Judgment
San Juan, Puerto Rico, October 3, 1956
For the reasons hereafter set forth, the judgment rendered on November 21, 1951, in the above-entitled case, by the Superior Court, Arecibo Part, from which an appeal has been taken, is reversed and defendant acquitted.
It was so decreed and ordered by the Court as witness the signature of the Chief Justice. Mr. Justice Marrero, Mr. Justice Negrón Fernández, and Mr. Justice Belaval, dissented.
A. C. Snyder
Chief Justice
I certify:
Ignacio Rivera
Secretary
[613]*613Opinion of
Mr. Chief Justice Snyder
in which Mr. Justice Pérez Pimentel concurs.
December 14, 1956.
I voted to reverse the Judgment and to acquit the defendant because in my opinion the evidence adduced at the trial did not establish beyond a reasonable doubt that the defendant was guilty of the charge contained in the information.
In the light of the reasoning in the opinion of Mr. Justice Sifre, I agree there is a possibility that the Supreme Court of the United States will eventually hold that Communists advocating overthrow of a State government by force and violence may be punished criminally only by the Federal government while the Smith Act is in effect. But it has not yet so held.1 While that substantial constitutional question remains open, I think we should apply in the present case the well-established rule that such constitutional questions should be avoided where a case can be decided on other grounds.2 The evidence contained in the record does not in [614]*614my view support the verdict of guilty. Accordingly, I believe we should rest our judgment on that basis rather than on the theory that if and when the problem is presented to it, the Supreme Court of the United States will hold that the Smith Act bars prosecution of Communists under Act No. 53.
Since this is not a majority opinion, it would serve no useful purpose to analyze in detail the testimony in this case. I feel, however, that I should make some general observations concerning the nature of the charge and the evidence which was introduced in the effort to prove it.
The defendant was not charged with being a member of the Communist Party, knowing that the latter advocates the overthrow of our Government by force and violence.3 This is not a conspiracy charge; the defendant was accused alone of advocating the overthrow of the government by force and [615]*615violence.4 It was therefore necessary for the government to prove beyond a reasonable doubt that the defendant personally engaged in such prohibited advocacy as restrictively defined in the Dennis case.5 Moreover, under the information herein the acts, conduct and advocacy of other Communists or Nationalists were not admissible in evidence against the defendant, in the absence of evidence connecting him therewith.
As I read the record, it contains no testimony whatsoever showing that the defendant personally advocated force and violence in the manner delineated in the Dennis case, see footnote 5. Indeed, there was very little testimony concerning the defendant’s own statements and acts; and none of his exhortations, however much we may disagree with them, rises to the level of the kind of testimony described in the Dennis case as needed to convict under the charge before us. [616]*616The record does contain hundreds of pages of testimony— admitted over the defendant’s objection — describing in great detail various episodes of violence in which Nationalists engaged on October 30, 1950.6 But in my opinion none of this testimony was admissible against the defendant since the record is barren of proof connecting him personally with these acts of violence. Undoubtedly, the defendant was in sympathy with these acts of violence and expressed his ap[617]*617proval thereof while they were occurring and thereafter.7 This was reprehensible of him and abhorrent to the peace-loving people of Puerto Rico. But such sympathy and approval, standing alone, do not constitute advocacy of the overthrow of the government by force and violence as prohibited by Act No. 53, which as we have seen must be read restrictively as set forth in the Dennis case, see footnote 5. People v. Reynolds, supra.8
The trial court permitted a police sergeant — based on his statement that he had read some books by Marx and Lenin — to give his sweeping opinion that the Communists [618]*618in Puerto Rico advocate the overthrow of the government by force and violence. I do not stop to determine whether this opinion of the sergeant was admissible in evidence. I note only that the books on which he relied were not introduced in evidence. More important, there was no showing that they were used by the defendant in the advocacy charged herein. In fact, there is nothing in the record to indicate that the defendant had read these books or had even ever heard of them.9 This contrasts sharply with the careful,, detailed, systematic evidence presented by the United States; Government in all the Smith Act cases which I have been able to find. In the latter the books involved were not only introduced in evidence but also the defendant’s knowledge and use thereof in advocating the overthrow of the Government by force and violence were established by abundant testimony. See cases cited in the last paragraph of footnote 5, and Mesarosh v. United States, 352 U.S. 1, 10, footnote 5, (Nov. 5, 1956). No testimony whatsoever of this type was offered in this case.10
[619]*619“Judges do not live in a vacuum. We know what the rest of the community knows.” 11 I am aware that Communism is an international criminal conspiracy which threatens the democratic way of life in the free world at all levels — international, national and local. See footnote 10, to which should he added the recent events in Hungary. But “. . . it is of the essence of the institutions of liberty that it be recognized that guilt is personal and cannot be attributed to the holding of opinion . . .”.12 The government — under the charge it brought here — was required to show beyond a reasonable doubt that the defendant personally advocated steps v/hich he specifically intended and were reasonably calculated to cause overthrow of the Government as speedily as circumstances permitted. Dennis v. United States, supra, as discussed in footnote 5. I cannot agree that the evidence in this case supports such a charge against the defendant.13
For the reasons stated, I concurred in the reversal of the judgment and the entry of a new judgment acquitting the defendant.
