People v. Jimenez

2022 IL App (2d) 210280-U

• Court: Appellate Court of Illinois
• Decided: June 27, 2022
• Docket: 2-21-0280
• Status: Unpublished

Opinion

2022 IL App (2d) 210280-U No. 2-21-0280 Order filed June 27, 2022

NOTICE: This order was filed under Supreme Court Rule 23(b) and is not precedent except in the limited circumstances allowed under Rule 23(e)(l). ______________________________________________________________________________

IN THE

APPELLATE COURT OF ILLINOIS

SECOND DISTRICT ______________________________________________________________________________

THE PEOPLE OF THE STATE ) Appeal from the Circuit Court OF ILLINOIS, ) of Du Page County. ) Plaintiff-Appellee, ) ) v. ) No. 15-CF-1157 ) ALBERTO GONZALEZ JIMENEZ, ) Honorable ) Alexander F. McGimpsey III Defendant-Appellant. ) Judge, Presiding. ______________________________________________________________________________

JUSTICE HUTCHINSON delivered the judgment of the court. Justices Jorgensen and Hudson concurred in the judgment.

ORDER

¶1 Held: As there is no meritorious issue to raise on appeal, we grant counsel’s motion to withdraw and affirm the judgment of the trial court.

¶2 Defendant, Alberto Gonzalez Jimenez, entered a negotiated guilty plea to first-degree

murder (720 ILCS 5/9-1(a)(2) (West 2014)) and aggravated battery (id. § 12-3.05(a)(1)) in

connection with the 2005 fatal stabbing of Tehavis Price and the nonfatal stabbing of Verkita

Vargas. The trial court sentenced him to an aggregate 32 years in prison—4 years below the

aggregate sentencing cap to which the State had agreed. Defendant filed a motion to withdraw his

guilty plea and vacate the judgment or reconsider his sentence. Later, he filed an amended motion 2022 IL App (2d) 210280-U

seeking the same relief. He argued that his sentence was excessive because the trial court failed to

consider various mitigating factors. However, he did not present any basis for withdrawing his

guilty plea. Likewise, at the hearing on the motion, defendant argued strictly that his sentence was

excessive and did not present any grounds for withdrawing his plea. The trial court denied the

amended motion, finding no “legal basis to allow the withdrawal of the plea of guilty.” Defendant

filed a timely notice of appeal, and the trial court appointed the Office of the State Appellate

Defender.

¶3 Per Anders v. California, 386 U.S. 738 (1967), and People v. Jones, 38 Ill. 2d 384 (1967),

the appellate defender moves to withdraw as counsel. In his motion, counsel states that he read the

record and found no issue of arguable merit. Counsel further states that he advised defendant of his

opinion. Counsel supports his motion with a memorandum of law providing a statement of facts

and an argument as to why this appeal presents no issue of arguable merit. We advised defendant

that he had 30 days to respond to the motion. That time is past, and defendant has not responded.

¶4 Appellate counsel suggests three potential issues for appeal and concludes that none has

arguable merit. We agree with counsel’s assessment.

¶5 The first potential issue is whether postplea counsel satisfied the requirements of Illinois

Supreme Court Rule 604(d) (eff. July 1, 2017) for an appeal from a judgment entered on a plea of

guilty. In exchange for defendant’s plea, the State agreed to dismiss several counts and recommend

an aggregate sentencing cap of 36 years’ imprisonment (the maximum aggregate prison sentence

for the convictions was 65 years’ imprisonment). Because of the State’s sentencing concession,

defendant’s plea was a negotiated guilty plea under Rule 604(d):

“For purposes of this rule, a negotiated plea of guilty is one in which the prosecution has

bound itself to recommend a specific sentence, or a specific range of sentence, or where the

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prosecution has made concessions relating to the sentence to be imposed and not merely to

the charge or charges then pending.” Id.

