People v. LaSalle

243 A.D.2d 490, 663 N.Y.S.2d 79, 1997 N.Y. App. Div. LEXIS 9611
Appellate Division of the Supreme Court of the State of New York·Decided October 6, 1997·Published·Cited by 1 cases

Opinion

Appeal by the defendant from a judgment of the Supreme Court, Kings County (Vaughan, J.), rendered August 9, 1995, convicting him of sodomy in the first degree, after a nonjury trial, and imposing sentence.

Ordered that the judgment is reversed, on the law, and a new trial is ordered.

It is beyond cavil that reversal is required when the prosecution fails to turn over Rosario material (see, People v Machado, 90 NY2d 187; People v Banch, 80 NY2d 610; see generally, People v Rosario, 9 NY2d 286, cert denied 368 US 866). Further, under CPL 240.45 (1) (a), which codified the Rosario rule (see, People v Washington, 86 NY2d 189, 191-192; People v Kanani, 226 AD2d 226), upon demand by the defendant, and, in a trial before a single Judge, after the commencement of the trial and before the submission of evidence, the prosecutor is required to turn over the following material (unless protected by court order): “Any written or recorded statement, including any testimony before a grand jury and an examination videotaped pursuant to section 190.32 of this chapter, made by a person whom the prosecutor intends to call as a witness at trial, and which relates to the subject matter of the witness’s testimony” (CPL 240.45 [1] [a]).

The complainant in this case is a mentally-disabled woman [491]*491who alleges that she was sodomized, by the defendant, who was a worker in the group home where she lives. Prior to her testimony before the Grand Jury, the District Attorney apparently elected to have her competency examined by a Judge at a so-called “swearability” hearing rather than, as permitted, by the District Attorney (see, CPL 190.30 [6]). At that hearing the complainant was asked, inter alia, the following:

“the court: You know you are going to testify concerning a Mr. LaSalle, Ruben LaSalle?
“[the complainant]: It is my bus.
“ms. whitham [the resident manager of the complainant’s group home]: Her bus company is LaSalle Bus Company. She hasn’t heard his last name.
“the court: I am very sorry, okay. You are going to testify about some person; is that right?
“[the complainant]: That’s true, yes.”

Clearly, this qualifies as material required to be turned over by the People. Also, it is clear that the identity of the complainant’s attacker would be a disputed issue at the trial. Thus, the obvious unfamiliarity of the complainant with her attacker’s full name is clearly relevant.

Therefore, we must reluctantly disagree with our dissenting colleague’s interpretation of the term “subject matter”. The testimony of a witness as to the identity of the perpetrator of a crime has been characterized as not only the subject matter of a trial, but at times as the central or primary issue (see, e.g., People v Allweiss, 48 NY2d 40; People v Mack, 235 AD2d 548). We also do not agree that People v Watkins (157 AD2d 301) is analogous to this case. The issue there was the failure to disclose a statement as to police overtime, which went merely to general credibility. It was not, in and of itself, a central issue at the trial. Here, the attacker’s identity was an issue at the trial, and the complainant’s prior statements with reference thereto should have been subject to proper exploration.

The People failed to supply the defendant with a copy of the transcript of the complainant’s first swearability hearing, which was conducted as part of the Grand Jury proceedings in this matter, notwithstanding a prior request to do so, and there was no disclosure of this material or its “duplicative equivalent” (see, CPL 190.25 [4] [a]; 190.30 [6]; see also, People v Rivera, 151 AD2d 618; People v Gallo, 69 AD2d 1001). Therefore, a new trial is mandatory (see, CPL 240.20; see, People v Machado, 90 NY2d 187, supra; People v Banch, 80 NY2d 610, supra; see generally, People v Rosario, supra).

[492]*492The defendant’s remaining contentions are academic in light of this determination. Joy, J. P., Goldstein and Florio, JJ., concur.

Luciano, J., dissents and votes to affirm with the following memorandum. The defendant, Ruben LaSalle, was convicted of sodomy in the first degree, based upon an act committed upon a mentally-impaired person at her residential group home.

I respectfully disagree with the majority’s opinion that a new trial is mandatory based on the assumption that the transcript of the complainant’s first hearing to determine whether she had the capacity to be sworn, which was held prior to her Grand Jury testimony, constituted Rosario material because “the questioning touched upon issues which are arguably relevant to the testimony she gave at this trial”.

The fundamental question herein is whether the complaining witness made a prior statement relating to her trial testimony on the issue of the corpus delecti of the crime.

Since the Court of Appeals decided People v Rosario (9 NY2d 286, cert denied 368 US 866) in 1961 “it has been a fundamental precept of this State’s criminal jurisprudence that the People are obligated to give to the defendant, for use during cross-examination, any nonconfidential written or recorded statements of a prosecution witness that relate to the subject matter of the witness’ testimony” (People v Banch, 80 NY2d 610, 615).

In those instances where such prior statements are unrelated to the subject matter of the witness’s prospective trial testimony on the issue of guilt or innocence, the prosecution has no obligation to provide the defendant with such a witness’s prior statements (see, People v Mobley, 190 AD2d 821; People v Davis, 183 AD2d 474; People v Goldman, 175 AD2d 723; People v Deas, 174 AD2d 751; People v Barrios, 163 AD2d 579; People v Fluellen, 132 AD2d 455). The majority’s decision does not state a rule contrary to this principle.

In general, the issues explored at a hearing to determine whether an individual has the capacity to be sworn are unrelated to the basic issues of guilt or innocence at trial (see, People v Morales, 80 NY2d 450, 453). Thus, the testimony of a witness at a hearing to determine testimonial capacity pursuant to CPL 60.20 (1) is not Rosario material.

The majority’s opinion is posited on a brief segment of the first hearing to determine if the complainant had the capacity to be sworn, at which there was present Eleanor Whitham, the resident manager of the group home where the complaining [493]*493witness resided. At that hearing the following colloquy ensued when the complaining witness was questioned by the court:

“the court: You know you are going to testify concerning a Mr. LaSalle, Ruben LaSalle?
“[the complainant] : It is my bus.
“ms. whitham: Her bus company is LaSalle Bus Company. She hasn’t heard his last name.
“the court: I am very sorry, okay. You are going to testify about some person; is that right?
“[the complainant] : That’s true, yes.”

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People v. LaSalle, 243 A.D.2d 490, 663 N.Y.S.2d 79, 1997 N.Y. App. Div. LEXIS 9611 (N.Y. Ct. App. 1997).

243 A.D.2d 490 (People v. LaSalle) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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