People v. Kelly

284 A.D. 421, 132 N.Y.S.2d 482

This text of 284 A.D. 421 (People v. Kelly) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Kelly, 284 A.D. 421, 132 N.Y.S.2d 482 (N.Y. Ct. App. 1954).

Opinion

Halpern, J.

The defendant had originally been sentenced as a second offender to a term of six to seven years, on a plea of guilty to an indictment charging him with the crime of escape in violation of section 1694 of the Penal Law. Subsequently, he attacked the sentence by a writ of error coram nobis and the sentence was vacated, upon the ground that it was improper to sentence the defendant as a second offender, since the second and third offender statute (Penal Law, § 1941) did not apply to the crime of escape (Penal Law, § 1699). It was accordingly ordered that the defendant be resentenced as a first offender. However, the County Court imposed the same sentence of six to seven years, upon the defendant as a first offender. This appeal is taken from that sentence.

The propriety of the sentence turns upon the construction of section 2189 of the Penal Law governing the sentences of first felony offenders. This section so far as here relevant reads as follows: “ A person never before convicted of a crime punishable by imprisonment in a state prison, or who, though previously convicted of such a crime, is not punishable under the provisions of section nineteen hundred forty-one or nineteen hundred forty-two, who is convicted in any court of this state of a felony * * * and sentenced to a state prison, shall be sentenced thereto under an indeterminate sentence, the minimum of which shall not be less than one year, or in case a minimum is fixed by law, not less than such minimum; otherwise, the minimum of such sentence shall not be more than one-half the longest period and the maximum shall not be more than the [423]*423longest period fixed by law for which the crime is punishable of which the offender is convicted.”

Section 1699 of the Penal Law provides that the punishment for the crime of escape shall be not less than one year nor more than seven years ”.

The trial judge did not write an opinion in this case giving the reasoning by which he had arrived at the conclusion that a sentence of six to seven years was proper despite the fact that the defendant was entitled to be treated as a first offender, but in an opinion in an earlier case involving the crime of robbery in the first degree committed by a first offender, he had set forth his reasoning in full (People v. Hilt, 199 Misc. 886). He reasoned that the provision of section 2189 to the effect that “ the minimum * * * shall not be less than one year, or in case a minimum is fixed by law, not less than such minimum ” (p. 888), constituted the sole standard for the determination of the minimum of the indeterminate sentence. He held that since a minimum sentence was specifically prescribed for robbery in the first degree (and here, for the crime of escape), “ the remainder of section 2189 following the word ‘ otherwise ’ is immaterial to the problem under consideration. The only restraint section 2189 of the Penal Law places upon a court, when the minimum is prescribed by law, is to require the minimum of an indeterminate sentence to be not less than such minimum.” (P. 889.)

Under this construction of section 2189, there was no upper limit to the minimum of an indeterminate sentence, if the case was one in which a minimum was fixed in the statute prescribing the punishment for the crime. In effect, the court construed the word “ otherwise ” to mean “ in other cases ” and the court held that, since this case was one which came within the first part of the section preceding the semicolon, it could not fall within “ other cases ” and therefore the latter portion of the section, following the semicolon and beginning with the word " otherwise ”, had no application.

The court cited as authority for its construction of the section a decision of this court rendered in 1941 which sustained a sentence of an indeterminate term of not less than twenty-five nor more than thirty years for the crime of robbery in the first degree (People ex rel. Caiazzo v. Wilson, 262 App. Div. 796). In the Caiasso case, which came to this court upon appeal from a dismissal of a writ of habeas corpus, it appeared that the relator had been convicted of the crimes of grand larceny in [424]*424the first degree and assault in the second degree as well as of the crime of robbery in the first degree but, since all the offenses related to the same transaction, the defendant could be punished only for one of them. He had presumably been sentenced for robbery, which carried the longest term (Penal Law, § 1938; People v. Florio, 301 N. Y. 46, 54). In the Caiasso case, the court did not set forth in full the reasoning by which it determined that the sentence was proper but it referred to the fact that robbery in the first degree was punishable by imprisonment for a minimum of ten years (Penal Law, § 2125) and it must be assumed that the court held that, because of that fact, the latter part of section 2189, beginning with the word ‘ otherwise ” was inapplicable. If the court had held that the latter part of section 2189 was applicable, it would have had to hold that the minimum of the sentence could not exceed fifteen years since that was one half of the longest period fixed by law for which the crime of robbery was punishable.

The defendant in the Caiasso case had originally been convicted and sentenced by the County Court of Queens County in 1933. The judgment of conviction had been affirmed by the Appellate Division of the Second Department in 1934 (People v. Caiazzo, 242 App. Div. 638), but no question as to the legality of the sentence had been raised upon the appeal. However, two years later, in 1936, the Appellate Division of the Second Department held in People v. Lieberman (248 App. Div. 602) that the minimum of an indeterminate sentence for the crime of robbery in the first degree, in the case of a first offender, could not be more than fifteen years and it accordingly reduced the defendant’s sentence from twenty-five to thirty years to fifteen to thirty years. Hpon the defendant’s further appeal to the Court of Appeals, the judgment of conviction was affirmed (273 N. Y. 524) but, of course, the correctness of the modification of the sentence was not raised in the Court of Appeals.

Subsequently, in 1946, one Ciccione, who had been convicted together with Caiazzo and who had received the same sentence as Caiazzo, applied to the Queens County Court to vacate the sentence. The court held that the sentence was improper and directed that the defendant be resentenced in accordance with the construction of section 2189 laid down in the Lieberman case (People v. Ciccione, 67 N. Y. S. 2d 847).

It may be noted that in the briefs submitted to this court in People ex rel. Caiazzo v. Wilson (262 App. Div. 796, supra) no mention was made of the decision in the Lieberman case.

[425]*425Upon further consideration of the question, we are of the opinion that the decision of the Appellate Division of the Second Department in the Liébermcm case is sound and should be followed and that the decision of this court in the Gaiasso case is unsound and should be overruled.

The holding that the latter part of section 2189 is inapplicable to crimes for which a minimum is prescribed by law gives too great a significance to the word “ otherwise ” and to the presence of the semicolon and, as a result, distorts the scheme of the statute.

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Related

People v. Roper
181 N.E. 88 (New York Court of Appeals, 1932)
People ex rel. Ammon v. Johnson
114 A.D. 876 (Appellate Division of the Supreme Court of New York, 1906)
People ex rel. Mason v. Brophy
235 A.D. 432 (Appellate Division of the Supreme Court of New York, 1932)
People v. Lieberman
248 A.D. 602 (Appellate Division of the Supreme Court of New York, 1936)
People ex rel. Caiazzo v. Wilson
262 A.D. 796 (Appellate Division of the Supreme Court of New York, 1941)
People v. Cole
206 Misc. 215 (New York Supreme Court, 1952)
People v. Florio
92 N.E.2d 881 (New York Court of Appeals, 1950)
People v. Hilt
199 Misc. 886 (New York County Courts, 1951)

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Bluebook (online)
284 A.D. 421, 132 N.Y.S.2d 482, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-kelly-nyappdiv-1954.