People v. Kase

76 A.D.2d 532, 431 N.Y.S.2d 531, 1980 N.Y. App. Div. LEXIS 12167
CourtAppellate Division of the Supreme Court of the State of New York
DecidedAugust 21, 1980
StatusPublished
Cited by16 cases

This text of 76 A.D.2d 532 (People v. Kase) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Kase, 76 A.D.2d 532, 431 N.Y.S.2d 531, 1980 N.Y. App. Div. LEXIS 12167 (N.Y. Ct. App. 1980).

Opinion

OPINION OF THE COURT

Per Curiam.

Defendant was a member of the Bar of this State. His name has been stricken from the roll of attorneys (Matter of Kase, 64 AD2d 197), by reason of his conviction in this case of two counts of making a false statement in an application for a liquor license; one count of filing a false instrument in the first degree and one count of grand larceny in the third degree.

The Last Laff is a tavern located in The Bronx. The authorities were of the impression that it was a hangout for organized crime figures. In order to obtain knowledge about their activities, they decided to purchase the tavern. In that purported "sale”, which apparently was never consummated, defendant represented the owners of the Last Laff. Detective Spinelli and Sergeant Morano, both of whom were then assigned to a joint Federal-city organized crime task force were designated to make the purchase.

During the course of the negotiations defendant agreed to assist Spinelli and Morano in obtaining the approval of the Alcoholic Beverage Control Board (ABC Board) to the transfer of the tavern’s liquor license from the then owners to the purchaser. On defendant’s representation that he would make certain required "payments” to Regan and Weiss, investiga[534]*534tors for the ABC Board, the policemen paid over to defendant the sum of $1,100. It is charged, and the proof was adequate to sustain the charge, that defendant gave Regan and Weiss the sum of $400, retaining the balance of $700 for himself.

Additionally, there was proof, apparently satisfactory to the jury, that the actual price to be paid by the police for the Last Laff was to be $75,000. For tax and other reasons the price reflected in the contract between the owners of the Last Laff and the policemen was to be $15,000, with the additional $60,000 to be paid "under the table”. This contract, executed by the parties, was required to be and was included in the documents filed with the ABC Board by defendant.

Somehow at this point, the then Special Prosecutor Nadjari entered upon the scene. Defendant was called to the Special Prosecutor’s office and informed that the proof against him was more than adequate to convict him of crimes not specifically designated. He was asked if he would "cooperate” and furnish information against his partner, then a candidate for judicial office, and a then prominent political leader. In return, the Special Prosecutor indicated that he would deal lightly with him. Initially, defendant asked for time to think the matter over. Ultimately, he rejected the offer.

Thereupon, the Special Prosecutor’s office presented this matter to the New York County Grand Jury which voted a true bill. Before defendant was aware that the indictment had been voted and before it was typed and filed, an application was brought by him to preclude the Special Prosecutor from presenting the matter to the Grand Jury upon the ground that the subject matter of the investigation exceeded his jurisdiction under the order appointing him as Special Prosecutor in New York County. The court, which, similarly had not been notified that a true bill had already been voted by the Grand Jury, granted the application. Thereupon the court was notified that an indictment had been voted, but never filed; that it would be withdrawn and that the Special Prosecutor would present the matter to the Grand Jury in Bronx County, where his grant of jurisdiction was broader.

The indictment subsequently returned by the Bronx Grand Jury was thereafter dismissed upon the ground that none of the acts which formed the basis for the indictment were committed in Bronx County. The matter ultimately was referred by the Special Prosecutor to the office of the District Attorney of New York County. That office, after obtaining [535]*535permission to resubmit the matter, presented it to the Grand Jury which found the indictment here involved.

At the outset we are met with the procedural objection that the two misdemeanor counts, i.e., making a false statement in an application for a liquor license (Alcoholic Beverage Control Law, § 130, subd 2) are time barred. Under CPL 30.10 (subd 2, par [c]), a prosecution for a misdemeanor must be commenced within two years after the commission thereof. Here, the misdemeanors alleged were committed on August 1, 1974. The indictment was not found until March 22, 1977, almost nine months after the two-year period had expired. Unless some basis can be found for tolling this excess period, these two counts must be held to be time barred.

The prosecution places great reliance on People v Kohut (30 NY2d 183) to establish that the period during which the proceeding was pending in Bronx County must be excluded in computing the time lapse between the commission of the crime and the finding of the indictment here involved. We think this reliance misplaced for two reasons. First Kohut (supra) involved, basically, a question of pleading. The issue there presented was whether the indictment was required to allege the facts claimed to support the tolling of the statute. More importantly, however, the statute there involved (Code Crim Pro, § 144-a) differed in one most material aspect from the statute now before us (CPL 30.10, subd 4, par [b]). In Kohut (supra) the statute permitted tolling of the Statute of Limitations: "If a prosecution be commenced within the time limited therefor and, on motion or on appeal, the indictment be set aside or dismissed for want of prosecution or otherwise, or a demurrer to the indictment be allowed”. In such event "the time during which the prosecution was pending shall not be computed as part of the time of the limitation prescribed for the offense”. (Code Crim Pro, § 144-a.) CPL 30.10 (subd 4, par [b]) altered the statute to provide that in order for the tolling proviso to become effective, the prior prosecution must have been lawfully commenced. Under CPL 20.40 (subd 1), a criminal proceeding must be brought in the county in which an element of the offense was committed or in which there was an attempt or conspiracy to commit the offense. While other subdivisions of this section provide for exceptions to this rule, none are here germane. Where the requisite jurisdictional factors do not obtain, prohibition will lie to restrain the prosecution (Matter of Steingut v Gold, 54 AD2d 481). In such [536]*536a situation, if the matter proceeds to trial and a verdict is rendered, jeopardy does not attach because the verdict is a nullity (People ex rel. Meyer v Warden of Nassau County Jail, 269 NY 426, 429-430; see, also, People v Connor, 142 NY 130).

We conclude in the circumstances here presented that the Bronx County proceeding was never "lawfully” commenced because the Grand Jury of that county never had jurisdiction over the subject matter of the crimes charged. By consequence, the time during which that proceeding was pending cannot be excluded as part of the time span between the commission of the two misdemeanors and the indictment before us. These two counts are, therefore, time barred and must be dismissed.

We come then to the two felony counts. We deal first with the charge of filing a false instrument in the first degree (Penal Law, § 175.35). Defendant raises two issues with respect thereto. First, he contends that the application filed by him on behalf of the policemen to effect a transfer of the liquor license of the Last Laff from its then owners to the policemen was not such an instrument as is contemplated by the statute.

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Cite This Page — Counsel Stack

Bluebook (online)
76 A.D.2d 532, 431 N.Y.S.2d 531, 1980 N.Y. App. Div. LEXIS 12167, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-kase-nyappdiv-1980.