People v. Griffin

166 N.E.2d 684, 7 N.Y.2d 511, 199 N.Y.S.2d 674, 1960 N.Y. LEXIS 1360
CourtNew York Court of Appeals
DecidedApril 1, 1960
StatusPublished
Cited by41 cases

This text of 166 N.E.2d 684 (People v. Griffin) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Griffin, 166 N.E.2d 684, 7 N.Y.2d 511, 199 N.Y.S.2d 674, 1960 N.Y. LEXIS 1360 (N.Y. 1960).

Opinion

Van Voorhis, J.

The relator has appealed from the affirmance of an order dismissing a coram nobis application. Appellant contends that he was misled respecting sentence in pleading guilty to a lesser offense than was charged in the indictment.

The indictment charged assault in the second degree in two counts committed upon the same victim on the same date. The first count alleged the infliction of grievous bodily harm (Penal Law, § 242, subd. 3). The second count, omitting the infliction of grievous bodily harm, charged an assault with an instrument, weapon or thing likely to produce grievous bodily harm (Penal Law, § 242, subd. 4).

Appellant pleaded not guilty to both counts, but the Assistant District Attorney recommended acceptance of a plea of ‘1 guilty to the crime of an attempt to commit the crime of assault in the second degree to cover all counts of the indictment.” In interposing this plea, appellant was led to believe that his punishment would be less severe than though he had pleaded to either of the charges of assault. Except in capital cases or life imprisonment, a person convicted of an attempt ‘£ is punishable by imprisonment for not more than half of the longest term, or by a fine of not more than one-half of the largest sum prescribed upon a conviction for the commission of the offense attempted, or by both such fine and imprisonment” (Penal Law, § 261, [514]*514suM. 2). Assault in the second degree is punishable by imprisonment for a term not exceeding 5 years or by a fine of not more than $1,000 or both (Penal Law, § 243). The maximum punishment for an attempt to commit this crime is a prison term of 2% years or a fine of not more than $500, or both. This appellant received an indeterminate sentence of from 6 years and 3 months to 12 years and 6 months. The explanation is as follows: To the surprise of appellant, after his plea to an attempt had been accepted, the County Judge conducted a hearing at which he called the complaining witness who testified that appellant hit him on the head with a child’s baseball bat and stabbed him with a knife. The witness was unable to say what kind of a knife it was except that it was about three inches long. Then the County Judge called a detective who saw appellant in the station house, but did not recollect having seen the baseball bat or the knife. Appellant’s attorney inquired “ the reason for this proceeding in view of the' fact that he had already pleaded guilty to attempted assault in the 2nd degree? ” to which the Judge replied: “The reason is to determine the nature of the weapon or weapons that were used; to determine whether or not the defendant comes within the purview of the statute in such case made and provided concerning increased punishment.” The appellant then took the stand and testified that the baseball bat was a souvenir, a little over a foot long, 1 ‘ Like the one you get at Ebbets Field ’ ’, weighing less than a pound, and that the knife was a kitchen paring knife. The Judge then stated that “ The Court finds that the defendant was armed with a' dangerous weapon that comes within the purview of the statute; to wit, the knife and that he is, therefore, amenable to added punishment under the Penal Law” (§ 1944).

An additional sentence of 5 to 10 years in Sing Sing was imposed, making the total sentence from 6 years and 3 months to 12 years and 6 months. The additional sentence under section 1944 of the Penal Law is the same for attempting to commit a felony as in the case of the commission of the felony, with the consequence that the total punishment was but slightly less than the maximum to which appellant could have been subjected if he had pleaded guilty to the indictment charging assault in the second degree. It is well established that section 1944 of the Penal Law is applicable to an attempted felony as well as to a [515]*515felony, and that it does not create a separate crime but increases the penalty for a felony committed or attempted (People v. Paradiso, 248 N. Y. 123, 126; People ex rel. Temple v. Brophy, 248 App. Div. 442, 444; People v. Krennen, 264 N. Y. 108).

