People v. Jacobs

105 Misc. 2d 616, 432 N.Y.S.2d 614, 1980 N.Y. Misc. LEXIS 2694
CourtNew York Supreme Court
DecidedOctober 23, 1980
StatusPublished
Cited by4 cases

This text of 105 Misc. 2d 616 (People v. Jacobs) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Jacobs, 105 Misc. 2d 616, 432 N.Y.S.2d 614, 1980 N.Y. Misc. LEXIS 2694 (N.Y. Super. Ct. 1980).

Opinion

OPINION OF THE COURT

Irving Lang, J.

The defendant’s motion to dismiss the indictment because of insufficient evidence and inadequate Grand Jury instructions turns upon the resolution of one issue: whether or not a private citizen may be held liable for reckless or negligent conduct when during the course of an attempt to apprehend a robber he shoots an innocent bystander. A second issue is whether the indictment merits dismissal in furtherance of justice.

On January 8, 1980, at about 7:30 P.M., Daniel Jacobs, a 64-year-old attorney, and a companion were accosted on 58th Street between Park Avenue and Lexington Avenue by Clifton Green who stated that he had a gun and ordered [617]*617defendant to hand over his wallet. This was done and Green took $401. As Green was leaving, Jacobs pulled out a pistol, for which he had a valid permit, and ordered him to stop. Green fled. Jacobs then began firing shots and pursued Green onto Park Avenue, south to 57th Street and then east on 57th Street. A total of about five shots were fired, none of which hit the intended target, but one of which struck a passerby in the thigh.

Numerous witnesses were called and testified at the Grand Jury proceeding that there was light traffic and anywhere from a handful to about 10 people on the street at the time of the incident. Both Jacobs and Green were weaving in and out of the crowd, and people were running to get out of the way.

Green eluded Jacobs but was apprehended by a police officer. Subsequently he was indicted and pleaded guilty to attempted robbery in the third degree and was sentenced by me to State prison.

In an O’Henry-like twist, the victim of the crime, Daniel Jacobs, also became a defendant. He was indicted — charged with reckless endangerment in the second degree (Penal Law, § 120.20), in that he recklessly engaged in conduct which created a substantial risk of serious physical injury to another; and two counts of assault in the third degree (Penal Law, § 120.00), one alleging that he recklessly caused physical injury to another and the other count alleging that with criminal negligence he caused physical injury to another by means of a deadly weapon. All the charges are misdemeanors.

For the defendant to be guilty of the crimes, it must be proven that he either disregarded or failed to perceive a “substantial and unjustifiable risk” that injury would be caused to the passerby (Penal Law, § 15.05, subds 3, 4). The defendant raises the defense of justification as an absolute bar to his prosecution.

Under subdivision 4 of section 35.30 of the Penal Law, a private person may use deadly physical force upon another when he reasonably believes it to be necessary to “ [ejffect the arrest of a person who has committed murder, [618]*618manslaughter in the first degree, robbery, forcible rape or forcible sodomy and who is in immediate flight therefrom”.

The defendant maintains that any risk he took in shooting at the fleeing robber was per se justifiable under section 35.30 and therefore cannot be the basis for prosecution on a criminal recklessness or negligence charge.

As support for his argument, the defendant points out that subdivision 1 of section 35.30 of the Penal Law, which authorizes a peace officer to use deadly physical force to (a) effect an arrest for any felony involving the use or threatened imminent use of physical force or for kidnapping, arson, escape in the first degree, burglary in the first degree or any attempts thereof; (b) to overcome resistance to arrest or prevent the escape of a suspected felon who is armed with a deadly weapon; or (c) in self-defense, is followed by subdivision 2 which states that “The fact that a peace officer is justified in using deadly physical force under circumstances prescribed in paragraphs (a) and (b) of subdivision one does not constitute justification for reckless conduct by such peace officer amounting to an offense against or with respect to innocent persons whom he is not seeking to arrest or retain in custody.”

There is no corresponding limitation in subdivision 4 regarding a private person’s use of deadly force. The defendant would apply the maxim expressio unius est ex-clusio alterius, i.e., the specific mention of one thing implies the exclusion of another, to conclude that the Legislature did not intend to impose such a limitation on private persons and therefore the defendant has complete immunity from prosecution for reckless or negligent conduct.

The defendant’s interesting contention requires a careful analysis of the statute.

The primary consideration in the construction of a statute is to ascertain and give effect to the intention of the Legislature (McKinney’s Cons Laws of NY, Book 1, Statutes, §§ 92, 272). While the intention should be derived from a literal reading of the statute, adherence to the letter of the law cannot be allowed to defeat the general purpose and policy intended to be promoted (People v Ryan, 274 NY 149; McKinney’s Cons Laws of NY, Book 1, Statutes, [619]*619§ 111). The spirit of the law prevails over the letter so that “a case within the intention of a statute is within the statute, though an exact literal construction would exclude it” (McKinney’s Cons Laws of NY, Book 1, Statutes, § 111, pp 228-229).

It should not be presumed that the Legislature intended unwise results to flow from its actions and where a literal reading leads to objectionable, unreasonable, absurd or unjust consequences a more fortunate construction is to be sought (Williams v Williams, 23 NY2d 592; People ex rel. Westchester Fire Ins. Co. v Davenport, 91 NY 574; Hayden v Pierce, 144 NY 512; Petrucci v Hogan, 5 Misc 2d 480; McKinney’s Cons Laws of NY, Book 1, Statutes, §§ 143, 145, 146).

Furthermore, penal statutes should be construed “according to the fair import of their terms to promote justice and effect the objects of the law” (Penal Law, § 5.00).

Consequently, it is necessary to examine the history of the statutes to determine if the defendant’s strict construction approach is valid and rational.

HISTORY

Originally, a public officer could use deadly physical force to effect an arrest for any felony (Penal Law, § 204 [L 1881] ; Penal Law, § 1055 [L 1909]). A private person had the right to use deadly force in defense of self or a third person where there was imminent danger of great personal injury or in resisting an attempt to commit a felony upon himself or his place of abode (Penal Law, § 205 [L1881] ; Penal Law, § 1055 [L 1909]).

In 1965, the statute was revised to restrict the use of deadly physical force. A peace officer could no longer use such force to effect an arrest for any felony, but only those felonies involving the use or threatened use of deadly physical force or where a suspect attempted to escape by the use of a deadly weapon or otherwise indicated that he was likely to endanger human life or inflict serious physical injury (Penal Law, § 35.30, subd 2 [L 1965]).

In addition, the Legislature inserted the clause holding [620]*620peace officers responsible for reckless or criminally negligent conduct amounting to an offense against an innocent bystander (Penal Law, § 35.30, subd 2, par [b] [L 1965]).

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Bluebook (online)
105 Misc. 2d 616, 432 N.Y.S.2d 614, 1980 N.Y. Misc. LEXIS 2694, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-jacobs-nysupct-1980.