2021 IL App (5th) 190358-U NOTICE NOTICE Decision filed 07/12/21. The This order was filed under text of this decision may be NO. 5-19-0358 Supreme Court Rule 23 and is changed or corrected prior to the filing of a Petition for not precedent except in the
Rehearing or the disposition of IN THE limited circumstances allowed the same. under Rule 23(e)(1). APPELLATE COURT OF ILLINOIS
FIFTH DISTRICT ______________________________________________________________________________
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the ) Circuit Court of Plaintiff-Appellee, ) Jefferson County. ) v. ) No. 11-CF-189 ) DAMONDROS JAMES, ) Honorable ) Barry L. Vaughan, Defendant-Appellant. ) Judge, presiding. ______________________________________________________________________________
JUSTICE WHARTON delivered the judgment of the court. Justices Welch and Barberis concurred in the judgment.
ORDER
¶1 Held: Defendant did not demonstrate he received ineffective assistance of plea counsel where the record demonstrated that he understood the sentencing range and he presented no evidence to support his claim that he would have insisted on going to trial but for plea counsel’s alleged deficiencies. The record is inadequate to allow us to consider the defendant’s youth-based as-is constitutional challenge to his sentence where he presented no evidence in support of his claim other than his age. The trial court did not abuse its discretion in sentencing the defendant to 50 years in prison.
¶2 The defendant, Damondros James, was 18 years old when he and three other teenagers
killed 75-year-old cab driver Charles Ellis during an attempted robbery. Two of the teenagers,
including the defendant, were armed. The defendant pled guilty in a partially-negotiated plea
agreement, pursuant to which the State agreed not to seek a 25-year-to-life sentence
enhancement for causing a death by personally discharging a firearm (see 730 ILCS 5/5-8-
1 1(a)(1)(d)(iii) (West 2012)) in exchange for the defendant’s plea and his agreement to cooperate
in the prosecution of his three codefendants. In spite of this agreement, the defendant did not
testify against his codefendants. The court sentenced the defendant to 50 years in prison,
emphasizing the defendant’s refusal to testify against his codefendants and evidence presented at
the sentencing hearing showing that a bullet from his gun killed the victim. He subsequently filed
a motion to withdraw his plea, which the court denied.
¶3 On appeal, the defendant argues that (1) the trial court abused its discretion in denying his
motion to withdraw his plea because he received ineffective assistance of plea counsel due to
counsel’s alleged failure to adequately explain to him the possible sentencing ranges he faced
and the requirement that he testify against his codefendants; (2) his 50-year sentence violates
both the eighth amendment of the United States Constitution (U.S. Const., amend. VIII) and the
proportionate penalties clause of the Illinois Constitution (Ill. Const. 1970, art. I, § 11) as applied
to him; and (3) his sentence is excessive and constitutes an abuse of the trial court’s discretion.
We affirm.
¶4 I. BACKGROUND
¶5 On May 31, 2011, 75-year-old cab driver Charles Ellis was found dead in his cab.
Evidence produced during the defendant’s sentencing hearing demonstrated that someone called
for a cab using a phone belonging to Demondre Black, one of the codefendants in this case. A
call was placed from Black’s phone to the defendant’s phone shortly thereafter. When Ellis
arrived in his cab at the requested pick-up location, codefendants Christopher Wells and Mark
Anthony Taylor got into the cab. At the direction of Wells and Taylor, Ellis drove them to Sixth
Street and Herbert Street. There, Black and the defendant emerged from a hiding place and
2 ambushed the cab. Ellis attempted to flee. However, Taylor punched him in the face and two
shots were fired, one of which struck him in the back. Ellis died of a gunshot wound.
¶6 Police recovered a .380 projectile from the post between the front and rear driver’s side
doors of Ellis’s cab. Police found a loaded .380 pistol hidden under Wells’s bed. The pathologist
who performed an autopsy on Ellis recovered a single .22-caliber bullet fragment. The defendant
admitted to police that he participated in the robbery attempt, but he denied carrying a weapon
during the robbery or shooting Ellis. However, in separate statements, all three of his
codefendants claimed that he fired a .22-caliber pistol—or, as they called it, a “deuce-deuce.”
Police also found four boxes of unfired .22-caliber ammunition under the defendant’s bed. No
.22-caliber weapon was ever recovered.
¶7 On June 1, 2011, the defendant was arrested and charged with first degree murder. The
information alleged that the defendant shot Ellis during an attempted robbery, thereby causing
his death, and that the defendant personally discharged a firearm during commission of the
offense. The information stated that 20 years would be added to the defendant’s sentence if the
jury found that he personally discharged a firearm during the attempted robbery. See 730 ILCS
5/5-8-1(a)(1)(d)(iii) (West 2010). On June 23, the State returned a superseding indictment
containing these same allegations.
¶8 On November 2, 2011, the State filed a notice that it intended to produce evidence that
the defendant personally discharged the weapon that proximately caused Ellis’s death. The
notice indicated that if the jury finds this to be the case, the defendant would be subject to a
sentence enhancement of 25 years to natural life. See id.
¶9 On that same date, this case came for what was scheduled to be the final pretrial
conference. The defendant was then represented by public defender Bob Verhines. Verhines
3 indicated to the trial judge that, although the State had not previously provided him with a copy
of its motion, he “knew it was coming.” He stated, “I didn’t know if this would require any
further admonishment or not.” The court then addressed the defendant. The court explained in
detail that the State intended to present evidence showing that he personally discharged a firearm
that caused the death of Charles Ellis and that if the jury finds this to be the case, he could
receive an additional sentence of 25 years to life. The court further explained, “The jury would
have to find beyond a reasonable doubt that what the State says happened on the notice did, in
fact, happen.” The court did not ask whether the defendant understood this admonishment.
