People v. Goetz

116 A.D.2d 316, 501 N.Y.S.2d 326, 1986 N.Y. App. Div. LEXIS 50909
CourtAppellate Division of the Supreme Court of the State of New York
DecidedApril 17, 1986
StatusPublished
Cited by6 cases

This text of 116 A.D.2d 316 (People v. Goetz) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Goetz, 116 A.D.2d 316, 501 N.Y.S.2d 326, 1986 N.Y. App. Div. LEXIS 50909 (N.Y. Ct. App. 1986).

Opinions

OPINION OF THE COURT

Kassal, J.

We agree with the thoughtful and incisive analysis of the issues by Trial Term and affirm to the extent appealed from, essentially for the reasons stated by Justice Crane (131 Misc 2d 1). However, in view of the importance of the issue, we would add the following:

I

This appeal poses a critical legal issue in a most significant criminal case—the proper legal standard to be employed in determining the defense of self-defense or justification in connection with the use of deadly physical force to repel a robbery and/or in response to the claimed threatened use of deadly physical force. The Justice at Trial Term dismissed nine counts of the indictment because of fundamental error by the prosecutor in his instructions to the Grand Jury, which, the court found to be so serious and prejudicial as to significantly impinge upon the integrity of the Grand Jury proceeding. Trial Term, however, did grant leave to the District Attorney to re-present the charges to another Grand Jury. As a result, this appeal, on legal issues only, is not concerned with the underlying merits of any of the criminal charges, neither those dismissed by Justice Crane, which may be presented to another Grand Jury since leave to resubmit was granted, nor those charges not dismissed, which await trial.

Piercing the maze of confusion, the rhetoric and media sensationalism and the heat that have all surrounded this case, it is crucial to focus upon the limited question before us on this appeal. The sole issue is the propriety of the instructions by the Assistant District Attorney to the Grand Jury on justification. The charge basically employed an objective test, significantly different from the instructions given by another Assistant District Attorney to the first Grand Jury in this matter.

[318]*318The Grand Jury instructions presented here were in direct conflict with the subjective standard explicitly required by Penal Law § 35.15—"he reasonably believes”—and in contravention of a long line of appellate decisions on the issue. In this Department, 7 of the 14 present members of this court have recently approved this subjective standard (see, People v Montanez, — AD2d —; People v Santiago, 110 AD2d 569). In the Second Department, 10 of the 15 members of that Bench came to the same conclusion (see, People v Powell, 112 AD2d 450; People v Swinson, 111 AD2d 275, 277 [Titone, J., concurring in part]; People v Long, 104 AD2d 902; People v Wagman, 99 AD2d 519; People v Desmond, 93 AD2d 822).

These decisions uniformly hold that the critical inquiry under New York’s justification statute is governed by a subjective standard, namely, whether the defendant reasonably believed the use of physical force or deadly physical force to be necessary under the circumstances, not the objective test espoused by the District Attorney and the dissent—whether a reasonably prudent man would have had that belief in that situation. In our view, the use of the objective standard improperly shifts the focus of attention from the subjective state of mind of this defendant, necessary to determine his mental state in terms of culpability and, in evaluating his moral culpability, substitutes the criterion of a fictitious, hypothetical person—the reasonable man—thereby using civil negligence concepts, in sharp contrast to the Penal Law definition of this defense.

Contrary to statements made at oral argument and in the District Attorney’s brief, our prior holdings were not made in a "jurisprudential vacuum”, but were carefully researched, considered and determined. There is no basis for the highly unusual, unfounded and incorrect assertion that this court rendered decisions without considering the prior law. Appellant and our dissenting colleagues overlook the fact that within the last few months, still fresh in mind, this precise issue had been raised and rejected in Santiago and in Montanez (supra) only after a thorough evaluation of the legal concepts, which had been fully presented in the briefs and at oral argument.

Justice Asch suggests that, when Santiago and Montanez (supra) were decided, we were not aware of and did not "discuss” the prior decisions of the Court of Appeals. To the contrary, Santiago expressly relied, in part, upon the Second Department memorandum decision in Wagman (supra), which [319]*319followed that court’s earlier decision in Desmond (supra). Desmond had been based upon, inter alia, several earlier authorities—People v Lumsden (201 NY 264), People v Governale (193 NY 581) and People v Taylor (177 NY 237). As a matter of fact, this last case, Taylor, has not been addressed, either by the District Attorney or the dissent. Moreover, in People v Gonzalez (80 AD2d 543), the District Attorney had conceded that the trial court erred in instructing the jury on the defense of justification by utilizing "the ordinary prudent man” standard. In any event, the suggestion that our prior decision in Santiago is "fatally flawed”, and that those of the Second Department are "highly suspect” because they did not include citations of a greater number of decisions on the issue is as novel as it is wrong.

We approach the disposition of this case with a keen awareness of society’s overriding concern that justice be done, but only in adherence with due process of law. The fundamental fairness, on which our system of justice is based, is designed to protect the individual rights of those accused as well as the interests of society. This mandates that presentment to a Grand Jury be done by way of adequate and proper legal instructions, without which, the Grand Jury—historically, the heart of our criminal justice system—must falter. As Trial Term aptly observed: "This case for all concerned, including defendant, cries out for adjudication, not according to popular opinions, emotional reactions or political philosophy, but according to the evidence, properly and fairly admitted before the appropriate tribunal, and adjudicated in obeisance to the rules of law. Indeed, observance of rules of law is what makes our society stable; adoption and enforcement of these rules pursuant to our constitutions is what keeps us free.”

II

In the early afternoon hours of December 22, 1984, newspapers throughout the Nation carried sensational headlines that four youths had been shot by a man who appeared to have been victimized on a downtown IRT subway train and who, after the shooting, fled the scene onto the tracks and into a nearby subway tunnel. On December 31, 1984, nine days later, Bernhard Goetz voluntarily surrendered to the police in Concord, New Hampshire, identifying himself as the wanted subway gunman. After Miranda warnings had been given, in a lengthy, recorded interview, he explained his background in [320]*320terms of his two earlier experiences as a robbery victim and described his perceptions at the time of this subway confrontation, which he claims motivated and prompted his extraordinary response. He waived extradition and was returned to New York for arraignment.

The first Grand Jury proceeding, at which neither the defendant nor any of the youths testified, returned an indictment charging defendant with criminal possession of a weapon in the third and fourth degrees but did not return a true bill on the other charges of attempted murder, assault and reckless endangerment.

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Cite This Page — Counsel Stack

Bluebook (online)
116 A.D.2d 316, 501 N.Y.S.2d 326, 1986 N.Y. App. Div. LEXIS 50909, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-goetz-nyappdiv-1986.