People v. Francis

108 A.D.2d 322, 489 N.Y.S.2d 166, 1985 N.Y. App. Div. LEXIS 47064
Appellate Division of the Supreme Court of the State of New York·Decided May 14, 1985·Published·Cited by 13 cases

Opinions

OPINION OF THE COURT

Fein, J.

Police responded to a tip concerning a “man with a gun”. At issue is the level and intensity of the police response, an approach with guns drawn and a thorough body search which yielded a gun only upon a renewed effort.

Two police officers on motorized patrol on 8th Avenue near 136th Street at 2:30 in the morning were flagged down by a pedestrian described by them as a “clean cut” and “effeminate” black male who “appeared to be a homosexual”. He reported that he had observed a man on the street, outside a known homosexual bar, who “had a gun in his hand”. The weapon was described as a small snub-nosed revolver with black finish, being carried in “the front” of the man’s body, “around his abdomen”. The gun carrier was described as a stocky black male wearing a white T-shirt and dark blue jeans and his companion as a male wearing darker clothing, with lighter colored jeans. The informant said he had followed the pair on foot for 11 blocks, looking for police [323] along the way, until he was finally able to flag down these two officers at the corner of 8th Avenue and 136th Street. The informant then told the police that the pair had entered “a grocery store up the block on the other side of 8th Ave.” The officers could see the lighted store, from where they were. They told the informant “to stay where he was”. The officers then radioed for backup assistance and “proceeded to the grocery store”. The officers looked into the store. They observed three people inside the store during the two minutes until the backup car arrived. No one left the store. As the backup car arrived, the two officers entered the grocery store with guns drawn.

One of the officers, who stated that defendant fit the description given by the informant, testified as follows: “I entered with my partner with my gun out in the store. I stepped in the store, about eight or ten feet there is a counter and then half inch plexiglass from the counter top to the ceiling. The store clerk deals through a revolving kind of shelf and that’s the eay [sic] they serve the public. He is stuck up enough. And we entered the store. Mr. Francis was in front of me at the counter, another individual was to his left and the other person with Mr. Francis was to his right, but further toward the wall. By this time the backup had arrived. They entered the store behind me. The individual that was to Mr. Francis’ left, I motioned to the rear and another officer took him out. I told Mr. Francis to hit the wall. And I was going to search him. His hands went up against the plexiglass, but not as high as I thought he could reach. I proceeded to pat down on the extremities of his body, starting at the waistband in the front around on both sides down the small of his back. I searched the inside of his groin area, his crotch, down inside of his legs, his socks, back up the outside, his armpits, around his kneck [sic] and down inside the collar of his shirt with negative results. However Mr. Francis was uneasy, his hands kept coming down off the wall. He kept turning. He did not maintain a stationary repose on the wall, as I had ordered him to do. I reminded him three or four times to keep his hands up on the plexiglass and I searched him again. This time I put my hand under his crotch and I grabbed him and I lifted up in his crotch area and I felt something hard, metal like hit my hand. At that time I yelled to my partner, ‘Eddie, he got something.’ I spun him around. I pushed him against the plexiglass and unbuckled his trousers. He had a loaded 38 caliber revolver in a leather puch [sic] that was tied around his waist there. It was tied inside of his pants, outside of his underwear. The gun was put in the pouch, the handle was turned to the right side of his body. And the gun was secreted in such a way as [324] to avoid detection through a preliminary search. You had to really grab him in order to find the gun and in addition to that the gun was behind his belt, which if you felt his belt you would not feel the gun.”

Plainly this was something more than a mere pat down or frisk. It was practically a full-blown search and seizure. To justify a stop and frisk, the information furnished by the informant must be sufficiently reliable so as to form the basis for an articulable reason to suspect that the person seized and searched is in possession of a gun.

As noted in People v Russ (61 NY2d 693, 695): “A frisk requires reliable knowledge of facts providing reasonable basis for suspecting that the individual to be subjected to that intrusion is armed and may be dangerous (People v Carney, 58 NY2d 51; People v Benjamin, 51 NY2d 267).”

Here, the sole predicate was the information furnished by the unknown informant who left the scene and whose name and address were not determined. As in Russ (supra), no inquiry was made of defendant so he neither refused to answer nor answered evasively (see, People v Klass, 55 NY2d 821). No suspicious bulge was perceived in defendant’s clothing as in People v De Bour (40 NY2d 210, 213). Defendant’s appearance and movements were not concealed by darkness as in People v McLaurin (43 NY2d 902, revg on dissent 56 AD2d 80, 84). In effect, the information relied upon was received from an anonymous source, an unidentified individual, a weak source. (People v De Bour, 40 NY2d, at p 224; cf. People v Green, 35 NY2d 193, 195; People v Moore, 32 NY2d 67, cert denied 414 US 1011.) Unlike Benjamin (supra), no furtive movements were made by defendant except such movements as he made during the search.

The predicate for police action must exist at the time the action is instituted, as stated in De Bour (40 NY2d, at p 215). The court must consider “first whether or not the police action was justified in its inception and secondly whether or not that action was reasonably related in scope to the circumstances which rendered its initiation permissible”.

In Klass (supra), an unidentified passerby informed the police, who were on the sidewalk in front of a building, that there was a man with a gun, which he had seen, in the first-floor hallway of the building. The man was described as white, 20 to 22 years of age, wearing a brown short-waisted jacket. Within 20 seconds the officers ran the 30 feet into the hallway where they saw the defendant, the only person in the hallway. He matched the description they had just been given. When they asked him to [325] identify himself, the defendant said nothing. When they asked him what he was doing in the premises, he again said nothing. He was then patted down, and a loaded .25 caliber pistol was discovered in his sock. In that case, the frisk was held to be lawful.

The analysis of the problem in People v Carney (58 NY2d 51, supra) is instructive. As that case holds, citing Terry v Ohio (392 US 1, 21), a stop and frisk is valid when “ ‘the police officer [is] able to point to specific and articulable facts which, if taken together with rational inferences from those facts, reasonably warrant that intrusion.’ ” The propriety of the frisk is the officer’s personal knowledge of the circumstances at the outset.

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People v. Francis, 108 A.D.2d 322, 489 N.Y.S.2d 166, 1985 N.Y. App. Div. LEXIS 47064 (N.Y. Ct. App. 1985).

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