If appellant had pleaded guilty to the crime charged in the indictment, or had been convicted after trial, it would have been proper for the court to have taken testimony to determine whether appellant was armed in order to determine the question of increased punishment (People v. Caruso, 249 N. Y. 302; People v. Krennen, supra). Here, however, appellant did not plead guilty to any count in this indictment. His plea was to a lesser crime which the court is authorized to accept on recommendation of the prosecuting officer (Code Crim. Pro., § 342-a). Section 334 defines the form of pleas to indictments. Unless it sets forth a former conviction or acquittal, the plea (with an exception pertinent here) must state that the defendant pleads that he is guilty or not guilty of the crime charged in the indictment. The exception relates to pleas to lesser crimes. Where that occurs, the defendant does not admit the facts charged against him in the indictment. He pleads guilty to something else. Subdivision 2 of section 334 directs that “If he plead guilty to any lesser crime than that charged in the indictment ” the substance of his plea shall be that 1 ‘1 the defendant pleads guilty to the crime of’ — (naming it).” Such a plea does not presuppose the truth of the facts pleaded in the indictment. Consequently it accomplishes nothing for the Judge to institute an inquiry concerning the facts alleged in the indictment, since the defendant has pleaded guilty to another crime. His plea only admits the facts stated in the plea as constituting the lesser crime. This accused, pleading guilty to an attempt to cover both counts in the indictment, may be deemed to have referred to the time, place and intended victim described in the indictment, but otherwise the plea to an attempt assumes different circumstances. This was quite different from pleading guilty to the indictment and gave no warrant to the court to conduct an inquiry to ascertain whether the facts alleged in the indictment were true or whether, if the acts described in the indictment were committed, the person who did so was armed.

Although the language of appellant’s plea of guilty to attempted assault in the second degree may be deemed to refer [516]*516to the time, place and intended victim described in the indictment, the plea of attempt presupposes different circumstances. Moreover, the practice of accepting pleas to lesser crimes is generally intended as a compromise in situations where conviction is uncertain of the crime charged. The judgment entered on the plea in such situations may be based upon no objective state of facts. It is often a hypothetical crime, and the procedure— authorized by statute — is justified for the reason that it is in substitution for a charge of crime of a more serious nature which has been charged but perhaps cannot be proved. After a plea to a lesser crime has been accepted, the factual basis of the crime confessed can ordinarily be found only in the language of the plea. Here, appellant could have been guilty of attempted assault in the second degree if he intended to inflict grievous bodily harm without a weapon. It could not be assumed that he was armed from the plea which he entered and, since his plea may relate to a hypothetical situation without objective basis, it was not permissible for the Trial Judge to conduct a so-called section 1944 inquiry.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

People v. Sabb
New York Court of Appeals, 2026
State v. Pollman
441 P.3d 511 (Court of Appeals of Kansas, 2019)
People v. Mangarillo
2017 NY Slip Op 5872 (Appellate Division of the Supreme Court of New York, 2017)
Dale v. Holder
610 F.3d 294 (Fifth Circuit, 2010)
People v. Quirk
73 A.D.3d 1089 (Appellate Division of the Supreme Court of New York, 2010)
Rivera v. State
952 A.2d 396 (Court of Special Appeals of Maryland, 2008)
People v. Summers
242 A.D.2d 869 (Appellate Division of the Supreme Court of New York, 1997)
Spencer v. State
942 P.2d 646 (Court of Appeals of Kansas, 1997)
People v. Flores
237 A.D.2d 128 (Appellate Division of the Supreme Court of New York, 1997)
People v. Johnson
675 N.E.2d 1217 (New York Court of Appeals, 1996)
People v. Laureano
664 N.E.2d 1212 (New York Court of Appeals, 1996)
People v. Bacigalupo
820 P.2d 559 (California Supreme Court, 1991)
Himelein v. Frank
141 Misc. 2d 416 (New York Supreme Court, 1988)
Downer v. State
543 A.2d 309 (Supreme Court of Delaware, 1988)
People v. Mazzilli
125 A.D.2d 602 (Appellate Division of the Supreme Court of New York, 1986)
People v. Buitrago
125 A.D.2d 322 (Appellate Division of the Supreme Court of New York, 1986)
People v. Castaldo
115 A.D.2d 752 (Appellate Division of the Supreme Court of New York, 1985)
People v. Angelakos
128 Misc. 2d 844 (Criminal Court of the City of New York, 1985)
People v. Waits
695 P.2d 1176 (Colorado Court of Appeals, 1985)
People v. Wedgewood
106 A.D.2d 674 (Appellate Division of the Supreme Court of New York, 1984)

Cite This Page — Counsel Stack

Bluebook (online)
166 N.E.2d 684, 7 N.Y.2d 511, 199 N.Y.S.2d 674, 1960 N.Y. LEXIS 1360, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-griffin-ny-1960.