Opinion of
Mr. Justice Sifre
in which Mr. Justice Saldaña concurs.
Appellant was convicted of a violation of Act No. 53 of June 10, 1948 (Spec. Sess. Laws, p. 170), as subse[620]*620quently amended.1 He appealed from the judgment rendered against Mm and, wMle the appeal w.as pending, he filed a supplementary brief urging his acquittal on the ground that, in view of the holding of the United States Supreme Court in Pennsylvania v. Nelson, 350 U.S. 497, “The People of Puerto Rico lacked power to enforce Act No. 53 ... , since the Federal Government had occupied the field of sedition and subversive acts by legislating against such conduct,” referring to the Smith Act, 18 U.S.C. § 2385, which proscribes seditious conduct against the “government of the United States or the government of any State, Territory, District or Possession thereof . . The judgment was reversed by a majority and I concurred in the result because, even though I can not agree that the Legislative Assembly of Puerto Rico was without power to enact Act No. 53, as erroneously contended by appellant, I am of the opinion that, in the light of the decision in the Nelson case, the activities which led to the conviction of the defendant in the case at bar, even if they constitute an offense, were outside the orbit of that Act and within the field of sedition in which federal jurisdiction is exclusive.
I have reached the foregoing conclusion, aware of the fact that the question reviewed in Pennsylvania v. Nelson, supra, was the decision of the Supreme Court of Pennslyvania setting aside Nelson’s conviction for subversive conduct against the National Government, under the Sedition Act of [621]*621that state, which prohibited subversive acts against the Government of the United States as well as against the local government, Commonwealth v. Nelson, 377 Pa. 58, 104 A. 2d 133, and conscious of the words of the Supreme Court in its opinion to the effect that “all that is before us for review, is that the Smith Act of 1940, as amended in 1948, which prohibits the knowing advocacy of the overthrow of the Government of the United States by force and violence, supersedes the enforceability of the Pennsylvania Sedition Act which proscribes the same conduct.” This notwithstanding, the underlying reasons in the Nelson case are, in my view, applicable to an action brought in a court of a state, territory, etc., for subversive acts against the Government of the United States, as well as to a prosecution for subversive acts which allegedly constitute an offense against the local government, if such acts by their nature or character are in effect within the field of sedition covered by the congressional legislation mentioned by the Supreme Court. See Commonwealth v. Gilbert, 134 N.E. 2d 13.
That Supreme Court stated that “Where, as in the instant case, Congress has not stated specifically whether a federal statute has occupied a field in which the States are otherwise free to legislate, different criteria have furnished touchstones for decision.” It found that “each of several tests of supersession” was met, to wit: (1) the scheme of federal regulation is so pervasive as to infer that Congress left no room for the States to supplement it. It identified such scheme by referring to the Smith Act, to the general criminal conspiracy provisions, 18 U.S.C. § 371, to the In[622]*622ternal Security Act of 1950, 50 U.S.C. § 781 et seq., and the Communist Control Act of 1954, 50 U.S.C. § 841 et seq., in which it is declared “that the Communist Party of the United States, although purportedly a political party, is in fact an instrumentality of a conspiracy to overthrow the Government of the United States,” and that “its role as the agency of a hostile foreign power renders its existence a clear present and continuing danger to the security of the United States”; (2) the federal statutes touch a field in which the federal interest is so dominant that the federal system must be assumed to preclude enforcement of state laws on the same subject. In this connection, the Court stated that “Congress has devised an all-embracing program for resistance to the various forms of totalitarian aggression,” adding that through such scheme “our external defenses have been strengthened, and a plan to protect against internal subversion has been made by it. It has appropriated vast sums, not only for our own protection, but also, to strengthen freedom throughout the world. It has charged the Federal Bureau of Investigation and the Central Intelligence Agency with responsibility for intelligence concerning Communist seditious activities against our Government, and has denominated such activities as part of a world conspiracy. It accordingly proscribed sedition against all government in the nation — national, state and local.” The Supreme Court went on to observe that “Congress declared that these steps were taken ‘to provide for the common defense, to preserve the sovereignty of the United States as an independent nation, and to guarantee to each State a republican form of governmentand, lastly, (3) a “serious danger of conflict with the administration of the federal program,” which is described in the opinion.