¶ 10 Verhines noted that the trial was set for November 15. He asked the court to set another
pretrial hearing for November 8. The court granted this request. At the November 8 hearing,
Verhines requested a continuance based on his discussions with the defendant concerning the
ramifications of the State’s November 2 notice. The State did not object, and the court granted
the request.
¶ 11 Subsequently, Verhines withdrew as counsel and the defendant retained Aaron Hopkins
to represent him. The case was also transferred from the original trial judge, Judge Gamber, to
Judge Vaughan.
¶ 12 In November 2013, Hopkins filed on behalf of the defendant a motion requesting an
independent analysis of all the firearm-related evidence recovered in this case. That evidence
included the .22-calliber bullet fragment recovered from Ellis’s body during the autopsy, the four
boxes of .22-caliber bullets found under the defendant’s bed, the .380-caliber pistol found under
Wells’s bed, and a magazine and seven unfired .380-caliber cartridges. The defendant selected an
independent expert located in Ft. Worth, Texas. The court granted the defendant’s motion in
April 2014.
4 ¶ 13 In July 2014, the parties entered into a stipulation reflecting certain agreements they had
reached related to the necessity of sending the firearms evidence to the defendant’s independent
expert via first-class mail. First, the parties agreed that it would be unnecessary for the State to
establish a chain of custody during transportation of the evidence to and from Texas. Second,
they agreed that the evidence was to be returned to the Mt. Vernon Police Department by July
29, and that any delay would be attributable to the defendant. Finally, the parties agreed that if
any of the exhibits were lost or damaged in transit, the defendant would not object to the
admission into evidence of photographs in lieu of the exhibits themselves. The .22-caliber bullet
fragment removed during the autopsy was lost in transit on its way to the expert’s office. The
record does not indicate precisely when or where the evidence was lost, nor does it reveal
whether the evidence was in the custody of the Mt. Vernon Police Department when this
occurred.
¶ 14 In December 2014, the defendant entered into a plea agreement. At the plea hearing, the
prosecutor described the plea agreement to the court as follows: The agreement called for the
defendant to cooperate with prosecutors, including by giving testimony against his codefendants,
if necessary. In exchange, the State would agree not to seek an enhanced sentence for use of a
firearm. To that end, the State intended to dismiss the pending charges and file an amended
indictment charging the defendant with a single count of felony-murder, which would not
include any allegations that the defendant used a firearm. Pursuant to the agreement, the
defendant would plead guilty to the amended indictment, and he would be subject to a sentencing
range of 20 to 60 years.
¶ 15 After the Assistant State’s Attorney described the agreement, the court addressed the
defendant, asking, “Is that your understanding, Mr. James? This is what you’re pleading to
5 today?” In response, the defendant said, “Yeah. I thought it was 20 to 40, though.” At this point,
the court took a recess to allow the defendant to confer with his attorney.
¶ 16 After the recess, the court explained to the defendant that the sentencing range for first
degree murder is 20 to 60 years, but that an extended sentence of 60 to 100 years or a natural life
sentence is possible if certain aggravating factors are present. However, the court indicated that
the defendant would not be eligible for a natural life sentence and that the State did not intend to
seek an “enhanced-term sentence.” Asked to confirm that this was correct, the prosecutor replied,
“That is correct, Your Honor. We are seeking only an open plea to a 20-to-60 range.”
¶ 17 The court next explained that the State intended to withdraw its claim of a sentence
enhancement based on the use of a firearm, which would have added 25 years to life to his
sentence. Asked if he understood this, the defendant said, “Yes, sir.” Asked if he was willing to
plead guilty with this understanding, the defendant said, “Yeah.”
¶ 18 At this point, the prosecutor reiterated that the plea agreement also required the defendant
to cooperate with the State in the prosecution of his codefendants. The following colloquy then
occurred:
“THE COURT: *** You understand those additional requirements, Mr. James, that
they are asking you to—or requiring you, as part of this plea agreement, to cooperate
with law enforcement, give a statement, and testify truthfully, if required?
THE DEFENDANT: Yes, sir.”
¶ 19 The court next admonished the defendant about the rights he was giving up by pleading
guilty, and the defendant indicated that he understood these rights. The court then asked the
defendant if he felt that he had enough time to discuss the plea agreement with his attorney, to
which the defendant replied, “Yes, sir.”
6 ¶ 20 The State then presented a factual basis for the plea, after which the court again advised
the defendant that the sentencing range for murder was 20 to 60 years, and the defendant again
indicated that he understood. Next, the court asked the defendant if he understood both that the
plea agreement required him to cooperate and that his sentence could be anywhere from 20 to 60
years. The defendant once again indicated that he understood.
¶ 21 The following exchange then took place:
“THE COURT: Has anyone led you to believe or promised you you would receive a
certain sentence or be in a certain range?
THE DEFENDANT: There wasn’t no promises. I just thought wrong. I misheard
him. I thought it was going to be 20 to 40, but he was saying 20 to 60 because it’s
Murder.”
The court once again asked the defendant if he understood that the sentencing range was actually
20 to 60 years. In response, the defendant said, “Yes.”
