People v. Johnson

2020 NY Slip Op 1668, 122 N.Y.S.3d 137, 183 A.D.3d 77
Appellate Division of the Supreme Court of the State of New York·Decided March 12, 2020·No. 109364·Published·Cited by 23 cases

Opinion

People v Johnson (2020 NY Slip Op 01668)
People v Johnson
2020 NY Slip Op 01668
Decided on March 12, 2020
Appellate Division, Third Department
Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431.
This opinion is uncorrected and subject to revision before publication in the Official Reports.


Decided and Entered: March 12, 2020

109364

[*1]The People of the State of New York, Respondent,

v

Robert Johnson, Appellant.


Calendar Date: June 4, 2019
Before: Garry, P.J., Egan Jr., Aarons and Pritzker, JJ.

Paul J. Connolly, Delmar, for appellant.

James R. Farrell, District Attorney, Monticello (Meagan K. Galligan of counsel), for respondent.



Garry, P.J.

Appeal from a judgment of the Supreme Court (Schick, J.), rendered January 26, 2017 in Sullivan County, upon a verdict convicting defendant of the crime of predatory sexual assault against a child.

Defendant was charged with predatory sexual assault against a child after the victim disclosed that defendant had sexually assaulted her on multiple occasions, beginning in 2011 when she was 10 years old and continuing until May 2014. County Court (LaBuda, J.) denied defendant's motions to, among other things, dismiss the indictment, inspect the grand jury minutes and suppress statements and evidence. Following a jury trial, defendant was convicted as charged, and defendant's motion to set aside the verdict pursuant to CPL 330.30 was denied by County Court. Supreme Court (Schick, J.) sentenced defendant to a prison term of 25 years to life. Defendant appeals.

When this matter previously came before this Court (175 AD3d 14 [2019]), we held the appeal in abeyance and remitted the matter to Supreme Court for a reconstruction hearing to determine the circumstances surrounding a jury note marked as Court exhibit No. 1. As we noted therein, after the jury began deliberations, counsel and County Court agreed that trial exhibits could be provided to the jury upon its request without reconvening and then took a lunch break. The next entry in the trial record indicated that a jury note bearing the time 12:30 p.m. was received and marked as Court exhibit No. 1, requesting a DNA report and "[a] chronology of events starting with [defendant] dating [the victim's relative]." The DNA report was a trial exhibit, but no such chronology existed. With no further reference to Court exhibit No. 1, the record next stated that the court reconvened and accepted the jury's guilty verdict. The final entry in the trial record revealed that two notes from the jury announcing that it had reached a verdict were marked as Court exhibit No. 2 and Court exhibit No. 3. We remitted the matter to Supreme Court for a reconstruction hearing to determine "whether County Court's core responsibilities were triggered by its knowledge of [Court exhibit No. 1] or by circumstances that should have alerted the court to its presence" (id. at 19).

Supreme Court has now conducted the hearing and filed a transcript with its findings. At the hearing, the County Judge who had presided over the trial and the court clerk testified that neither had any specific memory of Court exhibit No. 1. The clerk testified, based upon the minutes that she had transcribed at the time, that she received the note and, as agreed, provided the DNA report to the jury without advising the court and counsel. She stated that her routine procedure would have been to advise the court of the request for a chronology, as it was not a trial exhibit. However, she believed that she had not done so in this case as the minutes indicated that a second note was received at 1:05 p.m., before the court reconvened, advising that the jury had reached a verdict.[FN1] According to the minutes, the court reconvened to accept the verdict at 1:20 p.m.

The judge testified that he remembered the trial but had no memory of the note. The judge stated that it was his ordinary practice, upon counsel's agreement, to permit trial exhibits to be provided to the jury without notifying counsel or reconvening, but that a court clerk or court officer would notify the court of any other jury inquiry. The judge further testified that his invariable practice upon being advised of such an inquiry was to notify counsel of the note's specific content and confer with them about the appropriate response. Defendant's trial counsel testified that she had never seen the note before the reconstruction hearing and, if she had seen it, she would have requested "clarification." Following this testimony, Supreme Court made a factual determination that the witness testimony was credible and that there was no evidence that County Court was ever notified of the note's existence at the time of trial. We agree that the hearing established that the court did not know about the note. We further find that nothing in the testimony gave rise to any reason for the court to suspect that such an inquiry might have been received in its absence. Thus, nothing in the circumstances indicates that the court should have known about the note.

It is well established that a trial court's "core responsibility" upon receiving a substantive jury inquiry during deliberations in a criminal trial is to provide counsel with "meaningful notice" of the note's specific content and to give the jury a "meaningful response" (People v Kisoon, 8 NY3d 129, 134 [2007]; see People v O'Rama, 78 NY2d 270, 276 [1991]; see CPL 310.30). Once this responsibility has arisen, a trial court's failure to comply is a mode of proceedings error that requires reversal and a new trial without regard to whether the error was preserved (see People v Morrison, 32 NY3d 951, 952 [2019]; People v Parker, 32 NY3d 49, 59 [2018]; People v Mack, 27 NY3d 534, 536 [2016]; People v O'Rama, 78 NY2d at 279-280; but see People v Meyers, 33 NY3d 1018, 1020 [2019]). It is also well established, however, "that not every departure from the O'Rama procedure or violation of CPL 310.30 constitutes a mode of proceeding error" (People v Mack, 27 NY3d at 539; see People v Nealon, 26 NY3d 152, 158 [2015]), and that this designation is reserved for a limited class of errors that "go to the essential validity of the process and [are] so fundamental that the entire trial is irreparably tainted" (People v Mack, 27 NY3d at 541 [internal quotation marks, brackets and citation omitted]). We are unpersuaded that the failure that apparently occurred here reached this level.

In People v Silva (24 NY3d 294 [2014]) and People v Hanson (24 NY3d 294 [2014]), the Court of Appeals held that the trial courts committed mode of proceedings errors by failing to notify counsel of jury notes before the juries in each case reached their verdicts, even though the transcripts in both cases failed to establish whether the courts were aware that the notes had been submitted. However, these cases may be distinguished. There, the Court of Appeals held that "[i]f there was uncertainty regarding the number of notes that had been forwarded during deliberations, the best practice would have been for the judge to inquire before the verdict was announced" (id. at 300-301). Here, by contrast, the trial record and the reconstruction hearing transcript, taken together, affirmatively establish that County Court did not know of the existence of Court exhibit No. 1, and that nothing in the sur

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People v. Johnson, 2020 NY Slip Op 1668, 122 N.Y.S.3d 137, 183 A.D.3d 77 (N.Y. Ct. App. 2020).

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