Deusdedit Marrero Nazario was prosecuted because “on or about October SO, 1950, and prior to this date, before the filing of this information, and in the Municipality of Are-[623]*623cibo , he illegally, maliciously, criminally, willfully, and knowingly, being an active Communist, . . . made statements and propaganda among different groups of persons promoting, advocating, advising, and preaching the necessity, desirability, and expediency of overthrowing, paralyzing and subverting the Insular Government of Puerto Rico and the political subdivisions thereof by means of force and violence, all of which the defendant herein carried out at a time when a revolt was under way, incited by members of a group known as ‘Nationalist Party of Puerto Ricof aimed at securing the separation of Puerto Rico from the United States by means of force and violence.” (Italics ours.) As has been noted, the prosecution not only charged appellant with promoting, advocating, advising, and preaching “the necessity, desirability, and expediency of overthrowing, paralyzing, and subverting the Insular Government of Puerto Rico . . . ,” on October 30, 1950, but also charged him with performing those acts prior to that date.
The record reveals the evidence presented and submitted to the jury by The People in support of the charges contained in the information. The prosecuting attorney introduced evidence to show that in 1942 the defendant was an active Communist, a member of the Communist Party of Puerto Rico, and that since then he took part in the activities of that party, advocating on different occasions and in different places the overthrow of the local government and the separation of Puerto Rico from the United States “in any manner whatever,” as a means of establishing here a Communist régimé. One of the witnesses for the prosecution testified that at an assembly held by the Communist Party in 1946, which appellant attended as a delegate of the Communist Section of Caguas, the party voted for the independence of Puerto Rico and resolved to advocate the Marxist-Leninite principles and the revolutionary principles and doctrines, as advocated by the Communist Party of Russia with which [624]*624the local Communist movement was affiliated.2 That witness also testified that “the Communist parties throughout the world do not restrict their activities to the country or place or the state where they carry on their functions, but that it is an international movement”; that “the Communist theory dismisses the possibility of establishing a proletarian republic, i. e., of setting up a Communist government without first wiping out the propertied class; and this being the first phase of the movement to destroy capitalism, which is the force represented by the State, it is first necessary to destroy the machinery of government so that there be no antagonism; then, there being no machinery of government, a proletarian dictatorship is forthwith established and this is accomplished through a revolution, a ‘fight,’ ‘violent’ revolution, ‘armed’ struggle.” He also testified that according to the Puerto Rican Communist Party, it is impossible “to create, to set up the republic of Puerto Rico without first having a revolution of a fighting and violent type.” Upon questioned whether it would be possible to set up in the Island the form of government advocated by the Puerto Rican Communists, “maintaining the relations which now exist with the United States of America,” he answered in the negative.
As to the events of October 30, 1950, the prosecuting attorney himself gives us the full details revealed by the evidence regarding appellant. I copy from his brief: “On October 30, 1950, he was in the Public Welfare Office of Are-cibo, where he used to work and took every opportunity to [625]*625praise the Communist doctrine and attack the system of the established government of our Island. (Tr. Ev. 210-12, 265 et seq.). He boasted of his Communist filiation, gave the party salute (Tr. Ev. 213, 257), and emphasized the need for overthrowing the present government in order to set up a Communist government (Tr. Ev. 212). When, near that office, a group of Nationalists were attacking and firing against police headquarters, he said, ‘Today I feel really proud of being a Puerto Rican’ (Tr. Ev. 217, 261), referring to the fact that ‘they were attacking the police headquarters and had killed several policemen, and that this is the way of overthrowing the government’ (Tr. Ev. 217). He emphasized that ‘what they are doing is the right thing’ (Tr. Ev. 219). He rejoiced and said that that was ‘the best way of overthrowing the government’ (Tr. Ev. 260).”
I have mentioned in general terms the evidence presented to the jury solely for the purpose of pointing out that the defendant was actually convicted for his association with the Communist Party and for his Communist background and activities.
I have not mentioned the evidence as a ground to determine whether or not it was sufficient to prove that Marrero Nazario promoted, advocated, advised, and preached the necessity, desirability, and expediency of overthrowing, paralyzing, and subverting the Government of Puerto Rico and the political subdivisions thereof by means of violence, in violation of the provisions of Act No. 53. I have done so to show that appellant was tried and convicted without legal authority for acts which, had they been subversive and constituted an offense, a question on which I have expressed no opinion, were in the field of sedition in which the federal jurisdiction is exclusive, as I read the opinion in the Nelson case, since the acts charged were Communist seditious acts. Activities of that nature represent a danger to the survival of the tuhole nation, even if they are directed against a par[626]*626ticular local government. They constitute a problem of national concern and it has been so considered and treated by the Congress, which has granted to the Federal Government ample and sufficient power to protect itself against such activities and also to protect the states, territories, etc.