Rule 604(d) requires a postjudgment motion as a prerequisite to an appeal from a negotiated plea

of guilty: “No appeal shall be taken upon a negotiated plea of guilty challenging the sentence as

excessive unless the defendant, within 30 days of the imposition of sentence, files a motion to

withdraw the plea of guilty and vacate the judgment.” Id. “The purpose of the Rule 604(d) motion

requirement is to permit the trial judge who accepted the plea and imposed the sentence to consider

any allegations of impropriety that took place outside the record and correct any error that may have

led to the guilty plea.” People v. Petty, 366 Ill. App. 3d 1170, 1175-76 (2006). Rule 604(d) further

provides that defense counsel

“shall file a certificate stating that the attorney has consulted with the defendant either by

phone, mail, electronic means or in person to ascertain defendant's contentions of error in

the sentence and the entry of the plea of guilty, has examined the trial court file and both

the report of proceedings of the plea of guilty and the report of proceedings in the sentencing

hearing, and has made any amendments to the motion necessary for adequate presentation

of any defects in those proceedings.” Ill. S. Ct. Rule 604(d).

The certificate requirement enables the trial court to ensure that counsel has reviewed the

defendant’s claim and considered all relevant bases for the motion to withdraw the guilty plea or

reconsider the sentence. People v. Shirley, 181 Ill. 2d 359, 361 (1998). Strict compliance with Rule

604(d) is mandatory. People v. Gorss, 2022 IL 126464, ¶ 19. The remedy for noncompliance is a

remand to the trial court to ensure compliance. Id.

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¶6 The record here shows strict compliance with Rule 604(d). Postplea counsel filed a timely

motion to either withdraw the plea or reconsider the sentence. Counsel later filed an amended

motion along with a certificate that closely tracked the language of the rule.

¶7 We recognize that a facially valid certificate is not ironclad, as the record may rebut its

representations. See People v. Bridges, 2017 IL App (2d) 150718, ¶ 8. That simply was not the case

here; rather, the record corroborated postplea counsel’s representations in the certificate. Counsel’s

initial motion made requests for relief but had no supporting argument. In contrast, counsel’s

amended motion contained a properly developed argument that defendant’s sentence was excessive.

Counsel explained at a status hearing that she had “had significant difficulty reaching [defendant]

in the Department of Corrections because of [COVID-19] restrictions.” However, she eventually

contacted him and so was able to file the amended motion and the certificate. Counsel’s remarks

confirm that she consulted with defendant in the preparation of the amended motion. We agree with

appellate counsel that it would be frivolous to argue that postplea counsel failed to comply with

Rule 604(d).

¶8 The second potential issue is whether the trial court erred in denying defendant’s request to

withdraw his guilty plea and vacate his conviction. “Leave to withdraw a guilty plea is granted not

as a matter of right, but only as required to correct a manifest injustice under the facts involved.”

People v. Ferral-Mujica, 2017 IL App (2d) 160240, ¶ 22. “Leave should be granted if it appears

that (1) the plea was entered on a misapprehension of the facts or the law, (2) there is doubt as to

the guilt of the accused, (3) the accused has a meritorious defense, or (4) the ends of justice will be

better served by submitting the case to a jury.” Id. The trial court’s denial of leave to withdraw a

guilty plea will not be disturbed on appeal unless the trial court abused its discretion. Id.

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¶9 There are two reasons why it would be frivolous for appellate counsel to argue that the trial

court erred in denying defendant leave to withdraw his plea. First, defendant has forfeited the issue.

In his amended motion, defendant asked for leave to withdraw his plea or for reconsideration of his

sentence. However, neither his amended motion nor his arguments at the motion hearing suggested

any basis for withdrawing the plea. Substantively, defendant focused entirely on his sentence and

its alleged excessiveness. Rule 604(d) states that “[u]pon appeal any issue not raised by the

defendant in the motion to reconsider the sentence or withdraw the plea of guilty and vacate the

judgment shall be deemed waived.” Ill. S. Ct. R. 604(d). The waiver rule serves Rule 604(d)’s

purpose “to ensure that any errors that may have resulted in a guilty plea and subsequent sentence

are brought to the attention of the circuit court before appeal, while memories are fresh and

witnesses are available.” Gorss, 2022 IL 126464, ¶ 15. Failure to raise claims of error before the

trial court denies the court the opportunity to correct the error immediately and thereby wastes time

and judicial resources. People v. McLaurin, 235 Ill. 2d 478, 488 (2009). Allowing defendant to

present, for the first time on appeal, grounds to withdraw his guilty plea would thwart Rule 604(d)

altogether.

