People v. Hodge

10 Misc. 3d 456
CourtNew York Supreme Court
DecidedOctober 18, 2005
StatusPublished

This text of 10 Misc. 3d 456 (People v. Hodge) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Hodge, 10 Misc. 3d 456 (N.Y. Super. Ct. 2005).

Opinion

[457]*457OPINION OF THE COURT

Joseph Kevin McKay, J.

Defendant’s first trial before another justice and a jury ended in an acquittal on the first count of the indictment, criminal possession of a weapon in the third degree, and a hung jury on the second count of the indictment, the lesser included count of criminal possession of a weapon in the fourth degree.1 Defendant now moves before this court to bar a second trial on the second count.

The seemingly novel question presented by this motion arises in the context of the more common situation mentioned above, a retrial after a hung jury. The difference here, however, is that the acquittal on the higher count (Penal Law § 265.02 [4]) has led the defense to claim that collateral estoppel and double jeopardy principles2 preclude a retrial on the second count. The defense asserts there was no reasonable view of the evidence that the defendant could be guilty of the lesser included count without also being guilty of the higher count, that the lesser count should therefore not have been submitted to the first jury and must not be tried again before another jury. The People disagree.

I am satisfied based on my knowledge of the record and the submissions and arguments of counsel that there was indeed no reasonable view of the evidence that defendant could have been found guilty of the lesser included count without also being guilty of the higher count. There was no basis in the evidence, nor did either side argue to the jury, that the firearm in question was or may have been unloaded or that it was or may have been possessed by defendant in his home or place of business. Those two elements distinguish count one from count two. The integrated testimony from the arresting officer, if believed, [458]*458proved that the loaded firearm was recovered from the vehicle defendant was driving at the time and place of the traffic stop and arrest.

The critical issue in the trial and the only one presented to the jury was whether defendant had knowing possession of that loaded firearm at the time and place charged. As such, pursuant to CPL 300.50 (1) the lesser included count should not have been submitted to the jury. It should be noted, however, that since defendant voiced no objection to the submission of the lesser count, the statute provides that “[a]ny error ... is waived” (CPL 300.50 [l]).3

CPL 310.70 (2) governs the effect of partial verdicts on retrials. Subdivision (2) (a) of this statute provides:

“2. Following the rendition of a partial verdict pursuant to subdivision one, a defendant may be retried for any submitted offense upon which the jury was unable to agree unless:
“(a) A verdict of conviction thereon would have been inconsistent with a verdict, of either conviction or acquittal, actually rendered with respect to some other offense.” (Emphasis supplied.)

In the context of judging the validity of verdicts rendered by the same jury at a single trial, appellate courts have used the term “inconsistency” interchangeably with “repugnancy.” (People v Trappier, 87 NY2d 55 [1995]; People v Tucker, 55 NY2d 1 [1981]; People v Graham, 307 AD2d 935 [2d Dept 2003]; People v Mabry, 288 AD2d 326 [2d Dept 2001], lv denied 97 NY2d 706 [2002].) People v Tucker (supra at 7) formulated the test for repugnant verdicts as follows: “[A] conviction will be reversed only in those instances where acquittal on one crime as charged to the jury is conclusive as to a necessary element of the other crime, as charged, for which the guilty verdict was rendered.” (Citation omitted.)

Were the theoretical and purely logical test for repugnancy of verdicts to govern, this defense motion would have to be denied. There are two elements required for criminal possession of a weapon in the third degree which are absent in criminal possession of a weapon in the fourth degree: (1) that the firearm was loaded, and (2) that the possession was apart from defendant’s home and place of business. Upon either or both of them theoretically the jury could have entertained reasonable doubt.

[459]*459As mentioned previously, it is argued here that a retrial would offend collateral estoppel and double jeopardy principles, because the first jury necessarily resolved the critical issue of whether defendant knowingly possessed the firearm in question by its acquittal on count one, criminal possession of a weapon in the third degree. It is my opinion that the Tucker repugnancy test, which must be applied to verdicts rendered by one jury in one trial, is too technical and rigid where, as here, a constitutional violation is threatened to occur at a second trial.

The prosecution acknowledges that these are the governing principles, but, rather than concede the result sought by the defense, points to the heavy burden on the defense to establish that the first jury necessarily resolved the critical issue of defendant’s knowing possession in favor of defendant. Claiming that defendant failed to carry this burden, the prosecution then strains to articulate reasons the jury may have acquitted defendant on count one but reached an impasse on count two.

It is clear from People v Goodman (69 NY2d 32, 40 [1986]) that the application of the collateral estoppel and double jeopardy doctrine in retrial of criminal cases is not to be done hypertechnically but rather in a realistic and rational way. A realistic, nontechnical analysis requires the court to search the trial record to identify the disputed issues in the case which the jury necessarily resolved in defendant’s favor by its verdict of acquittal on criminal possession of a weapon in the third degree.

It therefore follows that the appropriate test for determining whether to bar a retrial of criminal possession of a weapon in the fourth degree in this action is similar if not identical to the statutory reasonable view of the evidence test4 governing the submission to the jury of lesser included counts, whether or not such counts are actually in the indictment.5

In opposition to defendant’s motion, the People have argued the theoretical possibility that the jury may have entertained reasonable doubt about either or both of those elements which [460]*460distinguish count one from count two. This is “sheer speculation” of the sort condemned by the Court of Appeals in People v Negron (91 NY2d 788, 792 [1998]).6 Regarding the “home or place of business” element, it is absurd to believe the jury had reason to entertain a separate doubt about that specific element. Nothing in the record supports such a view. The only evidence before the jury was that the firearm was recovered from defendant’s vehicle.

As for the element that the firearm was loaded, the People have made — in a superficial way — a more plausible point, which upon scrutiny fares no better. Here, too, neither the defense nor the prosecution ever argued to the jury that there, was a gun, but it was not loaded, nor was there any evidentiary support for such an argument in the trial record.

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Related

Ashe v. Swenson
397 U.S. 436 (Supreme Court, 1970)
People v. Trappier
660 N.E.2d 1131 (New York Court of Appeals, 1995)
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People v. Scarborough
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People v. Tucker
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People v. Glover
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People v. Ford
465 N.E.2d 322 (New York Court of Appeals, 1984)
People v. Goodman
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People v. Acevedo
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People v. Menchetti
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People v. Westbrook
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People v. Albritton
217 A.D.2d 553 (Appellate Division of the Supreme Court of New York, 1995)
People v. Quamina
236 A.D.2d 426 (Appellate Division of the Supreme Court of New York, 1997)
People v. Moore
303 A.D.2d 691 (Appellate Division of the Supreme Court of New York, 2003)
People v. Graham
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Bluebook (online)
10 Misc. 3d 456, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-hodge-nysupct-2005.