People v. Gaul

63 A.D.2d 563, 404 N.Y.S.2d 603, 1978 N.Y. App. Div. LEXIS 11393
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMay 4, 1978
StatusPublished
Cited by37 cases

This text of 63 A.D.2d 563 (People v. Gaul) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Gaul, 63 A.D.2d 563, 404 N.Y.S.2d 603, 1978 N.Y. App. Div. LEXIS 11393 (N.Y. Ct. App. 1978).

Opinion

Judgment, Supreme Court, Bronx County, rendered February 18, 1975, convicting defendant after a jury trial of criminal sale of a controlled substance in the third degree (Penal Law, § 220.39), criminal possession of a controlled substance in the third (Penal Law, § 220.16) and seventh (Penal Law, § 220.03) degrees and criminal possession of a hypodermic instrument (Penal Law, § 220.45), modified, on the law, and as a matter of discretion in the interest of justice, to the extent of reversing the conviction for criminal possession of controlled substance in the third and seventh degrees and dismissing Counts 2 and 3 of the indictment, and otherwise affirmed. Defendant was arrested on March 19, 1974, shortly after his sale of three grains of heroin to an undercover officer during a "buy and bust” police operation. He was identified by the undercover officer at the scene of the arrest and a subsequent frisk revealed the buy money which had been used by the undercover officer. The People concede that criminal possession of a controlled substance in the seventh degree (simple possession) is a lesser included offense and that the trial court should have dismissed Count 3 of the indictment. Appellant contends that the count of criminal possession of a controlled substance with intent to sell (Penal Law, § 220.16, possession in the third degree) should also have been dismissed as a lesser included offense of criminal sale in the third degree (Penal Law, § 220.39). However, since both are class A-III felonies, the possessory offense is neither a lesser included offense in grade or degree (CPL 1.20, subd 37) nor an inclusory concurrent offense. (CPL 300.30, subd 4.) Both are of the same grade or degree. Both have the same classification and carry the same punishment. Accordingly the statute does not require the dismissal of the possessory count as a lesser inclusory concurrent count. (CPL 300.40, subd 3, par [b]); People v Samuels, 59 AD2d 574, 576; People v Lunsford, 81 Mise 2d 985, 987.) However, this is not dispositive. The issue here was whether or not there was a sale. There was one act. The alleged sale required proof of possession. Accordingly, on the facts of this case, where the jury could not have found defendant guilty of the sale without concomitantly finding possession with intent to sell, discretion required that both counts not be submitted, as authorized by CPL 300.40 (subd 3, par [a]): "With respect to non-inclusory concurrent counts, the court may in its discretion submit one or more or all thereof’. Although the statute mandates that lesser included offenses be dismissed upon conviction of the greater offense (CPL 300.40, subd 3, par [b]), there is no such requirement concerning noninclusory concurrent counts. However, only concurrent sentences may be imposed with respect to such noninclusory concurrent counts (CPL 300.30, subd 3). Thus in a case such as this where a conviction of selling requires a conviction of possession with intent to sell, if both counts are submitted, only concurrent sentences may be imposed. Although it may well be that there are no consequences of a conviction for two noninclusory concurrent counts other than concurrent sentences for both, logic requires and the statute authorizes dismissal of the possession count in the exercise of discretion. We have examined the remaining issues raised by appellant and find them to be without merit. Concur—Murphy, P. J., Lupiano, Fein and Sullivan, JJ.; Silverman, J., dissents in part in a memorandum as follows: I would affirm the judgment of conviction. The court modifies the judgment of conviction so as to dismiss two counts, on which the jury rendered verdicts and as to which the trial court has imposed concurrent sentences which add [564]*564nothing to the punishment on a more inclusive count, on the ground that they are included in another count. Such modification affects nothing but the form of the judgment, and the inquiry as to whether such modification should be made is a useless diversion of the time and energies of court and counsel, not required by statute. 1. I address myself first to the dismissal of the count for criminal possession of a controlled substance in the seventh degree (Penal Law, § 220.03). This is plainly an "inclusory concurrent counts” (CPL 300.30, subd 4) included within the offense of criminal sale of a controlled substance in the third degree (Penal Law, § 220.39), so that the modification to dismiss the lesser count is quite in accordance with our usual practice. (People v Pyles, 44 AD2d 784.) While the Court of Appeals has sanctioned this practice in a number of cases (e.g., People v Johnson, 39 NY2d 364, 370; People v Grier, 37 NY2d 847; People v Lee, 39 NY2d 388), the cited cases were decided on concession by the District Attorney. However, it is clear that once there is a verdict of guilty on both the greater and lesser counts, it can make no possible difference to anyone whether the lesser offense is dismissed or subjected to a concurrent sentence which does not exceed the greater. Yet, in literally hundreds of cases defendants’ attorneys have solemnly urged that the trial court erred in not dismissing a lesser offense but in imposing a concurrent sentence, and District Attorneys have with a solemn show of fairness conceded, or even on their own initiative pointed out the "error,” and the intermediate appellate courts of this State have solemnly considered the question whether indeed the particular offense was a lesser included offense and thus whether the trial' court erred in imposing a concurrent sentence rather than dismissing. And all this about literally nothing at all. I do not think anything in the statute requires us to engage in this meaningless exercise. Where the jury has returned a verdict of guilty on both the greater and the lesser count, and the Judge has imposed a concurrent sentence on the lesser count that adds nothing to the sentence on the greater count, we are not required to inquire whether the "lesser count” is truly lesser, or to vacate the sentence on that count and dismiss that count. The basic relevant statute is CPL 300.40 (subd 3, par [b]), which provides: "(b) With respect to inclusory concurrent counts, the court must submit the greatest or inclusive count and may or must, under circumstances prescribed in section 300.50, also submit, but in the alternative only, one or more of the lesser included counts. A verdict of guilty upon the greatest count submitted is deemed a dismissal of every lesser count submitted, but not an acquittal thereon. A verdict of guilty upon a lesser count is deemed an acquittal upon every greater count submitted.” It is the next to the last sentence which is said to require dismissal. I suggest it has no applicability when the jury has in fact rendered a verdict on both counts. It seems to me that the purpose of this provision is merely to state the legal effect of a jury’s failure to render a verdict on a particular count. The question as to such a count is always whether in legal effect what has happened amounts to an acquittal, in which case there can be no retrial as to that count even if the main verdict or judgment is nullified, or a dismissal, in which case there can be a retrial if the main verdict or judgment is nullified. (CPL 40.30, subd 3.) CPL 300.40 (subd 3) is one of a number of provisions in the Criminal Procedure Law designed to state the legal effect—as acquittal or dismissal—of the failure of a count to result in a verdict. Thus failure of the jury to render a verdict on a count upon which it was instructed to do so is "deemed” an acquittal as to such count. (CPL 310.50, subd 3.) In the case of greater and lesser included counts, however, the jury is instructed not to render a verdict on [565]