¶ 10 Second, the record discloses no grounds for withdrawing the plea. As appellate counsel

notes, the trial court, in accepting defendant’s guilty plea, fully complied with Illinois Supreme

Court Rule 402 (eff. July 1, 2012). The purpose of that rule is to ensure compliance with the due

process requirement that a plea of guilty be affirmatively shown as voluntarily and intelligently

made before it can be accepted. People v. Day, 311 Ill. App. 3d 271, 274 (2000). Thus, the rule

requires the trial court, before accepting a plea, to (1) admonish the defendant; (2) determine

whether the plea is voluntary; and (3) determine whether a factual basis exists for the plea. Ill. S.

Ct. R. 402(a)-(c) (eff. July 1, 2012). The admonishment requirement entails that the trial court

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apprise the defendant of and determine that he understands (1) the nature of the charges; (2) the

minimum and maximum sentences; (3) that he has a right to plead not guilty, to persist in that plea

if it is already made, or to plead guilty; and (4) that, by pleading guilty, he waives the right to a jury

trial and to confront the witnesses against him. Ill. S. Ct. R. 402(a) (eff. July 1, 2012). The trial

court gave these admonitions and verified that defendant understood them. Defendant also executed

a jury waiver in open court.

¶ 11 Next, the court determined that the plea was voluntary by (1) reciting the terms of the plea

agreement and verifying that defendant understood them; (2) confirming that defendant was not

under the influence of alcohol, drugs, or medication; and (3) verifying that the plea was not induced

by force, threats, or promises apart from the terms of the plea agreement. See Ill. S. Ct. R. 402(b)

(eff. July 1, 2012).

¶ 12 Finally, the court received and accepted the following factual basis. See Ill. S. Ct. R. 402(c)

(eff. July 1, 2012). On June 6, 2015, defendant attended a friend’s high school graduation party in

Glen Ellyn. At one point, Vargas and Price were in her vehicle as she tried to leave the driveway.

Defendant, holding a knife, approached the car and stabbed Vargas nonfatally. When Price

attempted to intervene, defendant stabbed him fatally.

¶ 13 Based on the foregoing, we agree with appellate counsel that there is no potential merit in

arguing that defendant’s plea was not knowing and voluntary. Nor does the record indicate any

other nonfrivolous basis to assert that withdrawal of the plea is necessary to correct a manifest

injustice. For instance, there is no suggestion of a meritorious defense or other ground for claiming

defendant’s innocence.

¶ 14 The third potential issue is whether the trial court should have entertained defendant’s

request for reconsideration of his sentence. Appellate counsel is correct that, when a defendant

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pleads guilty in exchange for a cap on the length of his sentence, he cannot challenge a sentence

imposed within the agreed range without first moving to withdraw his plea. See People v. Linder,

186 Ill. 2d 67, 68 (1999). Defendant’s aggregate sentence was 32 years, which was within the

agreed range. Therefore, defendant was required to seek the withdrawal of his guilty plea before

challenging his sentence. As we have explained, defendant has forfeited any challenge to his plea

and, in any case, the record is clear that there is no valid reason to withdraw defendant’s plea.

¶ 15 After examining the record, the motion to withdraw, and the memorandum of law, we agree

with appellate counsel that this appeal presents no issue of arguable merit. Therefore, we grant

counsel’s motion to withdraw and affirm the judgment of the circuit court of Du Page County.

¶ 16 Affirmed.

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