People v. Hertz

15 N.Y. Crim. 477, 35 Misc. 177, 71 N.Y.S. 489
CourtNew York Court of General Session of the Peace
DecidedMay 15, 1901
StatusPublished
Cited by3 cases

This text of 15 N.Y. Crim. 477 (People v. Hertz) is published on Counsel Stack Legal Research, covering New York Court of General Session of the Peace primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Hertz, 15 N.Y. Crim. 477, 35 Misc. 177, 71 N.Y.S. 489 (N.Y. Super. Ct. 1901).

Opinion

Goff, R.

The indictment is demurred to on the ground that it does not state facts sufficient to constitute a crime. What are the facts stated ? In the first count (I) that on the 7th day of December, 1900, defendant, with intent to defraud (2) feloniously forged a certain writing (which is described). In the second count (1) that defendant with intent to defraud (2) feloniously uttered the forged instrument set forth.in the first count (3) knowing the same to be forged. The'two allegations of fact charging forgery in the first count or the three allegations of fact charging uttering in the second count are in either case sufficient to constitute a crime unless the description of the forged instrument is so indefinite and uncertain as to leave in doubt the question .of law, is the false writing described susceptible of forgery? The point of the demurrer lies in the criticism of this description, which reads “ which said forged instrument and writing in substance is as follows, that is to say:

‘ New York, ....,..... 1900.
‘ The Chemical National Bank Pay to Samuel W. Levey, or order, forty-one 78-100.
($41.78-100. Stiefel, Sachs & Company/
a more particular description whereof is to the grand jury aforesaid unknown.”

It is contended that in this description the forged instrument (1) is not set forth according to its tenor; (2) that it is pleaded in substance (3) that being so there is not sufficient averment in excuse for" so pleading "it. " ' "

The rules of pleading at common law are invoked to sustain this contention. These rules, as far ás "applicable, may be briefly summarized:

[479]*479First. That if the forged writing be in the possession of the prosecutor it must be set forth in the indictment according to its tenor in words and figures.

Second. That if the writing be lost or destroyed or in the possession of the defendant it will be sufficient to plead its substance and effect.

Third. In such case the disabling cause must be pleaded as an excuse for not setting forth the instrument in exact words and figures, 1 Bish. Crim. Proc., § 561; 2 id., §§ 403, 404; 1 Whart. Crim. Law (8th ed.) §§ 167-176; 2 Waterman’s Arch. Cr. Pl. & Pr. 801; Heard. Prin. Crim. Pl. 202-204.

Applying the test of these rules to the indictment: Its averment is “ which said forged instrument and writing in substance is as follows, that is to say,” and then the instrument is set forth in words and figures. The pleader professes to plead the substance, while in fact he pleads the tenor of the. instrument.' Eliminate the words “ in substance ” and the' averment will read “ which said forged instrument and writing is as follows,” etc. If this were the form of expression it could not be held obnoxious to the first rule cited, for it sets forth • the tenor of the instrument in words and figures. Do the qualifying words “ in substance ” impair the force of particulars ?

But it is claimed that the pleader professing to give the substance of the instrument is bound to plead the excuse for not giving its tenor, and that the subsequent statement, “ a more particular description whereof is to the Grand Jury unknown,” is wholly insufficient as an excuse. This undoubtedly would be true if the substance of the instrument was in fact pleaded, but when its tenor is pleaded, which necessarily embraces the substance, it is not necessary to plead excuse for an omission which does not exist.

It is manifest that the insertion of the words “ in sub- „ stance” is a redundancy, and in consequence that the subsequent statement “ a more particular description whereof is to [480]*480the grand jury unknown ” is surplusage. Whether under the strict rules of common-law pleading this redundancy and surplusage would render the indictment fatally defective need not now be determined, since its sufficiency must be tested in the first instance by the rules of the Criminal Code. It is provided by section 275, of the Code that “ Hereafter the forms of pleading and the rules by which the sufficiency of pleadings is to be determined, are those prescribed by this Code.”

These rules may be epitomized:

First.' That the indictment shall contain a plain and concise statement of the act constituting the crime, without unnecessary repetition. § 275.

Second. That it is sufficient if the act charged as the crime is plainly and concisely set forth. § 284, subd. 6.

Third. That the act charged as the crime is stated with such a degree of certainty as to enable the court to pronounce judgment upon a conviction. § 284, subd. 7.

Fourth. That it cannot be affected by reason of an imperfection in matter of form which does not tend to the prejudice of the substantial rights of the defendant upon the merits. § 285.

Fifth. That it is not rendered invalid by an error or mistake therein, unless it have actually prejudiced the defendant or tend to his prejudice in respect to a substantial right. § 684.

These rules were interpreted by Judge Earl in People v. Laurence, 137 N. Y. 521, where he says: “ Hence, the technical rules which in ancient times frequently served a useful purpose, have been greatly relaxed, indeed, almost entirely abrogated. By our Code of Criminal Procedure all forms of pleadings in criminal actions before existing were abolished, and the sole requisite of an indictment, besides the formal parts, is that it shall contain ‘ a plain and concise statement of the act constituting the crime, without unnecessary repetition.’ ”

At common law it was required that in an indictment charg[481]*481ing larceny of money it should be alleged that it was lawful money of the realm. In People v. Spencer, 27 Misc. Rep. 494, the indictment charged defendant with the larceny of money, but did not allege that it was lawful money of the United States. The court, in sustaining the indictment, said: “ If it can be understood from the indictment that the act constituting the crime is plainly and concisely set forth and with such a degree of certainty as to enable the court to pronounce judgment upon a conviction according to the right of the case, the indictment is sufficient.”

In Rosekrans v. People, 3 Hun, 287, the indictment was for forgery, and it contained these words, “ is in writing and is. in substance to the effect following, that is to say.” On demurrer the indictment was held sufficient, as setting forth facts, sufficient to constitute a crime, though the precise question was not discussed in the opinion.

In People v. Kingsley, 2 Cow. 522, the indictment was for forgery of an instrument which was alleged to be in the possession of the defendant, and, therefore, could not be set forth according to its tenor. The court, while declaring the general rule to be “ that the instrument forged must be set forth with particularity and certainty,” held it not applicable to the present case because “ the indictment excuses the want of a more particular description by averring that the bond was with the defendant.” Though this case was decided before the adoption of the Code, the rule enunciated was, and is, undoubtedly the law. The facts of the two cases differ.

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Bluebook (online)
15 N.Y. Crim. 477, 35 Misc. 177, 71 N.Y.S. 489, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-hertz-nygensess-1901.