People v. Gray

583 N.E.2d 109, 221 Ill. App. 3d 677, 164 Ill. Dec. 555, 1991 Ill. App. LEXIS 2023
Appellate Court of Illinois·Decided December 5, 1991·No. No. 4—91—0011·Published·Cited by 5 cases

Opinion

JUSTICE STEIGMANN

delivered the opinion of the court:

Defendant, Malcolm Gray, was convicted by a jury of official misconduct, in violation of section 33 — 3(b) of the Criminal Code of 1961 (Code) (Ill. Rev. Stat. 1989, ch. 38, par. 33 — 3(b)), and sentenced to 30 months’ probation. The trial court imposed various probationary conditions upon defendant, including a six-month jail sentence and a $60,000 restitution payment. On appeal, defendant argues that the official misconduct statute does not apply to the facts of this case. We agree and reverse.

I. Facts

The facts herein are essentially undisputed. Accordingly, we will discuss them only to the extent necessary to put defendant’s argument in proper context.

In September 1982, defendant was hired as a janitor by the Illinois Veterans Home (Home) in Quincy, Illinois. The Home is run by the Illinois Department of Veterans Affairs. During the course of a 30- to 45-minute intake interview, the personnel manager gave defendant various documents that contained lengthy lists of the rules of his employment. As described by defendant, his job at the Home was “to swing a mop. I was a janitor.” The personnel manager described defendant’s position as that of a housekeeper, doing general cleaning, sweeping, dusting, and the washing of windows and walls.

In 1987, defendant met Robert Jones when Jones became a resident of one of the buildings on the Home’s campus. At the time, Jones was in his mid-70’s and defendant was in his mid-50’s. Defendant was generally friendly with the residents and would visit with them as he performed his janitorial duties. Defendant saw Jones daily, spoke with him frequently, and they became friends. Jones testified that defendant was a housekeeper in the building in which Jones lived, so Jones would “see him every day as he would clean up [the living quarters.]” Jones would give defendant bread recipes, and defendant would bake bread on his days off and bring it to Jones. Defendant also occasionally ran errands for Jones into Quincy to pick up special items that Jones did not have available to him at the Home.

During the course of their conversations, defendant told Jones that defendant’s dream was to own and operate a restaurant. Defendant also told Jones about having a potential investor for the restaurant. Jones frequently gave defendant advice about how defendant should run the restaurant once it opened. Ultimately, the investor backed out. Defendant told Jones the sad news, and sometime later, in May 1988, Jones approached defendant and offered to invest $60,000 in defendant’s restaurant. Because defendant had not known (and had no way of knowing) that Jones had any money, he was astounded by the offer. The subject of Jones’ making this investment had never before come up, nor had defendant ever asked Jones for any money. Defendant considered Jones’ offer to invest for a few days. Before accepting it, he took Jones to see the building in Quincy that defendant and his wife purchased in 1974 wherein they planned to open the restaurant.

After defendant accepted Jones’ offer, Jones obtained $60,000 of his savings and gave the money to defendant. Jones also drafted a document in which defendant assigned his interest in the building to Jones in exchange for the $60,000.

Defendant began to renovate the building, and in October 1988, he resigned his job as a janitor at the Home and began to work full time at the restaurant. Defendant took Jones to the building on several occasions to see the progress of the renovations.

Defendant opened the restaurant in January 1989, but it never proved profitable. He wound up closing it less than eight months later.

Starting in February, Jones had a falling out with defendant when Jones had an argument with the accountant defendant hired to keep the books for the restaurant. Jones did not like how the books were being kept and thought there was something fraudulent about them. Jones also did not like the fact that, at the accountant’s suggestion, defendant had incorporated the new restaurant. Because defendant did not understand any of the bookkeeping discussions, he stayed out of the arguments between the accountant and Jones.

In April 1989, Jones demanded that defendant return Jones’ investment. However, defendant had spent all of the money on the restaurant. Jones hired an attorney and filed suit against defendant and his wife, seeking the return of the $60,000 investment. At the time of defendant’s trial in the present case, that civil action was still pending.

In July 1990, the State charged defendant with official misconduct, alleging that he,

“a public employee, being an employee of the Illinois Veterans Home, while acting in his official capacity, knowingly performed an act which he knew to be forbidden by law to perform, that law being the Department of Veterans Affairs Illinois Veterans Home Personal Conduct Rules For Employees, to wit: having any financial transactions with clients or members, by receiving [cash] from Robert Jones and entering into a restaurant business with Robert Jones.”

Section 33 — 3(b) of the Code, in pertinent part, reads as follows:

“Official Misconduct. A public officer or employee commits misconduct when, in his official capacity, he commits any of the following acts:
(b) Knowingly performs an act which he knows he is forbidden by law to perform[.]” Ill. Rev. Stat. 1989, ch. 38, par. 33— 3(b).

One of the documents the personnel manager gave defendant when she hired him contained a rule that prohibited Home employees from “soliciting or accepting gratuities for services rendered, borrowing from clients or members, or loaning money to clients or members, [and] having any financial transactions with clients or members.” The phrase “clients or members” meant residents of the Home, such as Jones. Defendant acknowledged that he was generally aware of the many rules of the Home and testified that his basic understanding was “that he was to treat the residents as he would want to be treated.” He also acknowledged that he understood his involvement with Jones violated a rule against financial dealings with residents of the Home and that he could lose his job as a result. However, he insisted that he did not know he was violating any law.

II. Analysis

In People v. Steinmann (1978), 57 Ill. App. 3d 887, 897, 373 N.E.2d 757, 764, the court had to resolve whether a defendant convicted of official misconduct was acting in his official capacity when he performed certain acts. The court wrote the following: “[T]he offense [of official misconduct] was designed to reach those situations where a public officer or employee has in some fashion exploited his official position to the detriment of the public good.” (Emphasis added.) (Steinmann, 57 Ill. App. 3d at 897, 373 N.E.2d at 764.) In People v. Adams (1978), 64 Ill. App. 3d 547, 549, 381 N.E.2d 738

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People v. Gray, 583 N.E.2d 109, 221 Ill. App. 3d 677, 164 Ill. Dec. 555, 1991 Ill. App. LEXIS 2023 (Ill. Ct. App. 1991).

583 N.E.2d 109 (People v. Gray) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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