¶ 22 The court advised the defendant that he would also be subject to a three-year period of
mandatory supervised release, which the defendant indicated he understood. The court accepted
the defendant’s plea.
¶ 23 The case against the defendant remained pending while the trials of his codefendants
proceeded. In May 2016, the defendant filed a pro se motion to withdraw his guilty plea. In
pertinent part, he asserted that he received ineffective assistance of plea counsel; that he felt
pressured to accept the plea agreement and was rushed into making a decision; that he was
misled by counsel; and that he did not fully understand the nature of the charge or the sentencing
range.
7 ¶ 24 The defendant subsequently withdrew this motion. At a February 2017 status hearing,
defense counsel explained that the defendant wanted “more time to think about how he’d like to
proceed,” and that he was ready for the matter to be set for sentencing.
¶ 25 The court held a sentencing hearing on May 19, 2017. At the outset, the court addressed
the defendant’s expressed desire to withdraw his plea. Defense counsel clarified that although the
defendant wanted to withdraw his plea “at some point,” he was ready to proceed with sentencing.
The court noted that if the defendant wanted to file either an appeal or any additional motions, he
would have to do so within 30 days after the hearing. Counsel responded, “I so advised him,
Your Honor, but I would ask that the court, once again, on this proceeding, advise him on the
record of his rights in regard to that.”
¶ 26 As evidence in aggravation, the State presented the testimony and victim impact
statement of Ellis’s son, Bobby Ellis. The State also presented the testimony of Captain Jeff
Bullard, a Mt. Vernon Police Department detective involved in the investigation. Bullard’s
testimony provided evidence that the defendant fired the .22-caliber shot that killed Ellis. As we
discussed earlier, that evidence included the separate statements of all three codefendants
indicating that the defendant fired a “deuce-deuce” and testimony that police found four boxes of
.22-caliber bullets under the defendant’s bed. Bullard acknowledged that the three codefendants
appeared to know each other better than they knew the defendant. He explained that they only
knew the defendant by his nicknames, Man and Drosky. Bullard further acknowledged that
although the defense had requested an independent analysis of the bullet fragment recovered
during the autopsy, the testing never occurred because the fragment “fell out during the shipping
process.”
8 ¶ 27 In mitigation, the defendant presented the testimony of his mother, Tanisha Henderson;
his grandmother, Patricia James; and his great-aunt, Joyce Hicks. All three witnesses testified
that the defendant did not have any behavioral problems growing up. James testified that the
defendant helped take care of his siblings. Henderson testified that although the defendant had
“typical” disputes with his siblings, he was often the “peacemaker” in the household.
¶ 28 Henderson further testified that the defendant was a good student in school, but because
he had dyslexia, he sometimes needed extra time to read or take tests. She explained that the
defendant required tutoring if he was struggling in any of his classes. She testified that he had
issues with “understanding and comprehending certain things, or having to read it multiple times,
or someone to read it to him in a different way for him to understand it better.”
¶ 29 Asked by defense counsel if there was anything she wanted to tell the trial judge before
he sentenced the defendant, Henderson stated, “I would just like to say that my son was not
raised in a bad environment. He was raised in a loving home.”
¶ 30 The court also considered information in the presentence investigation report (PSI). The
PSI indicated that the defendant had no history of either delinquency proceedings or criminal
convictions. The defendant reported to the probation officer who prepared the PSI that he was
raised by his mother and grandmother, and that he did not experience any abuse. The defendant
also reported that he had no mental health issues and no issues with drug or alcohol abuse,
although he acknowledged occasional use of alcohol and marijuana. The defendant’s academic
records and school disciplinary records were attached to the PSI. The academic records showed
that the defendant did poorly in school, obtaining a grade point average of 1.952. However,
records also showed that the defendant left school and obtained his general equivalency diploma
(GED) prior to his scheduled high school graduation date. The disciplinary records indicated that
9 the defendant had numerous disciplinary reports. Most were for tardiness, truancy, or use of
electronic devices during class. However, there was one report for fighting with another student,
one for throwing rocks at other students, and one for pouring a glass of juice over a classmate’s
head.
¶ 31 After hearing arguments from the parties and a statement in allocution from the
defendant, the court ruled from the bench. As factors in mitigation, the court found that the
defendant lacked a criminal history (see 730 ILCS 5/5-5-3.1(a)(7) (West 2016)) and that he had
obtained his GED. As factors in aggravation, the court found that the defendant’s conduct caused
serious harm that the defendant should have contemplated (see id. § 5-5-3.2(a)(1)); the defendant
intended to be compensated for his conduct in the form of taking money from Ellis during the
robbery (see id. § 5-5-3.2(a)(2)); the victim was over 60 years old (see id. § 5-5-3.2(a)(8)); and a
lengthy sentence was necessary to deter others (see id. § 5-5-3.2(a)(7)).
¶ 32 The court considered the State’s argument that the crime was accompanied by brutality
and wanton cruelty. In supporting this argument, the prosecutor relied on evidence Ellis was
punched in the face hard enough to cause his dentures to fall out. The court initially stated that it
did not find this factor to be applicable, explaining that violence is inherent in the crimes of
murder and robbery, and finding that this case did not involve any more violence than what is
inherent in the offenses. However, the court noted that it could consider these facts, but would
give them “little weight.”
¶ 33 Finally, the court noted that although the defendant expressed remorse, he did not testify
against his codefendants as he was required to do under the plea agreement. The court sentenced
the defendant to 50 years in prison. The court then admonished the defendant concerning his
appeal rights and his right to file a motion to withdraw his plea.
