 'categorically unprotected,' and the law is not subject to further second amendment review. [Citation.] But if the historical evidence is inconclusive or suggests that the regulated activity is not categorically unprotected, then we apply the appropriate level of heightened means-ends scrutiny and consider the strength of the government's justification for restricting or regulating the exercise of second amendment rights. [Citation.]" Id. ¶ 21.
Accordingly, we first turn to consider whether the armed habitual criminal statute under these circumstances imposes a burden on conduct that was historically understood to be within the scope of the second amendment's protection at the time of ratification. Id. In other words, we examine whether the offense of armed habitual criminal as applied to defendant "impermissibly encroaches on conduct at the core of the second amendment." Id. ¶ 26.
¶ 15 In regard to the first step, defendant asserts that at the time of ratification of the second amendment there were no regulations prohibiting felons, particularly nonviolent ones, from possessing firearms and maintains that such regulations were not in existence until 150 years after ratification. With this in mind, defendant, citing
District of Columbia v. Heller
,
¶ 16 In
Heller
, the Supreme Court briefly discussed the historical implications of the second amendment, observing that, "[l]ike most rights, the right secured by the Second Amendment is not unlimited."
¶ 17 The concept that the right to bear arms under the second amendment is not unlimited, particularly in regards to felons, has been reiterated by our supreme court in
People v. Aguilar
,
¶ 18 The Illinois appellate court has also held that the imposition of a felon-based firearm ban does not fall within the scope of the second amendment. See
People v. Montgomery
,
¶ 19 However, our supreme court in
Chairez
agreed with other courts that "some level of scrutiny" should apply even to regulations which are "presumptively lawful."
Chairez
,
¶ 20 We, however, must first determine the appropriate level of scrutiny in this case. In
Chairez
, our supreme court examined
Heller
and relevant Seventh Circuit cases and found that the heightened means-end analysis involves a sliding-scale approach.
Chairez
,
"[S]tep two of our second amendment analysis begins with a balance of considerations where the quantity and persuasiveness of the State's evidence required to justify the challenged restrictions varies depending on how much it affects the core second amendment right to armed self-defense and whose right it affects. [Citation.] The rigor of this means-end analysis 'depends on "how close the law comes to the core of the Second Amendment right and the severity of the law's burden on the right." ' [Citation.] The closer in proximity the restricted activity is to the core of the second amendment right and the more people affected by the restriction, the more rigorous the means-end review. If the State cannot proffer evidence establishing both the law's strong public-interest justification and its close fit to this end, the law must be held unconstitutional. [Citation.]" Id. ¶ 45.
See also
Wilson v. County of Cook
,
¶ 21 To determine where on the sliding scale of intermediate scrutiny the armed habitual criminal statute should be
*176
analyzed, we must first determine the breadth of the statute and the severity of its burden on the second amendment.
Chairez
,
¶ 22 One commits the offense of armed habitual criminal when he or she receives, sells, possesses, or transfers any firearm after having been twice convicted of certain felonies enumerated in the statute. 720 ILCS 5/24-1.7(a)(2), (3) (West 2012). The core right protected by the second amendment is the right to self-defense, inside and outside the home. See
Chairez
,
¶ 23 Applying the level of intermediate scrutiny discussed, we conclude that the restrictions of the armed habitual criminal statute are a tight fit with its public interest justification. It is well-settled that prohibitions on the possession of firearms by felons are a permissible restriction on the constitutional right to bear arms.
Heller
,
*177
the right of liberty or property of an individual.' "
Ross
,
¶ 24 Defendant argues that the armed habitual criminal statute is unconstitutional as applied to him because (1) his prior felony convictions were nonviolent and occurred over 20 years ago and (2) he has been rehabilitated since his last felony conviction in 1992. Defendant cites to
Binderup v. Attorney General
,
¶ 25 Defendant relies primarily on the case of
Binderup
to demonstrate that the armed habitual criminal statute must be held unconstitutional as applied to him.
2
Binderup
involved complaints for declaratory and injunctive relief filed in two separate Pennsylvania federal district courts by two plaintiffs, Daniel Binderup and Julio Suarez (the challengers).
Binderup
,
*178
¶ 26 The federal district court rejected their statutory argument, but held that section 922(g)(1) was unconstitutional as applied.