My attention is focused on the essential facts of the case at bar, on the fact that appellant was convicted, as I have noted, without legal authority, a question which in my opinion can not be eluded.
The foregoing conclusion does not mean that Puerto Rico can not defend itself against subversive acts. Our Legislative Assembly, I repeat, could enact Act No. 53 to embrace seditious acts not included in the field of sedition occupied exclusively by the Federal Government. I shall have occasion to express my opinion in another case which is before this Court as to seditious conduct in the orbit of that Act.
I do not agree with the view expressed by Mr. Justice Negrón Fernández, in his dissenting opinion, that the Nelson case does not apply to the case at bar for the reasons set forth therein, a view which in my judgment is based on premises not supported by the evidence. I repeat that the evidence shows that the defendant was convicted of Communist activities in which he was engaged during several years prior to October 30, 1950, and on which The People presented evidence which was considered by the jury.3 The defendant's doings on that day in connection with the events brought about by members of the Nationalist Party are recited by the Fiscal in the manner already stated. There is hardly [627]*627any justification in those doings for these conclusions of Mr. Justice Negrón Fernández: “If in this case it had not'been alleged or proved that acts of such a nature took place while a Nationalist revolt was under way, in which force and violence were used in order to overthrow the Insular Government, I would have been inclined to agree that, in the light of the holding in the Pennsylvania v. Nelson case, supra, the jurisdiction to prosecute and try appellant herein could have rested exclusively with the United States District Court for Puerto Rico. However, in view of the averments and facts of this case, he was, in my opinion, properly tried by the lower court. Appellant, who in his testimony before the lower court admitted that he was an active Communist and was engaged in Communist propaganda for many years, took advantage of the fact that a Nationalist armed revolt was in full swing to advocate by word of mouth the overthrow of the Insular Government by means of force and violence. Such preachings constituted a coercive and inciting force for continuing the revolt already under way, aimed at overthrowing the Insular Government by the violent means which were being employed at that very moment. In view of such situation, it matters not that his teachings were prompted by the objectives of the Communist conspiracy; his activity ceased to be an isolated factor and was transformed into an active ingredient of the conspiracy which was being plotted, aimed at achieving the proximate objective of the latter, which was in full swing.”
[628]*628Marrero Nazario’s “activity” on October 30, 1950, consisted of the statements, already transcribed, made to his fellow workers in the office. Although such statements are most reprehensible, I can not agree that they became an ingredient of the Nationalist conspiracy. No evidence was presented that appellant participated in that conspiracy, before or while it was being carried out.
This case arose while the Organic Act of 1917 was in force. There is no question of the legislative powers of Puerto Rico under its new Commonwealth status, and nothing I have said on the Smith Act and on Act No. 53 refers to such statutes in the light of the new status.
Opinion delivered by
Mr. Justice Saldaña.
Although I agree with the opinion of Mr. Justice Sifre, I wish to make one further point: Since Act No. 53 of June 10, 1948 (Spec. Sess. Laws, p. 170) does not apply to the acts charged against the defendant and on which he was convicted, it is not necessary to decide here the very serious problem raised by the “transmutation” or “reinterpretation” of the constitutional principle of clear and present danger enunciated in the plurality opinion in Dennis v. United States, 341 U. S. 494 (1951). By eliminating the test of “present” or “imminent” when the evil sought to be prevented is very grave, the element of 'proximity, which is the gist of the orthodox clear and present danger rule, is destroyed. See dissenting opinion of Mr. Justice Douglas in Dennis v. United States, supra, 581, 587-91. And, in this way, the courts would in fact abdicate their control over the legislative decisions as to the limitations on the right of free press and speech imposed by the statutes touching the crime of sedition. See Rostow, The Democratic Character of Judicial Review, 66 Harv. L. Rev. 193, 217-24 (1952); Chafee, The Blessings of Liberty (1956) 85. Cf. Richardson, Freedom of Expression and the Courts, 65 Harv. L. Rev. 1 (1951); Mendelson, [629]*629Clear and Present Danger-From Schenck to Dennis, 52 Colum, L. Rev. 315, 330-31 (1952); Clear and Present Danger Reexamined, 51 Colum. L. Rev. 98, 104-105 (1951). Thus, Í believe that this Court should abide by the rule laid down in Pennsylvania v. Nelson, 350 U. S. 497 (1956), and dispense with other considerations which (expressly or impliedly) call for a pronouncement on the constitutional problems noted. Of course, in the present case there is no basis whatever for determining whether or not the rule in the Dennis case governs, under the clause of the Constitution of the Commonwealth of Puerto Rico which guarantees free speech and press.