Free access — add to your briefcase to read the full text and ask questions with AI

Related

People v. Fields
2025 NY Slip Op 05647 (Appellate Division of the Supreme Court of New York, 2025)
People v. Mundo
286 A.D.2d 592 (Appellate Division of the Supreme Court of New York, 2001)
People v. Getman
188 Misc. 2d 809 (New York County Courts, 2001)
People v. Ross
284 A.D.2d 233 (Appellate Division of the Supreme Court of New York, 2001)
Baim v. Eidens
279 A.D.2d 787 (Appellate Division of the Supreme Court of New York, 2001)
People v. Cornwall
274 A.D.2d 744 (Appellate Division of the Supreme Court of New York, 2000)
People v. Pinto
235 A.D.2d 261 (Appellate Division of the Supreme Court of New York, 1997)
People v. Hickman
234 A.D.2d 151 (Appellate Division of the Supreme Court of New York, 1996)
In re Peter L.
233 A.D.2d 257 (Appellate Division of the Supreme Court of New York, 1996)
People v. Brown
231 A.D.2d 433 (Appellate Division of the Supreme Court of New York, 1996)
People v. Marrero
219 A.D.2d 518 (Appellate Division of the Supreme Court of New York, 1995)
People v. Morales
202 A.D.2d 359 (Appellate Division of the Supreme Court of New York, 1994)
People v. Mesa
195 A.D.2d 422 (Appellate Division of the Supreme Court of New York, 1993)
People v. Velez
189 A.D.2d 572 (Appellate Division of the Supreme Court of New York, 1993)
People v. Campbell
175 A.D.2d 612 (Appellate Division of the Supreme Court of New York, 1991)
People v. Thomas
174 A.D.2d 994 (Appellate Division of the Supreme Court of New York, 1991)
People v. Singleton
174 A.D.2d 354 (Appellate Division of the Supreme Court of New York, 1991)
People v. Rizo
169 A.D.2d 491 (Appellate Division of the Supreme Court of New York, 1991)
People v. Lopez
164 A.D.2d 795 (Appellate Division of the Supreme Court of New York, 1990)
People v. Miranda
151 A.D.2d 321 (Appellate Division of the Supreme Court of New York, 1989)

Cite This Page — Counsel Stack

Bluebook (online)
63 A.D.2d 563, 404 N.Y.S.2d 603, 1978 N.Y. App. Div. LEXIS 11393, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-gaul-nyappdiv-1978.