10 ¶ 34 In June 2017, the defendant filed another pro se motion to withdraw his plea, asserting
that plea counsel Hopkins provided erroneous advice. The court appointed attorney Edward
Veltman to represent the defendant. Veltman subsequently filed a certificate of compliance with
Illinois Supreme Court Rule 604(d) (eff. July 1, 2017) and a motion to amend the defendant’s
motion to withdraw the plea to include a request to reconsider his sentence.
¶ 35 In May 2018, the court held a hearing on the defendant’s motion. The defendant was the
only witness to testify at the hearing. When asked if he remembered the nature of the plea
agreement, the defendant replied, “My attorney, Mr. Hopkins, he never fully explained the nature
of it.” The defendant testified that he pled guilty anyway because his trial was set for the
following week and he did not believe Hopkins was prepared for trial. He did not explain why he
thought Hopkins was not prepared. According to the defendant, Hopkins told him that he would
be able to withdraw his plea within 30 days if he claimed that he was misled. The defendant
further testified that Hopkins told him that Judge Vaughan was “predictable” and would likely
impose a sentence of 20 to 25 years. The defendant acknowledged that he told Judge Vaughan
that he had enough time to consult with his attorney prior to entering his plea. When asked why,
he said, “I was just answering how my attorney wanted me to answer the question.”
¶ 36 On cross-examination, the defendant acknowledged that during the plea hearing, he
indicated to Judge Vaughan that he understood what the agreement entailed. When asked to
acknowledge that he did have some understanding of the agreement, the defendant responded,
“When he came to the sentencing part, that’s one of the things that I kind of had an
understanding of, but all around, no, I didn’t.” The defendant further testified that he did not
want to plead guilty, and that he did so only because he did not believe Hopkins was prepared for
trial and because Hopkins misled him. When asked to specify what Hopkins misled him about,
11 the defendant replied, “Pretty much everything that I put into my motion to withdraw my guilty
plea. Everything that he was telling me was like misleading ***.” Asked if Hopkins misled him
about the sentencing range, the defendant testified that Hopkins told him that the State would not
recommend more than 40 years.
¶ 37 The defendant further testified that he told Hopkins that he did not want to testify against
his codefendants. According to the defendant, Hopkins told him that it was “not important
because [he was] not a key witness in the case.” He acknowledged that providing testimony “was
part of the plea,” but stated, “that’s not what I wanted to do.”
¶ 38 The defendant also testified that he wanted Hopkins to file a motion to suppress “the
bullet that was found,” but that Hopkins did not want to do so “because he didn’t want to make
the police department look bad for losing the evidence.” The defendant acknowledged that this
explanation made no sense, but he insisted that it is what Hopkins told him. We note that the
defendant’s first attorney, Verhines, indicated at a status hearing in 2011 that he had looked into
filing a motion to suppress that evidence but found no basis for doing so. The evidence was lost
in transit when it was sent to the defendant’s expert witness more than two years later.
¶ 39 Finally, the prosecutor asked the defendant whether he was lying to the court when he
said that he understood the plea agreement and wanted to pursue it. He replied, “I would not say
it was lying, but—I did tell [the judge] that, but I didn’t know how to go about it.”
¶ 40 In explaining his ruling from the bench, Judge Vaughan recalled that at the plea hearing,
the court took more than one recess to make sure the defendant understood the sentencing range
of 20 to 60 years. He further recalled questioning the defendant at length about his understanding
of the fact that he could receive a sentence anywhere within that range. Judge Vaughan further
recalled that “the State was probably going to recommend a lower sentence” if the defendant
12 cooperated with prosecutors in the trials of his codefendants even though the plea agreement did
not require this. He noted, however, that this matter was not addressed in the transcription of the
plea hearing.
¶ 41 Judge Vaughan further recalled that the defendant filed multiple pro se motions to
withdraw his plea while this matter remained pending. Judge Vaughan noted that he repeatedly
asked at status hearings why those motions had not been set for hearing, and he was repeatedly
told that the defendant was waiting to see whether he would be required to testify against his
codefendants before proceeding on his motions. He concluded by stating that he believed the
defendant had been given “every opportunity” to say that he felt pressured into pleading guilty or
that he did not understand the sentencing range he faced.
¶ 42 Veltman presented a brief argument in support of the defendant’s motion to reconsider
his sentence. He urged the court to review the PSI again and to consider evidence that the
defendant had completed several courses available to him in prison. He argued that the
defendant’s sentence was excessive because the defendant was very young at the time of the
offense and he had no prior criminal history. In addressing these arguments, Judge Vaughan
stated that he believed that the defendant’s 50-year sentence was appropriate because the murder
occurred during the commission of another crime and because it was the defendant who
personally fired the shot that killed Ellis.
¶ 43 The court entered an order denying the defendant’s motion after the hearing. The
defendant appealed that ruling four days later. This court dismissed the appeal due to Veltman’s
failure to fully comply with Rule 604(d). We remanded the case to the trial court for compliance
with that rule.
13 ¶ 44 On remand, the trial court appointed attorney Letisha Luecking to represent the
defendant. In April 2019, Luecking filed on the defendant’s behalf a motion to withdraw his plea
or reconsider his sentence. In support of the defendant’s request to withdraw his plea, he alleged
that Hopkins urged him to plead guilty because the State wanted a plea deal to avoid making the
Mt. Vernon Police Department “look bad” for losing evidence. He further alleged that Hopkins
erroneously advised him that the State would not recommend a sentence of more than 40 years
and that the trial judge was predictable and would likely impose a sentence of 20 to 25 years.
