People v. James

114 A.D.3d 1202, 980 N.Y.S.2d 645

This text of 114 A.D.3d 1202 (People v. James) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. James, 114 A.D.3d 1202, 980 N.Y.S.2d 645 (N.Y. Ct. App. 2014).

Opinion

[1203]*1203Appeal from a judgment of the Ontario County Court (William F. Kocher, J.), rendered February 29, 2012. The judgment convicted defendant, upon a jury verdict, of burglary in the first degree, unlawful imprisonment in the second degree and assault in the second degree.

It is hereby ordered that the judgment so appealed from is unanimously modified as a matter of discretion in the interest of justice and on the law by reversing that part convicting defendant of unlawful imprisonment in the second degree and dismissing count two of the indictment and by reducing the sentence imposed for burglary in the first degree to a determinate term of five years of incarceration to be followed by three years of postrelease supervision and as modified the judgment is affirmed.

Memorandum: On appeal from the judgment convicting him upon a jury verdict of burglary in the first degree (Penal Law § 140.30 [2]), unlawful imprisonment in the second degree (§ 135.05) and assault in the second degree (§ 120.05 [6]), defendant contends that his conviction of unlawful imprisonment should be dismissed pursuant to the merger doctrine. Although defendant failed to preserve his contention for our review (see CPL 470.05 [2]; People v Johnson, 204 AD2d 1024, 1024 [1994], lv denied 84 NY2d 827 [1994]), we exercise our power to review it as a matter of discretion in the interest of justice (see CPL 470.15 [6] [a]) and, because we agree with defendant, we modify the judgment accordingly. “Under the doctrine of judicial merger, an unlawful imprisonment or kidnapping that is incidental to and inseparable from the commission of another crime merges with such other crime” (People v Moore, 154 AD2d 929, 929 [1989], lv denied 75 NY2d 773 [1989]). In determining whether the merger doctrine applies herein, “our guiding principle is whether [defendant’s] restraint [of the victim] was so much the part of another substantive crime[, i.e., the crime of assault,] that the substantive crime could not have been committed without such acts [constituting the crime of unlawful imprisonment] and that independent criminal responsibility may not fairly be attributed to them” (People v McEathron, 86 AD3d 915, 915-916 [2011], lv denied 19 NY3d 975 [2012] [internal quotation marks omitted]). Here, the brief “abduc[1204]*1204tion” of the victim, i.e., the moment when defendant grabbed the victim and pulled him outside the dwelling at issue, was “merely ‘preliminary, preparatory, or concurrent action’ in relation to the ultimate crime [of assault]” (People v Swansbrough, 22 AD3d 877, 878 [2005], quoting People v Miles, 23 NY2d 527, 539 [1969], cert denied 395 US 948 [1969]), and we thus conclude that the unlawful imprisonment count merged with the assault count (see id.; see also People v Major, 142 AD2d 603, 604 [1988]).

Defendant failed to preserve for our review his contention that the evidence is legally insufficient to support the conviction of burglary in the first degree inasmuch as lie made only a general motion for a trial order of dismissal (see People v Gray, 86 NY2d 10, 19 [1995]) and, furthermore, he failed to renew the motion after presenting evidence (see People v Hines, 97 NY2d 56, 61 [2001], rearg denied 97 NY2d 678 [2001]). In any event, that contention lacks merit.

First, defendant contends that the evidence with respect to the burglary conviction is legally insufficient because the People did not establish that defendant entered the victim’s dwelling with intent to commit the crime of unlawful imprisonment. “ ‘In order to secure a conviction for burglary, the People need only allege and prove a knowing and unlawful entry coupled with an intent to commit a crime therein. There is no requirement that the People allege or establish what particular crime was intended’ ” (People v Lewis, 5 NY3d 546, 552 [2005], quoting People v Mahboubian, 74 NY2d 174, 193 [1989]). However, “[i]f the People . . . expressly limit[ ] their theory of the ‘intent to commit a crime therein’ element to a particular crime, then they would have ... to prove that the defendant intended to commit that crime” (id. at 552 n 7). Even assuming, arguendo, that the prosecutor expressly limited the “intent to commit a crime therein” to the crime of unlawful imprisonment, we reject defendant’s contention that the burglary count necessarily fails upon our dismissal of the unlawful imprisonment count. To the extent that the People limited their theory of intent to the allegation that defendant intended to commit unlawful imprisonment, “the People were required to prove only that defendant intended to commit [that] crime[ ]” (People v Bibbes, 98 AD3d 1267, 1269 [2012], amended on rearg 100 AD3d 1473 [2012], lv denied 20 NY3d 931 [2012]), “not that he actually committed [that crime]” (People v Porter, 41 AD3d 1185, 1186 [2007], lv denied 9 NY3d 963 [2007] [emphasis added]; see People v Mackey, 49 NY2d 274, 279 [1980]). Here, the People established that defendant intended to commit the crime of unlawful [1205]*1205imprisonment upon entering the victim’s home, i.e., defendant intended to restrain the victim (see Penal Law § 135.05), and the dismissal of the underlying count of unlawful imprisonment based on the merger doctrine does not impact the burglary conviction.

Second, defendant contends in support of his legal sufficiency challenge with respect to the burglary conviction that the evidence does not demonstrate that he entered the victim’s dwelling with the intent to commit any crime therein. We reject that contention (see generally People v Bleakley, 69 NY2d 490, 495 [1987]). “ £In burglary cases, the defendant’s intent to commit a crime within the premises may be inferred beyond a reasonable doubt from the circumstances of the entry’ ” (People v Beaty, 89 AD3d 1414, 1416 [2011], affd 22 NY3d 918 [2013]), his “unexplained presence on the premises, and [his] actions and statements when confronted by police or the property owner” (People v Ostrander, 46 AD3d 1217, 1218 [2007]; see People v Rodriguez, 17 NY3d 486, 489 [2011]; People v Bracey, 41 NY2d 296, 301 [1977], rearg denied 41 NY2d 1010 [1977]). Here, defendant’s intent to commit the crime of unlawful imprisonment in the second degree, i.e., his intent to restrain the victim, may be inferred from the evidence that defendant reached into the victim’s dwelling and dragged him to the porch before continuously punching him.

Third, defendant contends in support of his legal sufficiency challenge with respect to the burglary conviction that the People failed to establish that defendant caused physical injury to the victim while entering the victim’s dwelling, while in the dwelling, or while in immediate flight therefrom. We reject that contention. There is no dispute that the physical contact between defendant and the victim began when defendant grabbed the victim inside the victim’s home and continued as defendant pulled the victim onto the porch of that dwelling. We conclude that the circumstances of this case reflect a continuous assault that began when defendant grabbed the victim inside the victim’s dwelling (see generally People v Alonzo, 16 NY3d 267, 270 [2011]; People v Snyder, 100 AD3d 1367, 1367 [2012], lv denied 21 NY3d 1010 [2013]).

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Bluebook (online)
114 A.D.3d 1202, 980 N.Y.S.2d 645, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-james-nyappdiv-2014.