People v. Mantel

88 Misc. 2d 439, 388 N.Y.S.2d 565, 1976 N.Y. Misc. LEXIS 2682
Criminal Court of the City of New York·Decided November 10, 1976·Published·Cited by 4 cases

Opinion

Eve Preminger, J.

Defendants are employees of an adult book store in the downtown area which specializes in viewing machines for "peep shows.” They move to dismiss three health and building code violations on the ground that the summonses were issued pursuant to a plan of selective and discriminatory law enforcement of the Administrative Code of the City of New York against "sex related” establishments.

The papers submitted by defendants to support this claim consist primarily of references to criminal charges pending elsewhere against these and additional defendants who own or work in "sex related” establishments in the midtown area. As an initial obstacle to granting the relief requested the court finds an insufficient connection between the activities of the Midtown Task Force complained of by defendants and the summonses issued against them in their downtown store. However, this deficiency is to some extent cured by the answering papers, where the Corporation Counsel acknowledges that the instant summonses resulted from the efforts of the Midtown Task Force. This statement also lends support to the defendants’ contention that the concentrated enforcement efforts of the Midtown Task Force are specifically directed against "sex related” establishments rather than against all businesses in the midtown area. Indeed, the People do not directly deny this. They claim, however, that the Midtown Task Force’s concentrated prosecution of health and building violations against certain establishments is a legitimate response to the public concern over conditions in the midtown area which include the recognized, long-standing problem of the high incidence of crime and general deterioration of the area associated with the proliferation of businesses catering to commercial sex. They also submit statistics demonstrating that even with this emphasis of enforcement upon Midtown Task Force work, such summonses constituted only a small fraction of the over 17,000 Administrative Code summonses docketed in New York County in the past year.

[441] Defendants contend that they have met their initial burden of alleging sufficient facts regarding discriminatory enforcement to entitle them to a hearing. They rely primarily upon statements to the press of mayoral assistant Sidney Baumgarten, the project director of the Midtown Enforcement Project, such as: "Despite all constitutional limitations we stop at nothing when we try to put these people out of business.”

It is apparently defendants’ contention that this and similar statements are enough to entitle them to a hearing on discriminatory enforcement, pursuant to People v Utica Daw’s Drug Co. (16 AD2d 12) and subsequent cases. The court sees little need for a hearing however, since the legal issues presented are not controlled by press release or political bombast. There is clearly no need for a hearing to determine whether the director of the Midtown Enforcement Project or any law enforcement officer is bound by constitutional limitations, regardless of unfortunate remarks to the contrary. The question is only whether those constitutional boundaries have been violated by the enforcement activities here conducted. A hearing is unnecessary to resolve that issue when there is no real dispute as to the activities themselves.

The People readily concede that there is an intentional emphasis on prosecution present in the instant situation. The facts, insofar as they are in dispute, are being considered most favorably to defendants and present the strictly legal question whether, given the city’s limited resources and inability to prosecute all Administrative Code violations, the decision to deploy the resources of the Midtown Enforcement Project against sex-related establishments was a legitimate exercise of prosecutional power or a violation of defendants’ right to nondiscriminatory prosecution under the Fourteenth Amendment.

The principle that the equal protection clause is directed to every form of State action, whether legislative, executive or judicial, is as old as the Fourteenth Amendment itself. (Matter of Virginia, 100 US 339, 347.) In the landmark case of Yick Wo v Hopkins (118 US 356) the Supreme Court recognized that a statute, valid on its face, could be rendered invalid as violative of the equal protection clause because of unequal enforcement of its provisions. Since then, both the Supreme Court (Sunday Lake Iron Co. v Wakeñeld, 247 US 350; Mackay Tel. Co. v Little Rock, 250 US 94; Snowden v Hughes, 321 US 1); and our Court of Appeals (People v Friedman, 302 [442] NY 75, app dsmd 341 US 907) have held that not all types of unequal enforcement of criminal statutes are to be condemned. It is recognized that a prosecutor may be unable to proceed against all violators and it has therefore been held that mere nonenforcement against some classes of citizens does not render prosecution against another class invalid. (People v Goodman, 31 NY2d 262.) To sustain a claim of unconstitutional selective enforcement defendant must prove not only nonenforcement against others, but that enforcement against him and his class is part of a deliberate or "systematic” and "purposeful” discrimination. (People v Walker, 14 NY2d 901.) Whether the burden of proving "purposeful” discrimination is to be tested by an objective or subjective standard is immaterial in the instant case, for the People concede these defendants have been purposefully selected for "emphasis.”

Having overcome the hurdle of showing purposeful selective enforcement against a particular class, the defendants are not yet exempt from prosecution. They also must demonstrate that the decision to concentrate enforcement upon members of their class was "based upon an unjustifiable standard such as race, religion, or other arbitrary classification.” (Oyler v Boles, 368 US 448, 456; Di Maggio v Brown, 19 NY2d 283, 290.)

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People v. Mantel, 88 Misc. 2d 439, 388 N.Y.S.2d 565, 1976 N.Y. Misc. LEXIS 2682 (N.Y. Super. Ct. 1976).

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