The defendant acknowledged that plea counsel advised him that he would face a sentence of 45
years to life if he went to trial, but he alleged that counsel did not advise him that this sentencing
range only applied if the jury found beyond a reasonable doubt that he personally discharged a
firearm. He further alleged that when he told Hopkins that he did not want to testify against his
codefendants, Hopkins advised him that he was unlikely to be called to testify because he was
not an important witness. Finally, the defendant alleged that he was confused about the charge
and the potential sentences. He asserted that because he was dyslexic, he needed extra time to
understand these things.
¶ 45 In support of his request to reconsider his sentence, the defendant argued that the trial
court improperly considered evidence that the defendant was the shooter as a factor in
aggravation where no such allegation was included in the factual basis presented at the plea
hearing. He further argued that the court also improperly considered evidence that Ellis was
punched in the face and evidence that his dentures fell out where there was no evidence that the
defendant was responsible for this. Finally, the defendant argued that his de facto life sentence
was unconstitutional as applied to him because he was only 18 years old when the murder
occurred, he showed remorse for his crime, and he stated that he participated in the robbery and
14 murder only because he fell in with a bad crowd. In support of his constitutional claim, the
defendant pointed to articles and studies detailing recent developments in brain science
indicating that the brains of individuals between 18 and 25 years of age are still developing.
¶ 46 The matter came for a hearing in August 2019. Hopkins testified concerning his
representation of the defendant in this matter. Asked if he recalled the defendant stating during
the plea hearing that he was confused concerning the sentencing range, Hopkins replied, “I do
recall that there may have been a break at one point and time in order [for the defendant] to have
a meeting with myself. The substance of that, I can’t recall at this point.” Hopkins further
testified that he was aware that the defendant had dyslexia. Asked if he took “any special
precautions” or treated the defendant differently from other clients, Hopkins replied, “I didn’t do
anything extra ordinary with Mr. James, no.”
¶ 47 On cross-examination, Hopkins testified that although he did not recall the specifics of
his interactions with the defendant, his general practice was to read police reports, plea
agreements, and any other relevant documents to his clients and to “go over all aspects” of these
documents. If a client indicated that he did not understand anything, Hopkins’s practice was to
take whatever time was necessary to be sure the client understood.
¶ 48 Hopkins denied telling the defendant that he should plead guilty rather than filing a
motion to suppress evidence because such a motion would make the Mt. Vernon Police
Department look bad. He also denied telling the defendant that Judge Vaughan was likely to give
him a low sentence. Hopkins recalled that the defendant was “somewhat apprehensive about”
testifying against his codefendants, but he did not recall the defendant refusing to testify.
Hopkins denied advising the defendant he would not have to testify, but he did advise the
defendant “that the odds were not one hundred percent that he would have to testify.”
15 ¶ 49 On redirect examination, Hopkins testified that he explained to the defendant how a
sentencing hearing works, including the fact that the judge would consider aggravating and
mitigating factors. He explained to the defendant that the plea agreement “involved the removal
of all enhancements.”
¶ 50 The defendant’s grandmother, Patricia James, testified that she attended most of the
defendant’s court hearings during the plea proceedings, and she believed that the defendant did
not understand what was going on. Asked to explain why, she testified, “I felt that because he
never been in a situation like that before. It was very confusing to him.”
¶ 51 In ruling from the bench, Judge Vaughan recalled that during the plea hearing, the
defendant expressed some confusion regarding the sentencing range and that the court took a
recess of approximately 15 to 20 minutes to allow the defendant to consult with his attorney on
this question. Judge Vaughan further recalled that when he asked the defendant whether anyone
had promised him that the sentence would be within a specific range, the defendant replied,
“There wasn’t no promises. I just thought wrong. I misheard him. I thought it was going to be 20
to 40, but he was saying 20 to 60.” Judge Vaughan explained that this response made it clear to
him that the defendant understood that the sentencing range was 20 to 60 years.
¶ 52 The court next heard argument from counsel on the motion to reconsider the defendant’s
sentence. Luecking’s arguments in support of the defendant’s request to reconsider his sentence
were identical to those she raised in the motion she filed on his behalf. In ruling on the motion,
Judge Vaughan emphasized that in sentencing the defendant, he did take into account the
defendant’s lack of a criminal history as a factor in mitigation. He also emphasized that the
evidence presented at the sentencing showed that the defendant’s gun was the gun that caused
Ellis’s death and that the defendant did not cooperate with prosecutors. In light of these two
16 factors, Judge Vaughan believed the defendant’s 50-year sentence was appropriate. The court
therefore denied the defendant’s motion. This appeal followed.
¶ 53 II. ANALYSIS
¶ 54 The defendant argues that the trial court abused its discretion in denying his motion to
withdraw his guilty plea. He claims that he received ineffective assistance from plea counsel.
The defendant also challenges his sentence on two bases. Pointing to recent caselaw addressing
the constitutional limitations on the sentencing of juveniles and young adults, he argues that a
50-year de facto life sentence is unconstitutional as applied to him. Alternatively, he argues that
his sentence was excessive and constituted an abuse of the trial court’s discretion. We will
consider these arguments in turn.
¶ 55 A. Ineffective Assistance of Plea Counsel
¶ 56 The defendant first argues that the court should have granted his motion to vacate his plea
because he received ineffective assistance of plea counsel and the record does not establish that
he fully understood the applicable sentencing range. We disagree.
