People v. Johnson

240 N.W.2d 729, 396 Mich. 424, 1976 Mich. LEXIS 267
CourtMichigan Supreme Court
DecidedApril 21, 1976
Docket55577, (Calendar No. 12)
StatusPublished
Cited by188 cases

This text of 240 N.W.2d 729 (People v. Johnson) is published on Counsel Stack Legal Research, covering Michigan Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Johnson, 240 N.W.2d 729, 396 Mich. 424, 1976 Mich. LEXIS 267 (Mich. 1976).

Opinions

Williams, J.

In this case of first impression we consider the impact of a plea of guilty on the constitutional defense of double jeopardy. We hold that the defense of double jeopardy, as it affects whether a trial should have taken place at all, is not waived by a subsequent guilty plea. As this question is dispositive, we do not consider other issues raised by defendant, except we hold that the mere mention of a polygraph test without more does not constitute such manifest necessity as would justify a mistrial. We reverse the Court of Appeals and the trial court, and the defendant is discharged, as he was twice put in jeopardy, contrary to the mandate of the Federal and Michigan Constitutions.

I — Facts

Defendant Alvin Johnson’s first trial, with co-defendant Eddie Perkins on the charge of armed robbery, ended in a mistrial when, two days into the trial, Johnson’s attorney asked a prosecution witness, a police officer:

”Q. Didn’t he [Alvin Johnson] deny he was implicated, involved in the alleged holdup?

"A. Yes, he did.

"Q. Did he also ask you whether or not he could submit to a lie detector test?”

[429]*429The witness never answered as the prosecutor instantly objected and the jury was excused.

The people moved for a mistrial, maintaining:

"The people would make a motion. Any reference to a lie detector test has to be prejudicial, and I would ask for a mistrial, with reluctance. No reference to a polygraph or lie detector test has been given. There has been no reference to that at all and is absolute grounds for a mistrial.”

Perkins’ counsel concurred. Johnson’s counsel did not, maintaining, "All I can say is I didn’t realize it was improper”. He also noted, "I feel kind of small”, but never directly commented one way or another on whether he would consent to a mistrial.

The court took the motion under advisement and adjourned until the following day. When court reconvened, the prosecutor withdrew his motion, claiming "that the inadvertent reference to a polygraph could be corrected by proper instructions from the court”. Perkins’ counsel, however, renewed his motion. "I feel that the harm done by this statement that was taken hinders any due process.” The trial court granted the mistrial.

Before the second trial began, Johnson’s counsel moved for dismissal on the grounds that the trial court abused its discretion in granting the mistrial. He maintained that the mere mention of the word polygraph would not be grounds for ending proceedings, that defendant’s silence relative to mistrial signifies neither acceptance nor consent, and that consent must be affirmatively and knowingly given, which did not occur in the case of Johnson or his counsel. Further, he suggested that the court might have granted a mistrial as to defendant Perkins, who requested it, and could [430]*430have permitted the trial to continue as to defendant Johnson. While the court observed this was a unique idea, the motion was denied.

New counsel for Johnson subsequently moved to dismiss on double jeopardy grounds. The judge denied the motion on the ground of self-induced error by counsel for defendant Johnson.

Shortly after impanelling of the jury for the second trial began, codefendant Perkins pled guilty to an added count of assault with intent to rob and steal while being unarmed, and was endorsed as a witness to testify against Johnson. Johnson then pled guilty to the same added count and was sentenced to 5 to 15 years.

The Court of Appeals granted the prosecutor’s motion to affirm the conviction. We granted leave, limited to "the question of whether the grant of a mistrial over defendant-appellant’s objection barred subsequent prosecution under double jeopardy provisions of the Federal and state Constitutions”. 392 Mich 756 (1974).

II — The Protection Against Double Jeopardy

The Fifth Amendment to the United States Constitution1 and article 1, § 15 of the Michigan Constitution guarantee an individual against twice being put in jeopardy.2

[431]*431"The underlying idea [of the protection against double jeopardy] * * * is that the State with all its resources and power should not be allowed to make repeated attempts to convict an individual for an alleged offense, thereby subjecting him to embarrassment, expense and ordeal and compelling him to live in a continuing state of anxiety and insecurity, as well as enhancing the possibility that even though innocent he may be found guilty.” Green v United States, 355 US 184, 187-188; 78 S Ct 221, 223; 2 L Ed 2d 199, 204 (1957).

Thus, once defendant has been placed in jeopardy,* *3 unless he or she consents to the trial’s interruption,4 or a mistrial occurs because of manifest necessity,5 the state is precluded from bringing him or her to trial again. Even if defendant benefits from a mistrial called for reasons short of those necessary to satisfy the manifest necessity [432]*432standard, reprosecution is still prohibited.6 However, even where the mistrial was improperly-declared, it is not a bar to retrial if the action was taken with defendant’s consent. State v Fenton, 19 Ariz App 274, 276; 506 P2d 665, 667 (1973).

Mere silence or failure to object to the jury’s discharge is not such consent, 19 Ariz App 274, 276; 506 P2d 665, 667.7

In a very recent case in which defense counsel himself requested a mistrial, the United States Supreme Court has addressed this point as follows:

"The important consideration, for purposes of the Double Jeopardy Clause, is that the defendant retains primary control over the course to be followed * * * ”, United States v Dinitz, — US —, —; 96 S Ct 1075, 1081; 47 L Ed 2d 267 (1976),

and the defendant must therefore do something [433]*433positively in order to indicate he or she is exercising that primary control. Further,

"The circumstance that it is defense counsel who initiates the court’s inquiry into a matter which ultimately results in an order of mistrial does not ipso facto transform counsel’s expression of concern into an implied consent to such drastic ruling.” People v Compton, 6 Cal 3d 55, 62; 98 Cal Rptr 217, 221; 490 P2d 537, 541 (1971).

"[A]n appellate court’s assessment of which side benefited from the mistrial ruling does not adequately satisfy the policies underpinning the double jeopardy provision”, United States v Jorn, 400 US 470, 483; 91 S Ct 547; 27 L Ed 2d 543 (1971). Thus, in the absence of bright-line rules deliberately eschewed by the United States Supreme Court, 400 US 470, 486, we must first look to whether in the exercise of that control of the course of his own trial, highlighted by Dinitz, defendant Alvin Johnson approved termination of the proceedings.

It is not difficult to require a trial court to inquire whether defendant consents. Therefore, in the absence of an affirmative showing on the record, this Court will not presume to find such consent.

There was no such affirmative showing in this case. At best, defense counsel may be said to have been silent.

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Cite This Page — Counsel Stack

Bluebook (online)
240 N.W.2d 729, 396 Mich. 424, 1976 Mich. LEXIS 267, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-johnson-mich-1976.