People v. Levitan

65 A.D.2d 502, 411 N.Y.S.2d 951, 1978 N.Y. App. Div. LEXIS 13904

This text of 65 A.D.2d 502 (People v. Levitan) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Levitan, 65 A.D.2d 502, 411 N.Y.S.2d 951, 1978 N.Y. App. Div. LEXIS 13904 (N.Y. Ct. App. 1978).

Opinion

OPINION OF THE COURT

Martuscello, J.

The defendants appeal from four judgments of the County Court, Suffolk County, one as to each of them, convicting them of numerous counts of forgery in the second degree, after a nonjury trial, and imposing sentence.

The sole issue raised by these defendants is whether a nonowner of real property who executes a deed in her own name may be guilty of forgery.

Defendant Molly Levitan executed three full covenant and warranty deeds, signing them in her own name; in one of them she signed as an individual grantor, in the others she signed as officer of a corporate grantor. The deeds purported to convey parcels to various entities under the control of the codefendants. Neither she nor the purported corporate grantors had title to the properties. The purpose of these transactions was to place previously unassessed land on the assessment roll of the Town of Brookhaven so that the defendants could bid at a subsequent tax sale and acquire tax deeds of these parcels.

Defendants acknowledge that the deeds were instruments within the meaning of the forgery sections of the Penal Law (Penal Law, § 170.10, subds 1, 2). They nevertheless argue that defendant Levitan’s act was no more than a misrepresentation of material fact (i.e., ownership), not a misrepresentation as to its execution, and that the former does not constitute a forgery.

The two indictments charged the defendants with numerous counts of forgery in the second degree in that, acting in concert, "with intent to defraud, deceive or injure another, [they] falsely made, completed or altered” the deeds which were then recorded. At the trial the parties stipulated as follows:

"The agreed upon facts which form the basis of the indictments in the present case are as follows: 'At a time prior to and on the dates the deeds were executed, the defendants, acting in concert and in aid of one another, engaged upon a scheme to have certain parcels, wherein the owners were unknown to the tax assessor, existing in the County of Suffolk, and known to the defendants to be placed upon tax rolls to [504]*504enable the defendant thereafter to purchase said properties at a tax sale and thereafter acquire a tax deed and good title. In furtherance of that scheme they caused to have recorded the three deeds specified in the indictments, executed by Molly Levitan in her own capacity and in her capacity as a principal in the corporations and or companies named therein as grantor. At the time these deeds were executed none of the defendants had any claims to title on the properties or any right title or interest therein. The covenants contained in the deeds insofar as they represent good title were untrue. The companies or corporations, as they appear as grantor or grantee in the various three deeds, were companies or corporations in which the individual defendants were principals. They were obviously aware of the fact that the covenants as to title were untrue. As part of the plan, the deeds were executed on the dates stated thereon before the Notary Public stated thereon, were then recorded in the Office of the Clerk of the County of Suffolk on the dates indicated and recorded at the Liber and page reflected thereon.
"It is further agreed that all of the deeds were returned to the defendants by the Office of the County Clerk either at the home of David Rutkowsky or at a post office box rented by him on November 7,1969 at East Moriches.’ ”

It is the contention of the defense that as a matter of law no forgery was committed because Molly Levitan used her own name when she executed the deeds. The trial court (nonjury) found that, under the circumstances, the execution of these deeds fell within the statutory definition of forgery. I agree.

Section 170.10 of the Penal Law states: "A person is guilty of forgery in the second degree when, with intent to defraud, deceive or injure another, he falsely makes, completes or alters a written instrument which is or purports to be, or which is calculated to become or to represent * * * (1) [a] deed”. Subdivision 4 of section 170.00 of the Penal Law defines "falsely make” as the making or drawing of an instrument "which purports to be an authentic creation of its ostensible maker or drawer, but which is not such either because the ostensible maker or drawer is fictitious or because, if real, he did not authorize the making or drawing thereof’ (emphasis supplied).

It is well established that under certain circumstances one may "falsely make” a written instrument although using one’s own name. Where, with the intent to deceive, someone [505]*505with the same name as the owner of property executes an instrument as the owner thereof, he has committed forgery (see People’s Trust Co. v Smith, 215 NY 488; Internatinal Union Bank v National Sur. Co., 245 NY 368, 373).

It is true that the execution of an instrument "under a false assumption of authority” does not constitute forgery (see, e.g., Gilbert v United States, 370 US 650; People v Mann, 75 NY 484). In Gilbert the defendant indorsed and cashed checks as "trustee” for payees who had never authorized him to act as their trustee. It was held (supra, p 657) that this did not constitute forgery, because the common-law definition of forgery "should not be taken to include an agency endorsement.” However, Gilbert is inapposite because Molly Levitan did not purport to act as the agent of the actual owners (see United States v Dimond, 445 F2d 866, 867).

In People v Mann (supra), the defendant, the County Treasurer of Saratoga County, one Henry A. Mann, without authorization, issued a negotiable instrument binding upon the county. Since he signed the instrument "Henry A. Mann, Treasurer” (supra, p 484) the court held (supra, p 486) that his act did not fall within the statutory definition of forgery, i.e., to make an instrument " 'being or purporting to be the act of another’ ”. He had not misrepresented either his identity or his position, only the fact that he had not received county authorization. However, in People v Filkin (83 App Div 589, affd 176 NY 548), where the defendant issued bounty certificates in his own name but with the title "Town Clerk”, after his term as Town Clerk had expired, the court noted (albeit in dicta) that the defendant’s conduct fell within the Century Dictionary’s definition of forgery (83 App Div 589, 597, supra), i.e., " 'the false making of an instrument which purports to be that which it is not, as distinguished from an instrument which purports to be what it really is, but contains false statements.’ ” Therefore, assuming another’s title or capacity may constitute forgery.

In the instant case, Molly Levitan, acting in concert with the other defendants, did far more than misrepresent her authority to convey the properties. She and the purported corporate grantors actually assumed the title, capacity and identity of the true owners. Her act was analogous to the situation presented in Ketchum v United States (327 F Supp 768, 770), where filling in one’s name as payee and indorser on a blank United States Government check was held to consti[506]*506tute forgery based on the false making of an obligation. In that case the codefendant was able to hold herself out as the legitimate payee because the person who accepted the indorsement as genuine could not know the identity of the true payee.

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Related

Gilbert v. United States
370 U.S. 650 (Supreme Court, 1962)
The People v. . Mann
75 N.Y. 484 (New York Court of Appeals, 1878)
People v. . Filkin
68 N.E. 1120 (New York Court of Appeals, 1903)
People's Trust Co. v. . Smith
109 N.E. 561 (New York Court of Appeals, 1915)
International Union Bank v. National Surety Co.
157 N.E. 269 (New York Court of Appeals, 1927)
People v. Filkin
83 A.D. 589 (Appellate Division of the Supreme Court of New York, 1903)
People v. Dairylea Cooperative, Inc.
52 A.D.2d 1004 (Appellate Division of the Supreme Court of New York, 1976)
People v. Cannarozzo
62 A.D.2d 503 (Appellate Division of the Supreme Court of New York, 1978)
Ketchum v. United States
327 F. Supp. 768 (D. Maryland, 1970)

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Bluebook (online)
65 A.D.2d 502, 411 N.Y.S.2d 951, 1978 N.Y. App. Div. LEXIS 13904, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-levitan-nyappdiv-1978.