¶ 57 A defendant does not have an absolute right to withdraw his guilty plea. People v.
Edmonson, 408 Ill. App. 3d 880, 884 (2011). However, a defendant should be allowed to
withdraw his plea if it was not entered voluntarily or with full knowledge and understanding of
the consequences of pleading guilty. People v. Boyd, 2018 IL App (5th) 140556, ¶ 15. A
defendant’s plea cannot be voluntary and knowing unless the defendant received effective
assistance of counsel during the plea proceedings. Id. ¶ 16.
¶ 58 We evaluate claims of ineffective assistance of plea counsel using the two-part test
established by the United States Supreme Court in Strickland v. Washington, 466 U.S. 668
(1984). Boyd, 2018 IL App (5th) 140556, ¶ 16. Under that test, a defendant must demonstrate
17 both that plea counsel’s performance was objectively unreasonable and that he was prejudiced by
counsel’s mistakes. Edmonson, 408 Ill. App. 3d at 884 (citing Strickland, 466 U.S. at 687-88).
To establish prejudice in the context of a claim of ineffective assistance of plea counsel, the
defendant must demonstrate a reasonable probability that if not for counsel’s mistakes, he would
have insisted on going to trial rather than pleading guilty. Boyd, 2018 IL App (5th) 140556, ¶ 18.
A bare allegation that he would have done so is not sufficient. Instead, the defendant must show
that rejecting the plea would have been rational under the circumstances. Id. The defendant must
satisfy both parts of the Strickland test to prevail on his claim. Id. ¶ 19.
¶ 59 A defendant seeking to withdraw his guilty plea bears the burden of establishing that he
should be allowed to do so. Edmonson, 408 Ill. App. 3d at 884. We will reverse the trial court’s
ruling on a motion to withdraw a plea only if we find that the court abused its discretion. Boyd,
2018 IL App (5th) 140556, ¶ 13.
¶ 60 In support of his claim that plea counsel provided ineffective assistance, the defendant
relies heavily on his own allegations and testimony. He asserts that he did not fully understand
the sentencing range he faced pursuant to the plea agreement, the sentencing range he would
have faced if he had rejected the plea offer and insisted on going to trial, the fact that the court
would consider aggravating factors during sentencing, or the fact that the plea agreement
required him to testify against his codefendants. He also emphasizes aspects of attorney
Hopkins’s testimony during proceedings on remand. Specifically, he points to Hopkins’s
admission that he did not remember details of his dealings with the defendant and Hopkins’s
testimony that he did not treat the defendant differently than other clients even though he was
aware that the defendant was dyslexic. The defendant argues that his dyslexia required Hopkins
18 to spend extra time with him and that the record does not adequately reflect that he fully
understood the sentencing range. We are not persuaded.
¶ 61 We first address the defendant’s general claim that Hopkins was required to spend extra
time explaining things to him because his dyslexia made it harder for him to understand complex
topics. We first note that although, as the State points out, dyslexia is a learning disability that
primarily impacts reading, it can also impact the ability to understand oral communication. See
Free Medical Dictionary by Farlex, https://medical-dictionary.thefreedictionary.com/Dyslexia
(last visited May 13, 2021) (defining dyslexia as “a learning disorder characterized by difficulty
in processing words into meaningful information” that “is most strongly reflected in difficulty
learning to read”). Here, the defendant presented very limited evidence concerning the impact
dyslexia had on him. Most of his mother’s limited testimony on the subject related to difficulties
the defendant had with reading. However, assuming that the defendant also had difficulty
understanding verbal communication, he failed to establish that Hopkins did not adequately
explain things to him. Hopkins specifically testified that if any of his clients did not understand
something, he took the time needed to explain it to them. This is precisely what the defendant’s
mother’s testimony indicates was necessary for the defendant.
¶ 62 There are numerous specific aspects of the defendant’s plea that he claims he did not
understand. First and foremost, he claims he did not understand the sentencing range. Earlier in
this order, we discussed what took place at the plea hearing in detail. As we stated then, the
defendant initially indicated he thought the sentencing range was 20 to 40 years, after which the
court took a recess to allow the defendant to confer with his attorney. After that recess, the court
advised the defendant five times that he faced a sentencing range of 20 to 60 years, and each
time, the defendant indicated that he understood. At one point, the defendant stated that although
19 he misheard his attorney earlier, he knew that the range was 20 to 60 years. The trial court
expressly found that this statement indicated that the defendant understood the sentencing range.
We agree with that assessment.
¶ 63 We recognize that the defendant testified at the May 2018 postplea hearing that he only
told Judge Vaughan he understood the sentencing range because Hopkins told him that the
sentencing hearing was not the appropriate time to raise any of his concerns. However, the trial
court was not required to find this testimony credible. See People v. Glover, 2017 IL App (4th)
160586, ¶ 28 (explaining that a trial court’s determinations concerning witness credibility are
entitled to great deference by courts of review). Moreover, we find that the defendant’s claim is
contradicted by the fact that he did more than answer affirmatively when asked whether he
understood the sentencing range; he also told Judge Vaughan, unprompted, that the sentencing
range was 20 to 60 years. We agree with the trial court that this statement provided strong
evidence that the defendant knew that he faced a sentence of anywhere from 20 to 60 years. It is
also worth noting that even at the postplea hearing, the defendant appeared to acknowledge that
he understood the sentencing range when he testified, “When he came to the sentencing part,
that’s one of the things that I kind of had an understanding of.” We find that the record
demonstrates that the defendant understood the sentencing range.
