People v. "John Doe"

83 Misc. 2d 785, 373 N.Y.S.2d 958, 1975 N.Y. Misc. LEXIS 2981
CourtNew York Supreme Court
DecidedSeptember 21, 1975
StatusPublished
Cited by1 cases

This text of 83 Misc. 2d 785 (People v. "John Doe") is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. "John Doe", 83 Misc. 2d 785, 373 N.Y.S.2d 958, 1975 N.Y. Misc. LEXIS 2981 (N.Y. Super. Ct. 1975).

Opinion

Leon B. Polsky, J.

The defendant moves for the dismissal of an indictment which charges him with criminal sale of a controlled substance in the second degree, or, in the alternative for the court to "enforce a bargain with the district attorney’s office” whereby the defendant was allegedly promised life-time probation in return for his assistance in narcotics law enforcement. (Penal Law, § 65.00, subd 1, par. [b].)

The defendant contends that he has provided the People material assistance as an informer; that prior thereto he had been promised life-time probation in return for such assistance; that his efforts to provide assistance were frustrated by the incompetence of the officers to whom he was assigned; [786]*786that his life has been placed in jeopardy by his efforts on behalf of the People; and that his ability to defend against the original charge has been impaired by the delays in bringing the case to trial — delays due to his attempts to provide the People with material assistance.

The People flatly deny the making of any promise to the defendant other than that his co-operation would be considered both in terms of a recommendation for a lesser plea and/ or life-time probation. The People contend that the defendant never gave or attempted to give significant co-operation or assistance and indeed, may even have continued his own involvement in drug traffic during the period of his proffered co-operation.

Various pleadings and stipulations have narrowed the relevant issues and the following factual picture emerges.

The defendant was arrested on December 19, 1973 for an alleged sale of cocaine eight days earlier. After he was released on bail the arresting officers asked the defendant if he would "co-operate” in further police investigations. On the evening of December 20, a meeting was held in the defendant’s home — a meeting at which defendant’s counsel was present and participating. It is claimed that the officers promised that the defendant would not be indicted if he co-operated. Whether such a promise was in fact made is of no moment, for within two weeks (on January 3, 1974) defense counsel met with the Chief Investigating Assistant District Attorney of the Office of the Special Narcotics Prosecutor. The prosecutor indicated that the defendant’s case would be presented to the Grand Jury with a view towards obtaining an indictment and that if the defendant co-operated with law enforcement officials in further narcotics investigations, the prosecution would consider recommending "life probation” under paragraph (b) of subdivision 1 of section 65.00 of the Penal Law. When defense counsel later pressed the prosecutor for a commitment, the prosecutor refused, stating that whether or not a recommendation for life probation would be made depended upon evaluations to be made after the defendant’s co-operation. The only representation made by the prosecutor was that the evaluation would be made in "good faith” and for that the defendant would simply have to trust the Assistant District Attorney.

Between February and June, 1974, the case appeared six [787]*787times in a calendar part and was adjourned upon the representation made at the Bench that the defendant was "cooperating.” In July, 1974, defense counsel called the Assistant District Attorney to determine the status of the defendant’s co-operation. It was allegedly ascertained by the Assistant District Attorney that the defendant’s co-operation was less than satisfactory. However, taking the view of the pleadings most favorable to the defendant, this evaluation was not made known to defense counsel for three months. After some negotiation between counsel and conference with the court, the prosecutor agreed to allow defendant a further opportunity to co-operate with a view towards obtaining a recommendation of life probation. The defendant was reassigned to another undercover team — connected with the Drug Enforcement Administration — but within two months that agency reported its dissatisfaction with the defendant. At that point, in January, 1975, the prosecution advised defense counsel and the court, that no further co-operation would be sought from the defendant and he could either proceed to trial or accept an offered plea to the lesser offense of criminal sale of a controlled substance in the third degree.

During oral argument, the defendant has refined his contentions to a claim that he relied upon the good faith of the prosecutor and that the failure of the People to promptly notify the defendant’s counsel in July, 1974 of the unsatisfactory evaluation lulled the defense into a false sense of security and prevented it from preparing the case for trial. In an "on information and belief’ affidavit — which fails to set forth the source of the information and the grounds for the belief (see CPL 210.45) — counsel alleges two ways in which it is claimed the defendant was prejudiced.

First, in connection with a possible entrapment defense, the defendant alleges that he and his family previously frequented a named restaurant on almost a daily basis; that "on at least one, if not more * * * [occasions] * * * the cashier observed and/or heard [the defendant] attempting to avoid engaging in any activity with the informant * * * Specifically, on one such occasion in front of Tibbs Restaurant on 75th Street and Broadway, the defendant cursed at the informant, telling him to 'leave him alone’.”

The defendant’s counsel claims "on information and belief’ that the cashier would no longer be available to testify to these facts because the defendant after his arrest stopped [788]*788going to the particular restaurant and has had no contact with the cashier since December of 1973.

Assuming that the loss of the cashier as a defense witness would substantially prejudice the defendant’s case, the motion papers fail to factually relate the loss to any claimed improper conduct by the prosecution. From January, 1974 to June or July of that year, the defendant did nothing to locate or interview this claimed critical witness. Certainly defense counsel was aware, and chargeable with knowledge, that even if the defendant made a good faith effort at co-operation, he might not produce results substantial enough to justify the prosecutor recommending, or the court imposing life probation. Only in June or July of 1974, a point in time when the defendant claims the prosecutor knew of the defendant’s unsatisfactory performance and failed to inform defense counsel, can the People, under the defense theory, be properly charged with lulling the defense into a false sense of security. However, accepting the allegations most favorable to the defendant, this security evaporated in October, 1974. Yet, nothing was then done — or indeed is claimed to have been done to date, to ascertain the identity, whereabouts or recollection of this allegedly important witness. In view of this, it is difficult to perceive how the People’s failure to inform defense counsel during the summer of 1974 of his client’s unsatisfactory co-operation would have influenced counsel’s actions. At the very least, in order to attribute to the People the loss of this potential defense witness, the defense is obligated to show the cashier was available in June or July of 1974 but had become unavailable by October.

A second claim of prejudice made by the defendant’s counsel is that the defendant no longer knows the name of the informer who allegedly arranged the introduction of the undercover officer to the defendant, resulting in the sale which is the subject of this indictment.

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Related

People v. "Hayes"
92 Misc. 2d 35 (New York Supreme Court, 1977)

Cite This Page — Counsel Stack

Bluebook (online)
83 Misc. 2d 785, 373 N.Y.S.2d 958, 1975 N.Y. Misc. LEXIS 2981, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-john-doe-nysupct-1975.