¶ 27 Having found that only those convicted of "serious crimes" can forfeit their right to possess firearms, the Binderup court went on to step two and determined that there was "not a substantial fit between the continuing disarmament of the [c]hallengers and an important government interest." Id. at 356 (opinion of Ambro, J., joined by Smith and Greenway Jr., JJ.). In so finding, the court discussed four defining factors that were unique to the challengers' prior felonies: (1) the state legislatures had enacted the offenses as misdemeanors, which "are, and traditionally have been, considered less serious than felonies"; (2) the lack of violence involved in the offense; (3) the minor sentences imposed; and (4) a lack of a "cross-jurisdictional consensus regarding the seriousness of the [c]hallengers' crimes." Id. at 351-52. In sum, the Binderup court concluded that "[t]he [c]hallengers' isolated, decades-old, non-violent misdemeanors do not permit the inference that disarming people like them will promote the responsible use of firearms." Id. at 356
¶ 28 In the present case, we find defendant's particular circumstances distinguish him from the challengers in
Binderup
. Our state legislature has classified defendant's prior offenses (manufacture/delivery of a controlled substance offense and unlawful use of a weapon by a felon) as felonies, not misdemeanors as in
Binderup
. See 720 ILCS 570/401 (West 2012) ; 720 ILCS 5/24-1.1 (West 2012). Even the
Binderup
court itself noted that a state-law felon's "burden would be extraordinarily high-and perhaps even insurmountable" to demonstrate that the crime was not serious.
Binderup
,
*179
¶ 29 Defendant maintains that, like the challengers in
Binderup
, his prior felony offenses were nonviolent. In response, the State disagrees and posits that defendant's drug conviction is equivalent to a violent offense, citing
United States v. Torres-Rosario
,
¶ 30 In so concluding, we find
Montgomery
to be instructive. In
Montgomery
, the defendant was found guilty of being an armed habitual criminal and unlawful use of a weapon by a felon after police seized firearms and ammunition from his home during the execution of a search warrant.
Montgomery
,
*180
¶ 31 Second, the
Montgomery
court rejected defendant's as-applied challenge to the unlawful use of a weapon by a felon statute, observing (as we have here) that the unlawful use of a weapon by a felon statute "does not provide any exceptions for persons convicted of nonviolent felonies" and that no such exception was recognized by the Supreme Court in
Heller
and
McDonald.
Montgomery
,
¶ 32 Defendant cites no relevant authority in support of his additional claims that the age of his felony convictions and his rehabilitation since completing those sentences render the armed habitual criminal statute unconstitutional as applied to him. Defendant cites two cases having no precedential value in this court,
Britt
and
Baysden
, to support these claims.
Britt
and
Baysden
involve similar sets of facts. The plaintiffs in each case had been convicted of nonviolent felonies in the 1970s.
Britt
,
"[p]laintiff, through his uncontested lifelong nonviolence towards other citizens, his thirty years of law-abiding conduct since his crime, his seventeen years of responsible, lawful firearm possession between 1987 and 2004, and his assiduous and proactive compliance with the 2004 amendment, has affirmatively demonstrated that he is not among the class of citizens who pose a threat to public peace and safety." Britt ,681 S.E.2d at 323 .
See
Baysden
,
¶ 33 We decline to consider these cases as persuasive authority as the plaintiffs in those cases conclusively demonstrated their respect for the law by divesting themselves of their weapons when the law changed and sought redress through the judicial system. Unlike the Britt and Baysden plaintiffs, defendant here possessed a firearm knowing that he was a twice-convicted felon and only sought to challenge the law regarding his possession of a firearm after he was charged with the weapons-related offenses. These facts cut against defendant's argument that he has been rehabilitated. Moreover, we observe the courts in Britt and Baysden applied a rational basis inquiry.
*181
Britt
,
¶ 34 Defendant also asserts that the fact his first felony conviction for manufacture/delivery of a controlled substance, which occurred when he was age 17, is now no longer punishable as an adult offense supports his conclusion that the armed habitual criminal statute is unconstitutional as applied. Defendant, however, cites no relevant authority that a subsequent change in the law has any bearing on the nature of his first felony conviction or his status as a felon. Accordingly, we find this argument to be forfeited. See Ill. S. Ct. R. 341(h)(7) (eff. July 1, 2017);
People v. Hunt
,
¶ 35 In sum, the armed habitual criminal statute "is a valid exercise of Illinois's right to protect the health, safety, and general welfare of its citizens from the potential danger posed by convicted felons in possession of firearms" and survives intermediate scrutiny.
Garvin
,
¶ 36 CONCLUSION
¶ 37 For the reasons stated above, the armed habitual criminal statute is not unconstitutional as applied to defendant. Therefore, we affirm the judgment of the circuit court of Cook County.
¶ 38 Affirmed.
Justices Lampkin and Rochford concurred in the judgment and opinion.
During oral argument, defense counsel declined to argue an as-applied challenge under our Illinois Constitution, indicating the main thrust of his argument was in regards to the federal second amendment.
We observe that
Binderup
was a fractured, plurality decision. See
Binderup
,
2018 IL App (1st) 152249 (People v. Martin) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.