¶ 64 The defendant also contends that he did not fully understand the sentencing range he
would have faced had he not pled guilty. More precisely, he claims that although Hopkins told
him he faced a sentence of 45 years to natural life in prison if he did not accept the plea offer,
Hopkins failed to explain that he would only face this sentencing range if a jury found beyond a
reasonable doubt that he fired the shot that killed Ellis. Neither Hopkins nor the defendant
20 testified concerning their discussions of this issue. Thus, the record does not affirmatively rebut
this claim.
¶ 65 However, we reject the defendant’s claim for two reasons. First, as we have already
stated, it was the defendant’s burden to demonstrate that his motion to withdraw his plea should
be granted. See Edmonson, 408 Ill. App. 3d at 884. The defendant did no more than present a
bare allegation that Hopkins failed to adequately explain the sentence enhancement. Moreover,
the defendant’s first attorney, Verhines, indicated at a hearing that he discussed with the
defendant the ramifications of the State’s intent to seek this sentence enhancement, and the
defendant does not even allege that Verhines failed to explain it to him adequately.
¶ 66 Second, to prevail on a claim of ineffective assistance of plea counsel, the defendant must
also demonstrate that, but for counsel’s alleged mistake, he would not have pled guilty and
would instead have insisted on going to trial. Boyd, 2018 IL App (5th) 140556, ¶ 18. To make
this showing, the defendant must present more than a bare allegation (People v. Brown, 2017 IL
121681, ¶ 47) or his own self-serving testimony (see People v. Hale, 2013 IL 113140, ¶ 18).
Rather, the defendant must show that it would have been rational for him to insist upon going to
trial under the circumstances. Boyd, 2018 IL App (5th) 140556, ¶ 18.
¶ 67 Here, there is no question that the maximum sentence the defendant could have faced had
he rejected the plea offer and insisted on going to trial (natural life in prison) was harsher than
the maximum sentence he faced pursuant to the plea deal (a term of 60 years). Further, the
likelihood that the defendant would have received a sentence lower than 45 years had he not
accepted the plea deal was minimal. Strong evidence showed that the defendant fired the shot
that killed Ellis. Although the bullet fragment removed during the autopsy was lost in transit on
its way to the Texas laboratory of the independent expert selected by the defendant, there is no
21 reason the State would not have been able to admit into evidence the pathology report indicating
that a .22-caliber bullet fragment was recovered during the autopsy. We note that the record does
not indicate whether any other evidence was lost in transit on the way to the defendant’s
expert—such as the ammunition found under the defendant’s bed. However, the defendant
stipulated that if any of the evidence sent to his expert was lost or destroyed in transit, he would
not object to the admission of photographs in lieu of the actual exhibits. In addition, the State
could have presented the testimony and/or the police statements of the defendant’s three
codefendants indicating that he fired a .22-caliber pistol. In the face of this evidence, we do not
believe the defendant can show that it would have been rational for him to reject the plea offer
and insist on going to trial under the circumstances.
¶ 68 The defendant also claims that he did not understand that the court would consider factors
in aggravation at the sentencing hearing. However, he did not present any evidence in support of
this claim. Moreover, Hopkins testified that he explained to the defendant how a sentencing
hearing works, including the fact that the judge would consider factors in aggravation and
mitigation. As noted earlier, Hopkins also testified that if a client did not understand anything, he
took the time necessary to explain it more fully. It is also worth noting that the trial court
explained during the plea hearing that at sentencing, the State would argue that the defendant
should receive the maximum sentence and it would be up to defense counsel to argue that he
should receive the minimum sentence. We find that the record does not support the defendant’s
bare allegation.
¶ 69 In addition, the defendant argues that he did not understand that he would be required to
testify against his codefendants as part of the plea agreement. The only evidence to support this
claim was the defendant’s testimony that Hopkins told him that his testimony would not be
22 important because he was not a key witness. At the remand hearing, however, Hopkins denied
telling the defendant he would not have to testify, and we note that the requirement that the
defendant cooperate with prosecutors in the cases involving his codefendants was discussed
multiple times at the plea hearing. Thus, we find no support in the record for the defendant’s bare
allegation that he was misled concerning this requirement. We conclude that the trial court did
not abuse its discretion in denying the defendant’s motion to withdraw his plea.
¶ 70 B. Constitutional Challenge to the Defendant’s Sentence
¶ 71 Next, the defendant argues that his sentence violated both the eighth amendment and the
Illinois proportionate penalties clause as applied to him. We find that the record in this case is
inadequate to allow us to resolve this claim.
¶ 72 The defendant’s claim arises from the willingness of Illinois courts to extend the
protections of Miller v. Alabama, 567 U.S. 460 (2012), to young adult defendants. In Miller, the
United States Supreme Court held that imposing a sentence of natural life in prison without the
possibility of parole for a crime committed by a juvenile violates the eighth amendment unless
the sentencing court first considers the mitigating factors associated with youth. Id. at 479-80.
The Court reasoned that juveniles have characteristics that make them both less culpable and
more likely to be rehabilitated than adult defendants. Id. at 471. Although the Court recognized
that these characteristics do not necessarily disappear when a person turns 18, the Court
nevertheless drew that line at 18 for purposes of its holding. Id. at 465.
