People v. Herne

110 Misc. 2d 152, 441 N.Y.S.2d 936, 1981 N.Y. Misc. LEXIS 3054
CourtNew York County Courts
DecidedAugust 4, 1981
StatusPublished
Cited by12 cases

This text of 110 Misc. 2d 152 (People v. Herne) is published on Counsel Stack Legal Research, covering New York County Courts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Herne, 110 Misc. 2d 152, 441 N.Y.S.2d 936, 1981 N.Y. Misc. LEXIS 3054 (N.Y. Super. Ct. 1981).

Opinion

OPINION OF THE COURT

Jan H. Plumadore, J.

The defendant has entered a plea of guilty to attempted sexual abuse in the first degree in satisfaction of superior court information No. 141-80 which charged him with sexual abuse in the first degree. The felony complaint upon which the defendant had been bound over for the action of the Grand Jury charged him solely with rape in the first degree. This court must now decide if the plea entered is a proper one. The real issue to be determined is: may a defendant waive indictment and consent to and be prosecuted by a superior court information that charges only a lesser included offense of the one upon which the defendant had been originally held for Grand Jury action?

[153]*153The applicable constitutional provision in New York is found in section 6 of article I. In the interpretation of that provision New York has assumed a rather unique position. It is not unusual to treat the subject of prosecution by indictment, and the waiver thereof, in a State’s Constitution (42 CJS, Indictments and Informations, §73). It is, however, unusual, i.e., the minority position, to treat waiver of indictment questions as jurisdictional, and something more than the exercise of a merely personal right or privilege (56 ALR2d 837, §3, p 839). New York State has nonetheless adopted the principle that prosecution of “ ‘a capital or otherwise infamous crime’ ” by indictment by a Grand Jury is a fundamental public right, jurisdictional in nature, and nonwaivable in the absence of a constitutional provision allowing for it. (People ex rel. Battista v Christian, 249 NY 314, 317; Matter of Simonson v Cahn, 27 NY2d 1, 3-4.)

The initial pronouncement of the principle was made in a case decided at a time when there was no constitutional provision for waiving prosecution by indictment, only a rather short-lived statutory one. (People ex rel. Battista v Christian, supra, which invalidated a 1925 statute [Code Crim Pro, § 222] in 1928.) The principle was subsequently strongly reiterated in a case where there was neither legislative enactment nor constitutional authority, just the consent of all the parties presumably concerned. (Matter of Simonson v Cahn, supra, at p 3.) In that case, the Court of Appeals (per Chief Judge Fuld) stated (pp 3-4): “ TWlaiver [of indictment] is not permitted where a question of jurisdiction or fundamental rights is involved and public injury would result. A privilege, merely personal, may be waived; a public fundamental right, the exercise of which is requisite to jurisdiction to try, condemn and punish, is binding upon the individual and cannot be disregarded by him. The public policy of the State as expressed in the Constitution, takes precedence over his personal wish or convenience.’ ” (Emphasis supplied.) Prior to 1974, therefore, prosecution of “a capital or otherwise infamous crime” could be accomplished only through indictment by a Grand Jury.

Effective January 1, 1974, section 6 of article I of the State Constitution was amended to allow for a waiver of [154]*154prosecution by indictment; enabling legislation (CPL art 195) was subsequently enacted. Section 6 of article I was amended to read in pertinent part as follows: “No person shall be held to answer for a capital or otherwise infamous crime * * * unless on indictment of a grand jury, except that a person held for the action of a grand jury upon a charge for such an offense, other than one punishable by death or life imprisonment, with the consent of the district attorney, may waive indictment by a grand jury and consent to be prosecuted on an information filed by the district attorney; such waiver shall be evidenced by written instrument signed by the defendant in open court in the presence of his counsel.” (Emphasis supplied.)

CPL article 195 was then enacted “to implement * * * the waiver of indictment constitutional amendment” (Bellacosa, Practice Commentary, McKinney’s Cons Laws of NY, Book 11 A, 1980-1981 Pocket Part, CPL art 195, p 133). For the purposes of the instant case, the crucial statutory provision is CPL 195.20, which reads in pertinent part as follows: “A waiver of indictment shall be evidenced by a written instrument, which shall contain * * * the name, date and approximate time and place of each offense to be charged in the superior court information to be filed by the district attorney pursuant to section 195.40. The offenses named may include any offense for which the defendant was held for action of a grand jury and any offense or offenses properly joinable therewith pursuant to sections 200.20 and 200.40.” (Emphasis supplied.)

The issue raised by the instant case is one of apparent first impression. It can be resolved only by recourse to the general principles of statutory construction, as applied to CPL article 195 in general and to CPL 195.20 in particular. Through the application of those general principles, and for the several reasons set forth below, this court interprets the statute to mean that a superior court information must include any offense for which the defendant was held for action of a Grand Jury and may also include any other offense or offenses properly joinable therewith.

LEGISLATIVE INTENT

“The primary consideration of the courts in the construction of statutes is to ascertain and give effect to the [155]*155intention of the Legislature.” (McKinney’s Cons Laws of NY, Book 1, § 92, subd a, p 176.) That can ordinarily be determined from the words of the statute, by reading the statute literally and giving to its terms “their usual, ordinary, and commonly accepted meaning.” (McKinney’s Cons Laws of NY, Book 1, Statutes, § 94.) “Where, however, after a reading of the statute, its meaning is still not clear, courts must search for legislative intent in the purpose of the enactment, and from such facts and through such rules as may, in connection with the language, legitimately reveal it. Thus it is said that the quest for legislative intent requires the courts to pierce all disguises of verbal expression, and go straight to the purpose of the bill, aided by formulated rules when they serve, but bound by no rules that hinder discovery of such intent. All available aids to statutory construction should be explored in determining the meaning and intendment of statutes” (McKinney’s Cons Laws of NY, Book 1, Statutes, § 92, subd b, pp 183-184; emphasis supplied).

There can be no doubt that the wording of CPL article 195 (and particularly the wording of CPL 195.20) has caused a good deal of difficulty and confusion. This court has heard interpretations of what a superior court information may or must contain that range from “anything the District Attorney chooses to put in it” to “only that which was set forth in the original felony complaint.” This court must therefore seek to find the “purpose of the bill.”

The overriding purpose of the Legislature in enacting CPL article 195 is clear enough: “The basic purpose of this bill, and the constitutional amendment it implements, is to allow a defendant who wishes to go directly to trial without waiting for a grand jury to hand up an indictment to do so. The waiver of indictment procedure will permit such a defendant to obtain a speedier trial and will save time and expense expended in unnecessary grand jury proceedings.

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Cite This Page — Counsel Stack

Bluebook (online)
110 Misc. 2d 152, 441 N.Y.S.2d 936, 1981 N.Y. Misc. LEXIS 3054, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-herne-nycountyct-1981.