People v. Fellman

42 A.D.2d 764, 346 N.Y.S.2d 334, 1973 N.Y. App. Div. LEXIS 8310
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJuly 23, 1973
StatusPublished
Cited by2 cases

This text of 42 A.D.2d 764 (People v. Fellman) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Fellman, 42 A.D.2d 764, 346 N.Y.S.2d 334, 1973 N.Y. App. Div. LEXIS 8310 (N.Y. Ct. App. 1973).

Opinion

Appeal by the People from a trial order of dismissal rendered November 10, 1971, by the Supreme Court, Suffolk County, at the end of the People’s case upon a non jury trial. Christ, J., votes to affirm, with a. memorandum, in which Rabin, P. J., concurs; Hopkins, J., votes to reverse and to order a new trial, with a memorandum, in which Martuscello, J., concurs; and Munder, J., votes to dismiss the appeal, with a memorandum. Christ, J. I agree, upon the reasoning of Mr. Justice Hopkins in his memorandum, that the trial order of dismissal is appealable. However, I believe that the People’s case was not sufficiently strong to permit a finding that defendant was guilty heyond a reasonable doubt. A defendant may not be convicted of perjury on the uncorroborated testimony of one witness (Penal Law, § 210.50). Here, there was only one witness who testified against defendant. Although it is true that circumstantial evidence may he admitted to supply the necessary corroboration, Criminal Term correctly held that the circumstantial proof was inadequate. The inferences which could be drawn from the circumstantial evidence presented pointed equally to defendant’s innocence as well as his guilt. In such a case the inference most favorable to defendant must be drawn. Therefore, it would have been error for the trier of the facts to draw an inference' of guilt. Without such an inference there could be no corroboration in the instant case. Instead, we are left only with the testimony of the one witness. As stated previously, this is not enough to convict a defendant of perjury- The indictment was correctly dismissed at the close of the People’s case. Defendant had no duty to prove or refute anything. The People’s burden was to introduce on its direct case evidence sufficient to prove defendant’s guilt beyond a reasonable doubt. This they failed to do. Therefore, I vote to affirm. Hopkins, J. Defendant was indicted on four counts of perjury in the first degree in that he had willfully testified falsely before a grand jury. He was tried without a jury at Criminal Term. At the end of the People’s case, he moved for a trial order of dismissal ”, on the ground, among others, that the People had [765]*765failed to make out a prima facie case. Criminal Term granted the motion and dismissed the indictment. The People appeal under subdivision 2 of CPL 450.20. Two main questions are presented in this case: (1) whether the People have a right of appeal and (2) whether, assuming that the appeal lies, the indictment should have been dismissed because the evidence was insufficient to establish a prima facie ease against defendant. Subdivision 2 of CPL 450.20 provides that the People may appeal from a trial order of dismissal entered pursuant to CPL 290.10 or CPL 360.40. CPL 290.10 authorizes the trial court to dismiss an indictment on the ground that the trial evidence is legally insufficient to establish the offense charged or a lesser included offense. CPL 360.40 provides for the same procedure relating to trials under an information. Hence, it is clear that the People now are entitled to appeal from an order of dismissal at the end of the People’s) case based on the insufficiency of the evidence. This is a new remedy, since tinder the Code of Criminal Procedure an acquittal directed by the court, whether at the close of the People’s case or of the entire case, was not appealable by the People (cf. People v. Marra, 13 N T 2d 18, 20-22). Defendant urges two reasons to support his claim that the order is nonappealable. First, he contends that CPL 450.20 has no application to a trial without a jury. I do not agree. There is nothing in the section itself to indicate that it is limited to a dismissal of the indictment at a jury trial. Moreover, subdivision 4 of CPL 320.20, governing the conduct of a nonjury trial, prescribes that the provisions for motion practice and general procedure "with respect to a jury trial are, wherever appropriate, applicable to a non-jury trial.” I see nothing inappropriate in permitting the People to appeal from a dismissal for insufficiency of evidence at the end of its case in a non-jury trial, just as it admittedly might appeal from a dismissal on the same ground after a jury trial. If the order is erroneous in either instance, the People are prejudiced, and subdivision 2 of CPL 450.20 was designed to correct the inequity resulting from a blunder of the court which frees a defendant from standing a full trial. I think it is as appropriate to permit review of such a dismissal in a nonjury case as it is in a jury case, for the same reasons of public policy favor the appeal in both. The second reason offered by defendant is that the dismissal was really on the merits — a determination of innocence — and that therefore it is not appealable. In this conclusion we think defendant wrongly construes the action of Criminal Term. Defendant did not have the opportunity to present proof at the trial, for the court granted his motion to dismiss after the People rested. It is immaterial that he might not have presented any evidence; he was entitled to the opportunity and he had not rested on the People’s case when he moved to dismiss. Furthermore, as we read the opinion of Criminal Term, it was its judgment that the evidence of the People was insufficient as a matter of law. That determination, in our view, does not concern itself with the factual issue of guilt, which in turn is based on the intangible factors of credibility and probability that a trier of the facts must weigh and evaluate. Criminal Term did not meet that issue, because it decided that it need not, in the light of the insufficiency of the evidence against defendant as a matter of law. We hold, accordingly, that this is a proper case for review. In dismissing the indictment, Criminal Term found that the evidence was insufficient to establish the requisite corroboration under section 210.50 of the Penal Law. That section provides that the falsity of a statement may not be shown by the uncorroborated testimony of one witness. Here there was but one witness — Roberts — who testified against defendant. But circumstantial evidence traditionally has been admitted to supply the corroborat’nn required (People v. Quinn, 228 App. Div. 822; 7 Wigmore, Evidence [766]*766[3d ed.], § 2042; cf. People v. Doody, 172 N. Y. 165; People v. Agnew, 77 Cal. App. 2d 748). At the trial corroborative evidence, circumstantial in character, was presented by the People. Criminal Term held the circumstantial proof was inadequate, because, as it said, such proof “ is to have no effect if it is consistent with both the hypothesis of innocence and the hypothesis of guilt” and “an inference may not be based upon an inference.” There is little written in the books concerning the quality of circumstantial evidence in a prosecution for perjury. I first note that the admonition against piling an inference on an inference is but another way of stating the familiar rule that circumstantial evidence cannot be equivocal to prove guilt in criminal cases (see People v. Foley, 307 N. Y. 490; Fisch, New York Evidence, § 164). We deal therefore with the nature of the circumstantial evidence which the rule demands. It is settled that there is no requirement that evidence corroborative of an accomplice’s testimony must be consistent only with guilt (People v. Ogle, 104 N. Y. 511, 515; People v. Bloodgood, 251 App. Div. 593; People v. Freeman, 160 App. Div. 640, affd. 213 N. Y. 688; cf. People v. Caprio, 25 A D 2d 145, 149, affd. 18 N Y 2d 617).

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Cite This Page — Counsel Stack

Bluebook (online)
42 A.D.2d 764, 346 N.Y.S.2d 334, 1973 N.Y. App. Div. LEXIS 8310, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-fellman-nyappdiv-1973.