People v. Garcia

15 Cal. App. Supp. 4th 28, 19 Cal. Rptr. 2d 831, 1993 Cal. App. LEXIS 711
CourtAppellate Division of the Superior Court of California
DecidedApril 1, 1993
DocketCrim. A. No. 665
StatusPublished

This text of 15 Cal. App. Supp. 4th 28 (People v. Garcia) is published on Counsel Stack Legal Research, covering Appellate Division of the Superior Court of California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Garcia, 15 Cal. App. Supp. 4th 28, 19 Cal. Rptr. 2d 831, 1993 Cal. App. LEXIS 711 (Cal. Ct. App. 1993).

Opinion

Opinion

WATTERS, J.

In this case, appellant has placed before the court two issues on appeal:

Whether the jury trial held before Commissioner Theodore DeJung was unlawful because appellant never stipulated to allow a commissioner to preside over his trial.
Whether it was unlawful to exclude a necessary defense witness from giving exculpatory evidence for appellant during the trial.

I.

Prior to commencement of the trial on January 22, 1992, appellant appeared before both Judge Mark Tansil and Commissioner Theodore DeJung. The appearance before the commissioner occurred on January 17, 1992, for the readiness conference. On January 22, 1992, Commissioner DeJung was also on the bench, and appellant’s counsel stated that according to the court minutes her client had never stipulated that a commissioner could preside at his jury trial. The commissioner stated that there had been a “gentleman’s stipulation” by the public defender’s office for years and that he would not allow appellant to withdraw the stipulation. Defense counsel objected that there was no notice to appellant that a commissioner would hear this case.

Appellant then moved to disqualify the commissioner under Code of Civil Procedure section 170.6, but the motion was ruled untimely. Upon his return from a conference with the presiding judge, the commissioner stated that there was an implied stipulation to a commissioner and that withdrawal of a stipulation must be made five days before trial. The commissioner indicated, [Supp. 31]*Supp. 31however, that although he would hear the case someone else would do the sentencing.

Appellant contends that there was no stipulation by him to the commissioner and his counsel objected to the commissioner prior to trial. Therefore, all acts and orders of the commissioner were void, and appellant’s conviction should be reversed and remanded.

Respondent argues that the conduct of the attorneys is sufficient to constitute a stipulation, and an express oral or written stipulation is unnecessary. Respondent contends that appellant’s counsel stipulated to have the commissioner preside at his jury trial by appearing before him at the January 17, 1992, scheduling hearing and by arguing trial issues in chambers on the morning of the first day of trial before she raised the stipulation issue.

In reply, appellant contends that counsel engaged only in settlement negotiations with the prosecutor and commissioner before trial commenced, and objected to the commissioner as soon as she realized he intended to preside at trial.

California Constitution article VI, section 21 provides as follows: “On stipulation of the parties litigant the court may order a cause to be tried by a temporary judge who is a member of the State Bar, sworn and empowered to act until final determination of the cause.”

Appellant relies upon In re Frye (1983) 150 Cal.App.3d 407 [197 Cal.Rptr. 755]. In that case there was a sign in the hearing room stating that unless some objection was made it would be deemed stipulated that the commissioner could act in the capacity of a judge pro tempore. Counsel appearing at the hearing rarely practiced in that court, and he and his client were unaware that the commissioner was in fact a commissioner and not a judge.

The Frye court found that no stipulation existed and that the acts of the commissioner were void. The court stated that stipulations are governed by contract principles, and that the California Constitution contemplates a “voluntary and knowing assent.” (In re Frye, supra, 150 Cal.App.3d at p. 409.)

Appellant contends that under In re Frye the “gentleman’s stipulation” referred to by the trial court in this case is not lawful, and that a stipulation must include the specific parties in a matter. The court agrees with appellant that Frye supports this contention. Likewise, respondent shows no disagreement on this issue as it does not address the Frye case, nor does respondent [Supp. 32]*Supp. 32argue on this appeal that the “gentleman’s stipulation” mentioned at the hearing is controlling here.

Rather, respondent contends that by appearing before the commissioner at the readiness conference and in chambers on the morning of trial, appellant’s trial counsel by her conduct impliedly stipulated to having the commissioner preside at trial. However, respondent cites no authority to support this contention.

It is clear from In re Horton (1991) 54 Cal.3d 82 [284 Cal.Rptr. 305, 813 P.2d 1335], that counsel may by his or her conduct impliedly stipulate to a commissioner for a client without an express stipulation from thé client. In Horton a commissioner conducted a capital trial where there was no oral or written stipulation authorizing him to sit as a temporary judge. However, defense counsel proceeded to trial without objection, knowing that the commissioner was not a judge.

The defendant argued on petition for writ of habeas corpus that his conviction should be reversed because he had not entered a formal oral or written stipulation to the commissioner. The Horton court reiterated the “tantamount stipulation doctrine,” which provides that counsel can by his or her conduct enter a stipulation to a temporary judge even though the court has not secured an express waiver from the litigant. (In re Horton, supra, 54 Cal.3d at p. 98.) “ ‘[A]n implied stipulation arises from the parties’ common intent that the subordinate officer hearing their case do things which, in fact, can only be done by a judge.’ ” (Ibid., italics omitted.) The court found such common intent in that case, where defense counsel participated fully in the trial and treated the commissioner as a competent judge. (Ibid.)

As appellant points out, the present case is distinguishable from In re Horton because here appellant’s trial counsel objected to having the commissioner hear the case, and counsel stated on the record that there was no notice to appellant that a commissioner would be hearing his case. Horton, however, does not address the situation presented here, where trial counsel acquiesced in the commissioner presiding over the readiness conference, but then objected to his presiding at trial. Implicit in appellant’s argument is the contention that the commissioner had authority to preside over the readiness conference absent a stipulation, but that he had no authority to preside over the trial absent a stipulation. Thus, it was not necessary for counsel to object until trial was about to begin.

In Yetenekian v. Superior Court (1983) 140 Cal.App.3d 361, 366 [189 Cal.Rptr. 458], the court first reiterated that a commissioner may be empowered to act as a judge pro tempore “ ‘where otherwise qualified so to act,’ ” [Supp. 33]*Supp. 33pursuant to Code of Civil Procedure section 259, subdivision 4 (now § 259, subd. (e)), and that a commissioner is qualified only upon stipulation of all parties litigant.

In Yetenekian counsel appeared before a commissioner and announced, “ ‘Ready for defendant.’ ” (Yetenekian v. Superior Court, supra, 140 Cal.App.3d at p.

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Related

In Re Horton
813 P.2d 1335 (California Supreme Court, 1991)
In Re Frye
150 Cal. App. 3d 407 (California Court of Appeal, 1983)
Yetenekian v. Superior Court
140 Cal. App. 3d 361 (California Court of Appeal, 1983)

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Bluebook (online)
15 Cal. App. Supp. 4th 28, 19 Cal. Rptr. 2d 831, 1993 Cal. App. LEXIS 711, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-garcia-calappdeptsuper-1993.