People v. Finkle

573 N.E.2d 381, 214 Ill. App. 3d 290, 157 Ill. Dec. 963, 1991 Ill. App. LEXIS 939
CourtAppellate Court of Illinois
DecidedJune 6, 1991
Docket2-89-0417
StatusPublished
Cited by20 cases

This text of 573 N.E.2d 381 (People v. Finkle) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Finkle, 573 N.E.2d 381, 214 Ill. App. 3d 290, 157 Ill. Dec. 963, 1991 Ill. App. LEXIS 939 (Ill. Ct. App. 1991).

Opinion

JUSTICE BOWMAN

delivered the opinion of the court:

Defendant, James C. Finkle, appeals from an order denying the relief sought in an application showing recovery filed by him pursuant to section 9 of the Sexually Dangerous Persons Act (Act) (Ill. Rev. Stat. 1989, ch. 38, par. 105—9). Defendant contends that he was denied due process of law when the trial court refused to appoint an independent psychiatrist to examine him. The State argues that no such right exists under section 9.

Defendant was found to be a sexually dangerous person under the Act in 1985 and was committed to the Menard Psychiatric Center, a maximum-security institution operated by the Illinois Department of Corrections (Department) pursuant to section 8 of the Act (Ill. Rev. Stat. 1985, ch. 38, par. 105—8). In 1989, defendant filed an application showing recovery in which he alleged he had corrected and learned to control his unwanted desires that led to his commitment. Defendant also sent the court a letter in which he requested the court to appoint an “outside” psychiatrist to see him as he had no money or finances to pay for one. The trial court denied this request and set a date for a hearing. At the hearing, defendant requested only a conditional release to stay at a different facility and to continue counseling. (See People v. Cooper (1989), 132 Ill. 2d 347, 352 (Cooper II) (regarding conditional releases).) The court looked to the only evidence in the record, the socio-psychiatric report, in which the psychiatrist at Menard wrote he could find no evidence to demonstrate that defendant was no longer dangerous. The trial court then denied defendant’s application, and he appeals.

Defendant argues that notions of due process require that an independent psychiatrist be appointed for an indigent applicant applying for release from commitment. During a section 9 hearing, the trial court considers the socio-psychiatric report prepared pursuant to the Act by the psychiatrist, sociologist, psychologist and warden of the institution in which the applicant is confined, as well any other relevant information submitted by or on behalf of the applicant. (Ill. Rev. Stat. 1989, ch. 38, par. 105—9; People v. Cooper (1990), 199 Ill. App. 3d 985, 987-88 (Cooper III).) Testimony or reports of other psychiatrists are often a key part of the court’s determination. (See Cooper, 199 Ill. App. 3d at 988-89.) The burden is on the defendant to prove he is no longer a danger to society in order for the court to order a release or discharge. (People v. Hannan (1989), 184 Ill. App. 3d 937, 944.) Defendants often have court-appointed psychiatrists. (Cooper, 199 Ill. App. 3d at 988; Hannan, 184 Ill. App. 3d at 940.) While the Act provides that the court shall appoint two psychiatrists to examine a defendant during the initial commitment proceedings (Ill. Rev. Stat. 1989, ch. 38, par. 105—4), there is no provision requiring a court to appoint a psychiatrist in a recovery proceeding. Defendant contends that since he is indigent, he will be denied key evidence to support his belief that he has recovered.

In a case cited by neither defendant nor the State, our supreme court has already issued an opinion relevant to this matter. Speaking of the defendant’s request for relief under section 9 of the Act, the court stated:

“Defendant also seeks fees with which to hire an independent psychiatrist. There is no provision in the act entitling him to the services of an independent psychiatrist and we do not believe that such services are necessary to protect defendant’s rights. There has been no showing that the psychiatrists employed by the Department of Mental Health and the Department of Public Safety will not give an honest and unprejudiced opinion of the defendant’s mental condition ***.” (People v. Capoldi (1967), 37 Ill. 2d 11, 18-19 (Capoldi II).)

We must determine whether, in light of recent opinions of the United States Supreme Court, the holding of Capoldi II is still valid.

Defendant bases his due process argument on the decision of the Supreme Court in Ake v. Oklahoma (1985), 470 U.S. 68, 84 L. Ed. 2d 53, 105 S. Ct. 1087. In Ake, the defendant was charged with the crime of first degree murder and shooting -with intent to kill. Upon arraignment, defendant’s bizarre courtroom behavior caused the judge to appoint a psychiatrist to examine defendant for competency to stand trial. The examining psychiatrist found defendant incompetent, and he was committed to the State mental hospital. When defendant recovered and the criminal proceedings resumed, defendant’s attorney informed the court that he would raise an insanity defense and requested a psychiatric evaluation at the State’s expense to determine defendant’s mental state at the time of the crimes. The trial court denied such evaluation. At the guilt phase of the ensuing trial, the examining psychiatrist offered no testimony as to defendant’s sanity at the time of the offense. The jury rejected the insanity defense and convicted defendant of all charges. During the sentencing hearing, the State relied on the examining psychiatrist’s testimony to establish the likelihood of defendant’s future, dangerous behavior. Defendant, who had no expert witnesses to rebut this testimony or give evidence in mitigation, was sentenced to death. On appeal, the Supreme Court ruled that when a defendant has made a preliminary showing that his sanity at the time of the offense is likely to be a significant factor at trial, the Constitution requires that a State provide access to a psychiatrist’s assistance on this issue if the defendant cannot otherwise afford one. (Ake, 470 U.S. at 74, 84 L. Ed. 2d at 60, 105 S. Ct. at 1091-92.) This court has recently acknowledged this principle. People v. Kegley (1988), 175 Ill. App. 3d 335, 340-41, citing Ake v. Oklahoma (1985), 470 U.S. 68, 74, 84 L. Ed. 2d 53, 60, 105 S. Ct. 1087, 1091-92.

The Ake court emphasized the well-established concept that, when a State brings its judicial power to bear on an indigent defendant in a criminal proceeding, it must take steps to assure that the defendant has a fair opportunity to present his defense. This elementary principle, grounded in significant part on the fourteenth amendment’s due process guarantee of fundamental fairness, derives from the belief that justice cannot be equal where, simply as a result of poverty, a defendant is denied the opportunity to participate meaningfully in a judicial process in which his liberty is at stake. (Ake, 470 U.S. at 76, 84 L. Ed. 2d at 61, 105 S. Ct. at 1092.) The principle of meaningful participation had previously been extended to a “quasi-criminal” proceeding in Little v. Streater (1981), 452 U.S. 1, 68 L. Ed. 2d 627, 101 S. Ct. 2202, where the court held that in a paternity action the State cannot deny the putative father blood-grouping tests if he cannot otherwise afford them.

To implement the principle of meaningful participation, the focus is on identification of the “ ‘basic tools of an adequate defense or appeal.’ ” (Ake, 470 U.S. at 77, 84 L. Ed. 2d at 62, 105 S. Ct. at 1093, quoting Britt v. North Carolina (1971), 404 U.S. 226, 227, 30 L. Ed. 2d 400, 403, 92 S. Ct.

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Bluebook (online)
573 N.E.2d 381, 214 Ill. App. 3d 290, 157 Ill. Dec. 963, 1991 Ill. App. LEXIS 939, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-finkle-illappct-1991.