People v. Lane

93 A.D.2d 92, 460 N.Y.S.2d 926, 1983 N.Y. App. Div. LEXIS 17093
CourtAppellate Division of the Supreme Court of the State of New York
DecidedApril 12, 1983
StatusPublished
Cited by9 cases

This text of 93 A.D.2d 92 (People v. Lane) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Lane, 93 A.D.2d 92, 460 N.Y.S.2d 926, 1983 N.Y. App. Div. LEXIS 17093 (N.Y. Ct. App. 1983).

Opinions

OPINION OF THE COURT

Kassal, J.

Defendant and a codefendant, John Henry Simmons, were originally indicted on April 29, 1976, charged with criminal sale of a controlled substance in the first degree and related possession counts arising out of a sale of heroin to undercover narcotics officers on March 4, 1976.

[93]*93At trial, when the codefendant testified and implicated the appellant, a severance was directed and a new trial ordered as to appellant. A second trial, held in March, 1977, resulted in the declaration of a mistrial when the jury was unable to reach a verdict. The trial court had excluded testimony of a subsequent meeting between the undercover officers, defendant and Simmons, held April 5, 1976, to discuss future purchases of both cocaine and heroin. Following the mistrial, the People resubmitted the case to the Grand Jury and, on May 6,1977, a superseding indictment was filed, charging appellant with conspiracy in the first degree, in addition to the sale and the possession counts contained in the original indictment.

The People did not seek judicial authorization as to the superseding indictment prior to resubmission of the case to the Grand Jury. As overt acts in connection with the conspiracy count, the indictment charged the meeting held between the undercover officers and Simmons prior to the March 4, 1976 sale, the sale from defendant and this April 5th meeting to discuss future purchases. It is conceded that the superseder was filed to permit introduction into evidence of the subsequent meeting which had been excluded on the prior (second) trial.

Thereafter, on June 9, 1977, defendant brought a CPLR article 78 proceeding in this court for relief in the nature of prohibition, contending that the superseding indictment was unauthorized under GPL 200.80. The People opposed the application arguing, essentially, that prohibition was unavailable as a remedy to attack a superseding indictment. We denied the application (Matter of Lane v Office of Special Narcotics Prosecutor, 58 AD2d 743).

Thereafter, counsel who had represented appellant in the article 78 proceeding moved to dismiss the superseding indictment as violative of GPL 200.80 and in conflict with defendant’s due process rights. On September 16,1977, the motion was denied and the case thereafter proceeded to a third trial, following which defendant was found guilty on both the sale and conspiracy counts. On the appeal from the judgment, appellant argued for the first time that the superseding indictment was barred by GPL 40.30 (subd 3). By order entered April 14,1981, we affirmed the judgment [94]*94without opinion (People v Lane, 81 AD2d 756). Leave to appeal to the Court of Appeals was subsequently denied (54 NY2d 686).

Thereafter, appellant, by new counsel, moved to vacate the judgment pursuant to CPL 440.10, contending that she had been deprived of her right to effective assistance of counsel, based upon the failure of her former attorney to raise an objection under CPL 40.30 (subd 3) and to apprise appellant of the statutory defense. This was conceded by the former attorney. The motion was granted in a thorough and extensive opinion (112 Misc 2d 514), which analyzed the statutory defense under CPL 40.30 (subd 3) in relation to the superseding indictment. Partially in reliance upon Matter of De Canzio v Kennedy (67 AD2d 111) the court found the superseding indictment barred by CPL 40.30 (subd 3), concluding that had there been a motion to dismiss the superseder on that ground, the application would have been granted. From this, it was concluded that the failure to make the motion and the failure to advise appellant of the potential availability of the statutory defense served to deprive defendant of her right to effective assistance of counsel. Accordingly, the conviction was vacated, the indictment dismissed and defendant released from confinement.

We do not concur in the trial court’s assessment of the case in finding that appellant was deprived of effective assistance of counsel, the only issue raised on the motion and on this appeal. The right to effective assistance of counsel is guaranteed by both the Federal and State Constitutions (US Const, 6th Arndt; NY Const, art I, § 6). Over the years, there have evolved two standards to assess the effectiveness of counsel in a criminal case. The traditional standard required an evaluation of the conduct of counsel to determine whether the trial was rendered “a farce and a mockery of justice” (People v Brown, 7 NY2d 359, 361, cert den 365 US 821; People v Bennett, 29 NY2d 462, 467; People v Tomaselli, 7 NY2d 350, 354). More recently, a stricter standard has been developed in the Federal courts under which the critical inquiry is whether the attorney exhibited “reasonable competence” (People v Droz, 39 NY2d 457; United States v Fessel, 531 F2d 1275; United [95]*95States v Elksnis, 528 F2d 236; United States v Toney, 527 F2d 716, cert den sub nom. Pruitt v United States, 429 US 838; United States v DeCoster, 487 F2d 1197).

In People v Aiken (45 NY2d 394) defendant had absented himself from the trial and, thereafter, sought to raise on appeal that he had been deprived of effective assistance of counsel. The court, without adopting one standard in preference to the other, observed with respect to the flexibility of the standard to be applied: “An act or omission on the part of counsel, which in one case might constitute error, need not constitute error in all cases. The right to counsel was not intended to afford a defendant, aided by the wisdom of hindsight, to second guess matters of trial strategy employed by counsel. Significantly, although a defendant may not, by absence alone, waive his right to effective legal representation, his absence must, of necessity, be taken into consideration on the issue of counsel’s effectiveness.” (45 NY2d, at p 399.)

Similarly, in People v Baldi (54 NY2d 137) the court, opting in favor of the more flexible approach and holding that effective assistance of counsel was not to be determined “with yardstick precision, but varies according to the unique circumstances of each representation,” observed: “Our most critical concern in reviewing claims of ineffective counsel is to avoid both confusing true ineffectiveness with mere losing tactics and according undue significance to retrospective analysis. It is always easy with the advantage of hindsight to point out where trial counsel went awry in strategy. But trial tactics which terminate unsuccessfully do not automatically indicate ineffectiveness. So long as the evidence, the law, and the circumstances of a particular case, viewed in totality and as of the time of the representation, reveal that the attorney provided meaningful representation, the constitutional requirement will have been met.” (54 NY2d, at pp 146-147; emphasis added.)

Application of this standard precludes a finding of ineffective assistance where there was, at most, a mistaken judgment as to trial strategy or tactics and errors of judgment (see People v De Mauro, 48 NY2d 892, where [1] no motion to suppress was made, [2] there was an untimely [96]*96motion for a mistrial, apparently as a result of counsel’s impression at the time that the statements were useful to the defense as exculpatory accounts and where the delay in moving was designed to await further developments in the testimony of witnesses; People v Ford,

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Bluebook (online)
93 A.D.2d 92, 460 N.Y.S.2d 926, 1983 N.Y. App. Div. LEXIS 17093, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-lane-nyappdiv-1983.