People v. Gumbs

124 Misc. 2d 564, 478 N.Y.S.2d 513, 1984 N.Y. Misc. LEXIS 3241
CourtNew York Supreme Court
DecidedJune 14, 1984
StatusPublished
Cited by3 cases

This text of 124 Misc. 2d 564 (People v. Gumbs) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Gumbs, 124 Misc. 2d 564, 478 N.Y.S.2d 513, 1984 N.Y. Misc. LEXIS 3241 (N.Y. Super. Ct. 1984).

Opinion

OPINION OF THE COURT

Herman Cahn, J.

The court is here presented with an extremely troubling situation which has great possible repercussions for the criminal justice system. The problem involves the refusal of a witness to be sworn or give testimony, upon the claim that he fears that harm will come to him or his family as a result.

The facts are as follows: On May 2, 1984, in Part 48, following the swearing of the jury and calling of witnesses in the within action, the People called their chief witness Rafel Coste. He began to enter the courtroom but recoiled upon seeing defendant in the courtroom sitting at counsel table. Coste explained to the Assistant District Attorney [565]*565that he would not testify because he believed that if he did, harm would come to him or to his family. He also said that he had been told by a police officer that he would never have to testify in the presence of defendant. Coste had previously testified before the Grand Jury, which testimony was of course given in the absence of defendant.

The court offered to appoint counsel for the recalcitrant witness, but he advised that he would retain his own counsel. He did so, and at the court’s direction, returned with his attorney the following day.

At that time, the witness was again called (outside defendant’s presence) to testify. He refused to take the oath, stating that his life and the lives of his family would be endangered if he gave testimony. The court directed him to testify and explained that failure to do so could result in a contempt of court finding, with punishment. Stating that he understood the court’s direction and the possibility of contempt, Coste refused to be sworn, asserting fear as his explanation.

The District Attorney’s office offered police protection to the witness. He accepted it for one night, but thereafter indicated that he would prefer to have it withdrawn, which it was. In addition, the District Attorney’s office offered to provide assistance for the witness to relocate himself and his family. The prosecution offered this help in the context of a newly formed witness relocation program, evidently patterned on a similar Federal program. The witness refused such assistance. He stated that he was aware of the offers of protection but that he and his family had established their lives in New York and that he wasn’t willing to uproot and start over elsewhere.

A contempt hearing was begun on Friday, May 4, 1984, and completed on Monday, May 7, 1984. Coste testified that defendant and his brothers had a reputation in Santo Domingo (where both Coste and defendant had previously resided) and in Manhattan (where they currently reside) as drug dealers and killers and that he had been told by an unnamed person sometime after the murder occurred that defendant was out to kill him. Coste stated that the only reason he had testified at the Grand Jury was because of assurances made to him by one Detective Suarez of the [566]*566New York City Police Department that he would never have to testify in front of defendant and that he needn’t worry about his safety. The witness did not testify as to any specific threats or overt threatening actions made to him or to any other member of his family.

The testimony of the other witnesses related to the means by which Coste’s court appearances were procured and to transactions between his counsel and the District Attorney’s office.

The court notes that the murder of which defendant is accused took place more than two years ago. During all this time, defendant has been free on bail and residing in the same general community as the witness.

The witness did not testify as to any specific threats made to him or his family by anyone.

Subdivision A of section 750 of the Judiciary Law empowers the court to punish for criminal contempt a person guilty of “5. Contumacious and unlawful refusal to be sworn as a witness; or, after being sworn, to answer any legal and proper interrogatory.”

The law is well settled that the People are entitled to every witness’ testimony. “[EJvery person owes a duty to the State to testify and may be compelled to do so”. (People v Clinton, 42 AD2d 815, 816.) Fear for himself or his family is not, as such, a valid excuse to justify a refusal to testify. (People v Clinton, supra; Piemonte v United States, 367 US 556, 559, n 2.)

Coste contends that his refusal is not contumacious and unlawful, but rather is excusable under the legal defenses of justification and/or duress. Justification as a defense to a finding of contempt is not well established under New York case law but there are indications that the trend is toward acceptance of the defense under proper circumstances. The essence of the defense is that, although a wrongful act was committed (here, refusal to take the oath), the actor had no reasonable choice but to commit that act. (Penal Law, § 35.05.) The cited section relates to a defense in a case where one is charged with a violation of the Penal Law, rather than acting contumaciously under the Judiciary Law, as here. Nevertheless, the theory embodied in the section, that there are at times justifiable [567]*567reasons for a failure to comply with the law, is one which the court will carefully consider in deciding whether to find the witness in contempt and, if so, in setting the punishment to be imposed.

In People v Clinton (supra), the Appellate Division, Third Department, when faced with a similar argument, affirmed the trial court’s holding that, as a matter of law, fear for one’s life or the life of one’s child was not a reason for refusing to testify and would not be a defense to a charge of contempt. This holding was based on the important and well-established principle that every person owes a duty to the State to testify and may be compelled to do so (Matter of Commission of Investigation v Lombardozzi, 7 AD2d 48). The obligation to testify is essential to effectuate the State’s ability to control, punish and reduce crime and every person owes the State that duty. (Matter of Commission of Investigation v Lombardozzi, supra, pp 56-57.) Its importance is such that the Legislature has seen fit to make failure to adhere to it a criminal act (Penal Law, § 215.50, subd 4), as well as a basis for finding the witness in criminal contempt. Several New York courts have indicated that the defense of justification may be a valid defense to a charge of criminal contempt, and, therefore, the defense will be considered here. (See Fuhrer v Hynes, 72 AD2d 813; People v Lennon, 115 Misc 2d 738.)

The justification defense is codified in article 35 of the Penal Law. Section 35.05 states that

“conduct which would otherwise constitute an offense is justifiable and not criminal when * * *

“2. Such conduct is necessary as an emergency measure to avoid an imminent public or private injury which is about to occur by reason of a situation occasioned or developed through no fault of the actor, and which is of such gravity that, according to ordinary standards of intelligence and morality, the desirability and urgency of avoiding such injury clearly outweigh the desirability of avoiding the injury sought to be prevented by the statute defining the offense in issue.” “[T]he impending injury * * * must clearly outweigh the injury sought to be prevented by statute”. (Fuhrer v Hynes, supra, at p 813.) [568]*568Since the alleged impending injury in

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Cite This Page — Counsel Stack

Bluebook (online)
124 Misc. 2d 564, 478 N.Y.S.2d 513, 1984 N.Y. Misc. LEXIS 3241, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-gumbs-nysupct-1984.