People v. Gawlak

657 N.E.2d 1057, 212 Ill. Dec. 712, 276 Ill. App. 3d 286, 1995 Ill. App. LEXIS 814
CourtAppellate Court of Illinois
DecidedNovember 1, 1995
Docket1-93-4247
StatusPublished
Cited by11 cases

This text of 657 N.E.2d 1057 (People v. Gawlak) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Gawlak, 657 N.E.2d 1057, 212 Ill. Dec. 712, 276 Ill. App. 3d 286, 1995 Ill. App. LEXIS 814 (Ill. Ct. App. 1995).

Opinion

JUSTICE TULLY

delivered the opinion of the court:

After a bench trial, defendant, Dale Gawlak, was found guilty of making a false material statement concerning hazardous waste in violation of section 44(h)(2) of the Environmental Protection Act (Ill. Rev. Stat. 1991, ch. 111½, par. 1044(h)(2) (now 415 ILCS 5/44(h)(2) (West 1994))), unlawful destruction of a hazardous waste record in violation of section 44(h)(3) of the Environmental Protection Act (Ill. Rev. Stat. 1991, ch. 111½, par. 1044(h)(3) (now 415 ILCS 5/44(h)(3) (West 1994))) and forgery in violation of section 17 — 3(a)(1) of the Criminal Code of 1961 (Ill. Rev. Stat. 1991, ch. 38, par. 17 — 3(a)(1) (now 720 ILCS 5/17 — 3(a)(1) (West 1994))) and sentenced to one year’s probation. It is from the judgment of conviction entered by the circuit court that defendant now appeals to this court pursuant to section 6 of article VI of the Illinois Constitution (Ill. Const. 1970, art. VI, § 6) and Supreme Court Rule 603 (134 Ill. 2d R. 603).

For the reasons which follow, we affirm in part and reverse in part.

FACTUAL BACKGROUND

The facts in this case are undisputed. In February 1991, defendant worked as a materials handling supervisor for Chemical Waste Management, Inc. (CWM), at its plant at the intersection of Stony Island Avenue and 117th Street in Chicago. Defendant’s duties included overseeing the movement and inventory of containers of hazardous waste that were sent to the Stony Island plant for incineration. The plant incinerated both hazardous and nonhazardous waste from other companies, as well as waste created by the plant itself.

In February of 1991, there had been an explosion in the kiln of the incinerator at the Stony Island plant which rendered it inoperable, with the exception of periodic tests. As a consequence of the explosion, CWM entered into a consent decree with the Illinois Environmental Protection Agency (IEPA) calling for on-site monitoring.

The consent decree between CWM and IEPA provided for a reduction in the amount of stored hazardous waste at the plant. It provided that there should not be more than 55,000 gallons of hazardous waste at any given time, in anticipation of the waste being incinerated. Prior to the consent decree, CWM had been permitted to keep up to 136,000 gallons of hazardous waste stored on site.

Pursuant to the Environmental Protection Act (hereinafter Act) (Ill. Rev. Stat. 1991, ch. 111½, par. 1001 et seq. (now 415 ILCS 5/1 et seq. (West 1994))), IEPA promulgated regulations which allow hazardous waste created on site to be kept on site for up to 90 days before it is considered "stored” and thus counted toward the limited amount of hazardous waste a disposal site may lawfully store on site in anticipation of disposal. In other words, prior to 90 days, such waste created on site in the process of disposing of other waste brought into the plant from outside sources does not go "on the books” as inventory.

To determine how long hazardous waste has been on site, stickers detailing the accumulation date, the date the barrel first received waste and the date on which the waste is either shipped to the storage facility or generated at the storage facility are attached to each barrel of waste. The stickers also identify the contents of the barrels.

To determine how much waste was on site at any one time, CWM took inventory on theoretical, rather than actual, volume. After the entering of the consent decree, CWM ordered defendant and other employees to count the number of barrels on site and multiply them by their capacity. Previously, defendant and others would determine inventory by opening each container to check the actual volume of the hazardous waste contained.

In September of 1991, CWM wanted the site to have less than 55,000 gallons of waste on site, and it attempted to reduce the amount of waste on hand. Initially, the desired reduction was accomplished by shipping some of the barrels from the Stony Island plant to other disposal sites run by CWM or by burning the waste in the incinerator. By August of 1991, neither option was available as the other CWM plant could not take any more waste and the on-site incinerator was inoperable. Defendant testified that nevertheless he was directed by his supervisors to reduce the amount of waste on site.

On December 28, 1991, defendant along with two other CWM employees, Jennifer Davis, an operations clerk, and Nicholas Bajovich, a repacker, performed an inventory of the hazardous waste stored at the Stony Island facility. The inventory revealed that the plant was very close to the 55,000-gallon limit, containing 1,000 gallons more than the limit allowed based on the theoretical, rather than actual, volume of the barrels. However, defendant believed that there were approximately 40,000 gallons of actual waste on site.

Defendant then contacted his supervisor, Douglas Fischer, and informed him what the inventory had shown and what defendant believed the actual volume of waste was. Fischer instructed defendant r at the site no longer used an actual volume count because it would 3 too difficult to explain to regulatory authorities. Fischer told defendant to make sure that the theoretical volume was under 55,000 gallons. Defendant further testified that Fischer told him that he had better get the theoretical volume underneath 55,000 gallons or defendant would lose his job.

Defendant then met with Bajovich and Davis and discussed ways to bring the plant within the 55,000-gallon theoretical limit. Bajovich suggested changing the accumulation start date stamped on each barrel of waste so that it appeared that the waste had been on site less than 90 days and therefore not counted as inventory under the regulations.

Bajovich and Davis then proceeded to make the new, false labels. Defendant, Davis and Bajovich then walked through the storage facility and picked out drums from which to remove the old labels and place the new falsified labels upon. Thereafter, defendant, Davis and Bajovich then placed the false labels on the containers.

Almost immediately thereafter, defendant and his co-workers’ activities came to the attention of authorities and the instant criminal proceedings ensued.

ISSUES PRESENTED FOR REVIEW

On appeal, defendant argues that: (1) the trial court erred in convicting him of making a false material statement concerning hazardous waste because the false statements at issue were not "material” within the meaning of section 44(h)(2) of the Act; (2) the trial court erred in convicting him of unlawful destruction of a hazardous waste record because the labels at issue were not "records” within the meaning of section 44(h)(3) of the Act; and (3) the trial court erred in convicting him of forgery because the false statements at issue were not made with an intent to defraud within the meaning of the forgery statute.

OPINION

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Cite This Page — Counsel Stack

Bluebook (online)
657 N.E.2d 1057, 212 Ill. Dec. 712, 276 Ill. App. 3d 286, 1995 Ill. App. LEXIS 814, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-gawlak-illappct-1995.