People v. Futterman

86 A.D.2d 70, 449 N.Y.S.2d 108, 1982 N.Y. App. Div. LEXIS 15003
CourtAppellate Division of the Supreme Court of the State of New York
DecidedApril 12, 1982
StatusPublished
Cited by7 cases

This text of 86 A.D.2d 70 (People v. Futterman) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Futterman, 86 A.D.2d 70, 449 N.Y.S.2d 108, 1982 N.Y. App. Div. LEXIS 15003 (N.Y. Ct. App. 1982).

Opinions

OPINION OF THE COURT

Denman, J.

Defendant challenges his conviction for criminally negligent homicide on the ground that the evidence was insufficient to support the verdict. The charge arose from the death of David Murphy, a patient in the psychiatric unit of Erie County Medical Center where defendant was the head nurse on the night shift.

The testimony at trial established the following series of events. Murphy was harassing an elderly female patient by touching her and pushing her wheelchair up and down the hall. He was very agitated, pacing, and talking loudly. There was a standing order for restraint and seclusion for Murphy. Defendant decided to medicate the patient and [71]*71place him in seclusion and sent for other staff members to assist him. As defendant started walking toward Murphy with a syringe to administer the medication, Murphy lunged at defendant and a general struggle ensued in which four male staff members including defendant attempted to subdue the patient. They were able to get him on the floor where he continued to struggle violently. Defendant was lying across the upper part of the patient’s body with his arm around the patient’s neck, the upper part of his arm on one side of Murphy’s neck with his forearm and elbow bent, so that his forearm was across the patient’s throat. When one of the other staff members advised defendant that he was choking the patient, defendant released the pressure somewhat but kept his arm in the same position. The struggle continued for a few minutes during which the patient was screaming that they worked for Satan and that he was praying to God for strength to beat them. Eventually, a fifth staff member succeeded in giving Murphy a shot in the hip. When Murphy seemed to calm down, Futterman suggested that they try to take him to his room. When they attempted to lift him, Murphy began to swing his arms and kick and threw all four men against the wall. They succeeded in forcing him face down on the floor once more by grabbing his extremities. Defendant again placed his arm around the patient’s neck and, when cautioned that the patient’s face was flushed, released the pressure somewhat but did not remove his arm from that position. Murphy continued to struggle violently but then subsided. One of the other members of the staff told defendant to check Murphy’s breathing and it was determined that he was all right. A few minutes passed while the staff awaited the arrival of security guards. The patient was lying on the floor breathing heavily but not moving. When the security guards arrived, they and the staff members lifted Murphy and carried him to his room. When they placed him on the bed and turned him over, they realized that he was not breathing. External cardiac massage and advance life support techniques were utilized, but the patient did not respond.

There was testimony that Murphy was tremendously strong and extremely violent. Although it was established [72]*72that the proper method of restraining a patient is to grab his extremities, there was testimony that if the patient could not be controlled in that manner, the staff would have to use whatever means were available to bring the situation under control. Further, although one of the staff testified that he was concerned about the fact that defendant had the patient in a neckhold, all of the staff members testified that they did not believe that there was any danger that the patient would be asphyxiated. Viewing the testimony in the light most favorable to the People (People v Benzinger, 36 NY2d 29, 32), we conclude that David Murphy died as the result of pressure from a choke hold applied by the defendant during the second struggle which lasted for approximately 8 to 10 minutes. Medical opinion established that oxygen deprivation for a period of 4 to 5 minutes would be fatal.

The indictment returned against defendant charged him with two crimes: manslaughter in the second degree (Penal Law, § 125.15, subd 1 [reckless manslaughter]) and criminally negligent homicide (Penal Law, § 125.10). At the close of the proof the trial court dismissed the manslaughter count and the jury found defendant guilty on the single count of criminally negligent homicide. Criminally negligent homicide is defined as follows:

“A person is guilty of criminally negligent homicide when, with criminal negligence, he causes the death of another person.” (Penal Law, § 125.10.)
“A person acts with criminal negligence with respect to a result or to a circumstance described by a statute defining an offense when he fails to perceive a substantial and unjustifiable risk that such result will occur or that such circumstance exists. The risk must be of such nature and degree that the failure to perceive it constitutes a gross deviation from the standard of care that a reasonable person would observe in the situation.” (Penal Law, § 15.05, subd 4.)

Criminal negligence has been a constant source of confusion and vexation for the courts and the Legislature. Conceptually it presents a difficult problem because of its apparent internal inconsistency. The type of conduct which [73]*73we characterize as “criminal” and to which the penal statutes are directed generally requires the element of mens rea or a criminal state of mind. In contrast to the type of awareness usually employed to define criminal action, viz., “intentional” or “knowing”, the culpable mental state required for criminal negligence is a state of unawareness, a failure to perceive a risk, which concept, of course, is intrinsic to the law of tort liability (see Comment, Is Criminal Negligence a Defensible Basis for Penal Liability?, 16 Buffalo L Rev 749; Hall, Negligent Behavior Should Be Excluded From Penal Liability, 63 Col L Rev 632). Instead of evaluating conduct which is easily recognizable and condemned as morally reprehensible, we are forced to scrutinize conduct which consists essentially of an error in judgment. Therein lies the difficulty for it should be troublesome to even the most casual observer that an error in judgment, though perhaps properly resulting in civil liability, is punishable by criminal sanctions. What is there then to distinguish between the kind of judgmental failure common in civil law and that kind of negligence which makes a qualitative leap into the area of criminal law?

Prior to enactment of the present Penal Law commentators and revision commissions had long pondered the problems inherent in criminal negligence statutes. Not only was there a lack of differentiation between civil and criminal negligence but there was substantial confusion and ambiguity in the statutes dealing with recklessness and negligence. For example, the former Penal Law contained certain manslaughter provisions based on negligent conduct,

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Bluebook (online)
86 A.D.2d 70, 449 N.Y.S.2d 108, 1982 N.Y. App. Div. LEXIS 15003, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-futterman-nyappdiv-1982.