People v. Lucas

107 Misc. 2d 231, 435 N.Y.S.2d 461, 1980 N.Y. Misc. LEXIS 2854
CourtNew York Supreme Court
DecidedNovember 19, 1980
StatusPublished
Cited by17 cases

This text of 107 Misc. 2d 231 (People v. Lucas) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Lucas, 107 Misc. 2d 231, 435 N.Y.S.2d 461, 1980 N.Y. Misc. LEXIS 2854 (N.Y. Super. Ct. 1980).

Opinion

OPINION OF THE COURT

Eve Preminger, J.

At issue is the intriguing question whether to admit in evidence the testimony of a witness whose memory was refreshed by hypnosis prior to trial. Defendant moves to preclude Charles Morris, a witness for the prosecution from testifying about a meeting six years earlier during which defendant asked him to witness the final arrangements for a contract murder. Morris’ recollection of the details of the alleged meeting was dim until he underwent hypnosis during the course of police questioning over one year ago. Defendant asserts that the methods used to stimulate Mr. Morris’ memory were overly suggestive, and that such use of hypnosis deprives defendant of his constitutional right of cross-examination. The People contend that the jury must determine for itself the weight to be [232]*232accorded the testimony of a witness who has been hypnotized.

The past 10 years have seen a dramatic rise in the use of hypnotism as an aid in criminal investigations. Descriptions, details, and occurrences that have been forgotten or assimilated into the unconscious mind of a traumatized witness may be summoned up by putting the witness into a relaxed, trance-like state. Often meeting with dazzling success, this technique facilitated the apprehension of the Boston Strangler, the arrest of a suspect in the murder of a Metropolitan Opera cellist, and the rescue of 26 kidnapped California schoolchildren; and it has figured in the solution of numerous less-celebrated crimes as well. (See Hypnotism vs. Crime: A Powerful Weapon — Or an Abused Tool?, New York Times, Oct. 14, 1980, § C 1.) Hypnotism may indeed be the only way in some cases to retrieve memories of such particulars as the numbers on a license plate, the color of a car or an article of clothing, or a distinctive physical feature of an alleged assailant.

Regrettably, as useful a pretrial investigative procedure as hypnotism may be, it carries with it inescapable dangers when introduced into the trial setting. The reliability of statements uttered by a person under hypnosis is not susceptible of measurement. A subject of hypnosis is likely to be highly suggestible, eager to supply answers to questions whether or not those answers are a result of actual memories. The desire to please the hypnotist and the receipt of psychological “cues” unwittingly communicated by the hypnotist or others present during the hypnosis may trigger pseudomemories. In that event, the subject relating such a pseudomemory will be entirely persuaded of its veracity. A resolution adopted by the Executive Council of the Society for Clinical and Experimental Hypnosis (Oct. 19, 1978) states: “Because we recognize that hypnotically aided recall may produce either accurate memories or at times may facilitate the creation of pseudo memories, or fantasies that are accepted as real by subject and hypnotist alike, we are deeply troubled by the utilization of this techniques [sic] among the police. It must be emphasized that there is no known way of distinguishing with certainty between actual recall and pseudo memories except [233]*233by independent verification”. (People v Hughes, 99 Misc 2d 863, 868.)

In short, a person under hypnosis may offer two types of replies to questions he is asked: (1) truthful statements based upon information recalled through the process of hypnotism; and (2) “confabulations,” or fictional statements, created to fill memory gaps. The latter are distinguishable from lies and are potentially more of an impediment to the discovery of truth. A person lying, whether under hypnosis or not, will know he is lying, whereas a person confabulating will be absolutely convinced he is telling the truth. Neither he nor his hypnotist will be able to differentiate between a truthful statement and a pseudomemory. This circumstance may render a witness immune to meaningful cross-examination, since his belief in his own honesty is generally unshakeable. Hypnosis is therefore capable of producing both a witness able to describe actual events with precision and one able to testify with complete conviction and sincerity to events that never happened.

Courts consequently face a dilemma that is arising more and more frequently in criminal trials. On the one hand, they are aware that the use of hypnosis in police investigations often yields spectacular results and invaluable witnesses. On the other hand, they are cognizant of the intrinsic problems respecting the truthfulness of statements made under hypnosis.

The dilemma is often compounded at trial by the production of expert witnesses who offer conflicting opinions about the reliability of the hypnotically induced memories of a given witness. For example, in United States v Narciso (446 F Supp 252, 280), Dr. Martin Orne, a psychiatry professor at the University of Pennsylvania and an expert on hypnosis, testified that the witness in question had received “unconscious cues and suggestions communicated * * * by the FBI agents conducting the interrogation.” Dr. Herbert Spiegal, a psychotherapist and teacher of hypnosis at Columbia College of Physicians and Surgeons, testified (p 280) that the same witness was “a person of low hypnotizability *** not unduly subject to suggestion while in the hypnotic state”.

[234]*234The various jurisdictions dealing with whether or not to admit evidence derived from hypnosis have thus far handled the problem in three ways: (1) total exclusion; (2) admission for all purposes, on the premise that hypnosis bears on credibility of testimony rather than admissibility; and (3) admission provided that the hypnotism procedures used have complied with specified safeguards intended to increase the reliability of posthypnosis testimony.

The “total exclusion” rule has been established in at least two States. The Supreme Court of Minnesota, in State v Mack (_Minn_,_, 292 NW2d 764, 769), articulating many of the concerns discussed above, observed: “In addition to its historical unreliability, a ‘memory’ produced under hypnosis becomes hardened in the subject’s mind. A witness who was unclear about his ‘story’ before the hypnotic session becomes convinced of the absolute truth of the account he made while under hypnosis. This conviction is so firm that the ordinary ‘indicia of reliability’ are completely erased, and hypnotic subjects have been able to pass lie detector tests while attesting to the truth of statements they made under hypnosis which researchers know to be utterly false. It would be impossible to cross-examine such a witness in any meaningful way.” These misgivings led the court to its conclusion (p_, p 771) that, “[r]egardless of whether such evidence is offered by the defense or by the prosecution, a witness whose memory has been ‘revived’ under hypnosis ordinarily must not be permitted to testify in a criminal proceeding to matters which he or she ‘remembered’ under hypnosis.”

Similarly, in State v La Mountain (125 Ariz 547, 551 [en banc]), the Supreme Court of Arizona, while acknowledging that hypnosis may be a useful investigative tool, stated: “we do not feel the state of the science (or art) has been shown to be such as to admit testimony which may have been developed as a result of hypnosis.” It, too, held (p 551) that “[a] witness who has been under hypnosis, as in the case here, should not be allowed to testify when there is a question that the testimony may have been produced by that hypnosis.”

There is some indication that Oklahoma may also follow the rule of exclusion.

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Bluebook (online)
107 Misc. 2d 231, 435 N.Y.S.2d 461, 1980 N.Y. Misc. LEXIS 2854, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-lucas-nysupct-1980.