¶ 73 Illinois courts have expanded on the Miller holding in two important ways. First, the
Illinois Supreme Court held that Miller applies to both actual sentences of natural life in prison
and lengthy prison terms that constitute de facto life sentences. People v. Buffer, 2019 IL
23 122327, ¶ 27. The supreme court found that a sentence for a term of longer than 40 years
constitutes a de facto life sentence. Id. ¶¶ 40-41.
¶ 74 Second, because the Miller Court relied, in part, on recent developments in the field of
neuroscience showing that the human brain continues to develop beyond the age of 18 into the
mid-20s (see People v. House, 2019 IL App (1st) 110580-B, ¶ 55 (citing Vincent Schiraldi &
Bruce Western, Why 21-Year-Old Offenders Should be Tried in Family Court, Wash. Post (Oct.
2, 2015))), the Illinois Supreme Court has indicated that a young adult defendant may be able to
show that imposing an actual or de facto life sentence on him without the protections afforded by
Miller is unconstitutional as applied (see People v. Harris, 2018 IL 121932, ¶ 48; People v.
Thompson, 2015 IL 118151, ¶ 44).
¶ 75 Significantly, however, the supreme court has stated that appellate review of an as-
applied constitutional challenge to a young adult defendant’s sentence is only possible if the
record is adequate to allow the reviewing court to determine how these new findings in
neuroscience apply to the defendant’s circumstances. Harris, 2018 IL 121932, ¶ 46; Thompson,
2015 IL 118151, ¶ 38. The supreme court has provided little guidance in this area. See People v.
Daniels, 2020 IL App (1st) 171738, ¶ 34. However, several appellate court panels have framed
the question as whether the defendant can establish that his brain was more like that of a juvenile
than that of a fully developed adult when he committed his crime. See, e.g., People v. Ross, 2020
IL App (1st) 171202, ¶ 26; People v. Bland, 2020 IL App (3d) 170705, ¶ 14; Daniels, 2020 IL
App (1st) 171738, ¶ 34. Relevant considerations include evidence that the defendant suffers from
a mental illness that lowers his functional age (see People v. Savage, 2020 IL App (1st) 173135,
¶ 67; People v. Franklin, 2020 IL App (1st) 171628, ¶ 64; Bland, 2020 IL App (3d) 170705,
24 ¶ 14) or evidence that the defendant has struggled with drug or alcohol addiction (see Ross, 2020
IL App (1st) 171202, ¶ 26).
¶ 76 The record in this case does not contain the type of evidence Illinois appellate courts have
found relevant to the crucial question of whether the defendant’s brain was more like that of a
juvenile than that of a fully-developed adult when he committed the murder. The defendant’s
youth-based sentencing challenge was raised for the first time by his fourth attorney after we
remanded the case for full compliance with Rule 604(d), and her arguments on his behalf relied
solely on studies showing that brain development continues through the mid-20s and the fact that
the defendant was just one month past his eighteenth birthday when he participated in the
botched robbery attempt that led to Ellis’s death. We wish to emphasize that nearly all of the
caselaw describing the parameters of the relevant inquiry was decided after the hearings in this
case took place. As such, none of the defendant’s attorneys had these cases available for
guidance. However, this does not change the fact that the record before us is not adequately
developed to allow us to address the defendant’s claim.
¶ 77 The defendant, however, argues that the fact that he was 18 years and 1 month old when
he committed the murder coupled with the fact that the robbery plan “bore all the hallmarks of
youth” is adequate to demonstrate that the defendant was more like a juvenile than a fully-
developed adult at the time. We disagree. Simply put, we are aware of no cases holding that a
poorly-executed criminal plan is indicative of a juvenile-like brain. We therefore conclude that
the record is inadequate to allow us to review the defendant’s claim that Miller applies to him.
We note that we express no opinion on the merits of his claim.
25 ¶ 78 C. Abuse of Discretion in Sentencing
¶ 79 Alternatively, the defendant argues that the court abused its discretion in imposing a
lengthy sentence. He argues that his sentence was excessive in light of his youth and
rehabilitative potential. We disagree.
¶ 80 The trial court enjoys substantial discretion to determine a defendant’s sentence. People
v. Alexander, 239 Ill. 2d 205, 212 (2010). Because the trial judge had the opportunity to observe
the defendant during the proceedings, he was in a better position than we are to weigh the
applicable factors. Id. at 212-13. We must therefore give great deference to his decision. Id.
Accordingly, we will overturn the defendant’s sentence only if we find an abuse of discretion. Id.
Ordinarily, we will not find an abuse of discretion where the trial court considers the appropriate
factors (id. at 213) and the sentence falls within the statutory range prescribed for the offense
(People v. Wilson, 2016 IL App (1st) 141063, ¶ 12). However, the court’s discretion is not
unlimited, and we will find an abuse of discretion if the defendant’s sentence is “greatly at
variance with the spirit and purpose of the law, or manifestly disproportionate to the nature of the
offense.” People v. Stacey, 193 Ill. 2d 203, 210 (2000).
¶ 81 In this case, the record indicates that Judge Vaughan considered all applicable factors in
aggravation and mitigation, and he imposed a sentence that is within the statutory range. We may
not substitute our judgment for that of the trial court even if we would have weighed the factors
differently or imposed a different sentence. See Alexander, 239 Ill. 2d at 213. For these reasons,
we find no abuse of the court’s discretion.
¶ 82 III. CONCLUSION
For the foregoing reasons, we affirm the defendant’s conviction and sentence.
¶ 83 Affirmed.