People v. Hethington

172 Misc. 2d 840, 660 N.Y.S.2d 528, 1997 N.Y. Misc. LEXIS 229
CourtNew York County Courts
DecidedMay 20, 1997
StatusPublished

This text of 172 Misc. 2d 840 (People v. Hethington) is published on Counsel Stack Legal Research, covering New York County Courts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Hethington, 172 Misc. 2d 840, 660 N.Y.S.2d 528, 1997 N.Y. Misc. LEXIS 229 (N.Y. Super. Ct. 1997).

Opinion

[841]*841OPINION OF THE COURT

Joseph E. Fahey, J.

The defendant moves to dismiss the indictment on the instant case pursuant to CPL 210.20 (1) (d) upon the ground that he has immunity from prosecution contending that the waiver of immunity acknowledged before the Grand Jury was ineffective because it was not executed under oath as required by CPL 190.45 (2).

On February 28,1997, the accused and his attorney appeared before an Onondaga County Grand Jury after first conferring with the Assistant District Attorney in an anteroom about the nature and consequences of waiving immunity. The record of these proceedings reveals that the defendant was exhaustively questioned and advised in great detail about the effect of waiving immunity in the presence of defense counsel after having been allowed to confer with defense counsel about it. During this colloquy, the following occurred:

"Q: Do you understand that by signing and swearing to the waiver of immunity you’re going to be waiving your right against self-incrimination?
"A: Yes.
"Q: Do you understand if you sign and swear to that document, the waiver of immunity, and then you go into the Grand Jury, you must answer every legal and proper question the Grand Jury puts to you?
"A: Yes.
"Q: You want to sign and swear to the Waiver of Immunity and give testimony before the Grand Jury?
"A: Yes.” (Exhibit A, at 8, 9, 10.)

Thereafter, the accused and his attorney appeared in front of the Grand Jury with the Assistant District Attorney where he was again questioned in detail about the colloquy which took place in the anteroom, the opportunity he had to confer with counsel, his privilege against self-incrimination, the effect of waiving the privilege and the fact he could not only be charged with a crime, but that his testimony could be used against him in subsequent proceedings. During this appearance, the following occurred:

"Q: Did your attorney advise you that you’d be giving up certain rights if you sign and swear to that document?
"A: Yes.
[842]*842"Q: Do you understand that by signing and swearing to that document, you’d be waiving your rights against self-incrimination?
"A: Yes.
"Q: Do you understand that the testimony that you give here today could be used against you if you sign and swear to that Waiver of Immunity?
"A: Yes.
"Q: Do you still wish to sign the Waiver to testify?
"A: Yes.
"Q: I’m going to ask you to do that now Mr. Hethington. (Complies.)” (Exhibit A, at 13, 14-15.)

Thereafter, the foreman of the Grand Jury and defense counsel each executed the waiver of immunity. The defendant was then given an opportunity to "take back the Waiver of Immunity” (ibid.) which he declined to do. The Assistant District Attorney then proceeded to ask the accused the following questions:

"Q: Do you understand that you may refuse at this point — if you choose to, you may refuse to swear to the contents of this Waiver?
"A: Yes.
"Q: Do you wish to swear to this document entitled the Waiver of Immunity?
"A: No.
"court: Mr. O’Donnell, do you want to confer with him?” (Exhibit A, at 16.)
Following a brief conference with his defense attorney, additional colloquy occurred, which resulted in the following exchange:
"Q: Let me ask you that again. Do you wish now to swear to the document entitled Waiver of Immunity?
"A: Yes.
"mr. o’donnell: I’d ask the record to reflect that I’m handing you Grand Jury Exhibit Number 1 and ask you to take a look at that once again. Do you swear that’s your signature that appears on that Waiver of Immunity?
' "A: Yes.
"Q: Do you swear to the contents of the substance of this Waiver of Immunity which has been marked as Grand Jury Exhibit Number 1?
[843]*843"A: Yes.” (Exhibit A, at 16-17.).

Thereafter, the defendant was placed under oath and testified.

In support of his claim that this waiver was ineffective, the accused contends that at the time he executed the waiver, he was not administered a proper oath, the Assistant District Attorney was not qualified to swear him and notarizing the defendant’s signature did not constitute his being sworn, citing People v Higley (70 NY2d 624 [1987]) and People v Goldson (145 AD2d 982 [4th Dept 1988]). In Higley (supra), the defendant appeared before the Grand Jury without counsel after the defense attorney had provided the prosecutor with a previously signed waiver of immunity notarized by the attorney. The Court found: "At no time, however, did defendant swear before the Grand Jury that he had in fact executed the waiver or that he waived immunity.” (70 NY2d 624, 625.)

In Goldson (supra), the waivers: "were executed by defendants prior to their being placed under oath and defendants were not questioned about their waivers after being sworn [citations omitted]” (145 AD2d 982).

In the instant case, the defendant was repeatedly asked if he swore to the waiver of immunity on the record and the waiver itself recites that it is "sworn to * * * pursuant to the provisions of § 190.45 of the Criminal Procedure Law before the Grand Jury Foreman by defense counsel.” (Exhibit 1.) Moreover, the defendant verified before the Grand Jury that it was his signature on the waiver and acknowledged that he was waiving immunity. (See, People v Hanley, 227 AD2d 144 [1st Dept 1996].)

In seeking this relief, the defendant additionally seeks refuge in a decision handed down in People v Stewart (Sup Ct, Onondaga County, Feb. 28, 1997, Brunetti, J., indictment No. 96-3380) in which that court found an ineffective waiver because no oath or affirmation was apparently administered. While this court is not privy to the complete record of those proceedings, the colloquy between the prosecutor and the witness quoted in that decision appears to be significantly less detailed than that presented in the instant case. While the preferred practice in all cases would be the uniform administration of an oath or affirmation on the record prior to or contemporaneous with the execution of the written waiver, the failure to do so does not, in all cases, prove fatal to the indictment. In People v Lyon (82 AD2d 516 [2d Dept 1981]), the Court observed:

"The statute in question (CPL 190.45, subd 2) does not prescribe a specific ceremony for swearing to the waiver of im[844]*844munity before the Grand. Jury. This being so, the decision of the Court of Appeals in Bookman v City of New York

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Related

Bookman v. . City of New York
93 N.E. 190 (New York Court of Appeals, 1910)
People v. Higley
512 N.E.2d 299 (New York Court of Appeals, 1987)
In re the Reports of the Saratoga County
77 A.D.2d 399 (Appellate Division of the Supreme Court of New York, 1980)
People v. Lyon
82 A.D.2d 516 (Appellate Division of the Supreme Court of New York, 1981)
People v. Goldson
145 A.D.2d 982 (Appellate Division of the Supreme Court of New York, 1988)
People v. Hanley
227 A.D.2d 144 (Appellate Division of the Supreme Court of New York, 1996)
People v. Gerald
91 Misc. 2d 509 (New York County Courts, 1977)
People v. Rice
93 Misc. 2d 182 (New York County Courts, 1978)
People v. Ellwanger
99 Misc. 2d 807 (New York County Courts, 1979)

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Bluebook (online)
172 Misc. 2d 840, 660 N.Y.S.2d 528, 1997 N.Y. Misc. LEXIS 229, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-hethington-nycountyct-1997.