People v. Holmes

72 A.D.2d 1, 423 N.Y.S.2d 45, 1979 N.Y. App. Div. LEXIS 13842
Appellate Division of the Supreme Court of the State of New York·Decided December 27, 1979·Published·Cited by 10 cases

Opinion

OPINION OF THE COURT

Per Curiam.

These are separate appeals. The defendants appeal from a judgment of the Extraordinary Special and Trial Term of the Supreme Court, New York County, entered October 27, 1978, convicting them, after trial before Rosenberger, J., and a jury, of bribe receiving in the second degree (Penal Law, § 200.10) and sentencing each to an indeterminate term not to exceed four years. Holmes and McGurk are both free on bail pending determination of their appeals. The People appeal as of right pursuant to CPL 450.20 (subd 3) from an order of the same court, also rendered on October 27, 1978, which granted the defendants’ motion under CPL 330.30 (subd 1) to set aside the jury verdict and reduce same from bribe receiving in the first degree to bribe receiving in the second degree.

Defendants Holmes and McGurk, both New York City police officers, were jointly indicted and tried for, inter alia, bribe receiving in the first degree (Penal Law, § 200.12). First degree bribe receiving, a class B felony, differs from second degree bribe receiving, a class D felony, in that the former concerns a public servant’s actions with respect to a class A felony within article 220 of the Penal Law—"narcotics offenses”—while the latter concerns all other bribe receiving on the part of a public servant.

[4] The defendants do not contest the sufficiency or weight of the People’s evidence adduced at trial. The evidence may be summarized as follows: An informer, Joseph Roldan, reported that the defendants were prone to accept money in exchange for not making arrests. Under the guidance of the Internal Affairs Division, Roldan told the defendants herein that a certain drug dealer, who always carried a large amount of cocaine and several thousand dollars, would be at a certain location on April 20, 1977. The alleged drug dealer was in fact an undercover officer who was equipped with a recording device, as was Roldan, and who was supplied with $1,780 in marked bills and a clear plastic bag containing an innocuous powder which simulated a narcotic drug. At the given location and while under surveillance, the uniformed defendants approached the undercover and patted him down. Defendant Holmes felt the plastic bag and remarked, "Is that what I think it is * * * have you got life there?” (meaning life imprisonment for possession of one ounce or more of cocaine [Penal Law, § 220.18, subd l]).1 Holmes then asked whether the undercover was armed and was told "no”, just money. Holmes asked "how much weight is there?” and the undercover responded "one ounce”. The officers then arranged for the passage of the money at another location and after receiving same from the undercover tried to escape in their patrol car as members of the Internal Affairs Division moved in to make the arrest. At the time of arrest, Holmes stated: "You’ve got me, I’m dirty” (meaning corrupt).

The jury was instructed that if it found the defendants had agreed to accept a benefit (money) not to arrest a person who they believed was in possession of an ounce or more of a controlled substance, a verdict of guilty of first degree bribe receiving could be returned. The second degree crime was submitted as a lesser included offense. The jury returned a verdict of guilty on the first degree count.

On appeal, the defendants raise three points in addition to a claim that the four-year sentence is excessive. First, it is claimed that the trial court erred in permitting the informer, Roldan, to testify on the People’s direct case to three other instances in which these officers accepted bribes and did not make arrests.

[5] The three uncharged instances of bribe receiving occurred within six months of the instant crime. Defendants assert that these uncharged crimes were dissimilar to the instant crime and not probative on the issue of intent. But the testimony of the informer, Roldan, concerning the uncharged crimes demonstrates the constant purpose and intent of the defendants to utilize the power and authority of their status as police officers to unlawfully obtain money.

In the first, involving an alleged sale of contraband, Roldan testified that on April 7, 1977, after the defendants had seized a gun and some money from two persons identified as "Colombians”, the defendants suggested that the "Colombians” could purchase the gun from them, and using Roldan as the intermediary, the defendants were given $200 in exchange for the gun.

In the second, involving an alleged extortion, Roldan testified that on another occasion the defendants stopped a man in possession of narcotics and a gun, and in exchange for $2,000 returned the narcotics to him.

In the third, an alleged sale of contraband, Roldan testified that on another occasion a gun was seized by the defendants and again through Roldan’s efforts as an intermediary, $1,000 was paid to Holmes and McGurk.

It is also the claim of the defendants that the uncharged crimes served only to demonstrate defendants’ predisposition to commit the crime charged.

The general rule, of course, is that proof of uncharged crimes is inadmissible if offered to prove that a defendant is of a criminal disposition. However, where proof of uncharged crimes would be relevant to some other issue at trial, e.g., intent, as in the case at bar, then such proof will be admitted for the limited purpose of establishing or negating the contested issue.2 (People v Vails, 43 NY2d 364.)

Defendants further claim that proof of the uncharged crimes was admitted prematurely, i.e., on the People’s direct case before intent was put in issue. But counsel for Holmes in his opening let it be known that the defense would contest the issue of intent and suggested that the undercover induced the entire transaction. Moreover, via cross-examination and in summation, the defendants contended that the Internal Af[6] fairs Division moved in to make the arrest before the defendants had a chance to take official action. It appears, therefore, that the entire case was pregnant with the issue of whether these officers intended to accept a bribe and hence the admission of this proof on the People’s direct case was not error.3

Also without merit is the claim that a tape of a conversation between Roldan and the defendants, which took place one day before the instant crime and concerned, inter alia, their plans therefor, was improperly admitted. Contrary to the appellate assertion, the entire chain of custody was established and Roldan testified that it fairly and accurately represented his conversation with the defendants on the day prior to the instant offense.

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People v. Holmes, 72 A.D.2d 1, 423 N.Y.S.2d 45, 1979 N.Y. App. Div. LEXIS 13842 (N.Y. Ct. App. 1979).

72 A.D.2d 1 (People v. Holmes) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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