People v. Erin Construction Corp.

136 Misc. 2d 807, 519 N.Y.S.2d 466, 1987 N.Y. Misc. LEXIS 2512
CourtCriminal Court of the City of New York
DecidedJuly 31, 1987
StatusPublished
Cited by2 cases

This text of 136 Misc. 2d 807 (People v. Erin Construction Corp.) is published on Counsel Stack Legal Research, covering Criminal Court of the City of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Erin Construction Corp., 136 Misc. 2d 807, 519 N.Y.S.2d 466, 1987 N.Y. Misc. LEXIS 2512 (N.Y. Super. Ct. 1987).

Opinion

OPINION OF THE COURT

Ira R. Globerman, J.

An apartment building wall has collapsed and the building vacated. The defendant Erin Construction Corporation, charged with building code violations said to be related to the collapse, appears before the court for sentence on a plea of guilty to the violations. The New York City Corporation Counsel, the prosecutor, has moved to sentence the defendant under the provisions of Penal Law § 80.10 (2) (b) which authorizes a fine in the amount of twice the gain realized as a result of the unlawful conduct. Defendant has cross-moved to withdraw the guilty plea entered on its behalf and asserts as well that it has done all that may be required of it and everything within its power to comply with the law and, accordingly, should be fined, if at all, a minimal amount.

PROCEDURAL HISTORY

On July 18, 1985, Mr. Pat McEvoy was served with three appearance tickets, each charging a violation of the Administrative Code of the City of New York in the buildings 215 or 217 East 3rd Street, Manhattan. The buildings are owned by the limited partnership McChip Associates of which McEvoy is the general partner. On August 22, 1985, the return date for the appearance tickets, informations were filed in each case. On the 22nd, the calendar call was answered by Mr. Winston Barrow, a general contractor by profession and a vice-president of Erin Construction Corporation, an entity whose sole principals were McEvoy and Barrow. Erin Construction was the contractor hired by McChip Associates to work on 215 and 217. Barrow, after conferencing the case with an Assistant Corporation Counsel, advised the presiding Criminal Court Judge that Erin Construction Corporation wished to be substituted for the named defendant and have guilty pleas entered on its behalf. After Barrow reported to the court that any hazardous conditions had been corrected by shoring and bracing the buildings, guilty pleas were entered on behalf of the corporation. The prosecutor consented.

On docket No. 5N323384/V the plea was entered to the violation of section C26-105.1 of the New York City Administrative Code in satisfaction of an information charging the [809]*809defendant with a failure to maintain bulging brickwork at all stories in the east wall of the building at 217. On docket No. 5N323385/V, a similar plea was entered to charges that the defendant failed to maintain a rotted wood header beam over the entrance doors and failed to repair bulging brickwork on the east side above the first story of the building at 215, a condition denoted as hazardous. And on the final matter, No. 5N323386/V, the plea was entered to the same charge, in this instance arising out of the failure to maintain the brickwork and sills on the front facade of 215 from the second through fourth stories. All three cases were then adjourned for sentence, presumably to monitor the correction of the violations which, if accomplished, would have mitigated the sentence to be imposed.

After three adjournments during which nothing substantive was accomplished in court, the matter appeared before me for the first time on March 7, 1986, for sentence to be imposed. The defendant appeared by counsel. I learned that after the plea had been entered and before the matter came before me for sentence, a portion of the front wall of 215 failed and the building had to be vacated. The prosecution alleged that the collapse resulted from the failure to cure the violations and consequently urged that the maximum fine of $15,000, $5,000 for each violation, be assessed. The defense disclaimed responsibility for the failure, its counsel contending that good-faith efforts to cure the violations had been made and, therefore, the fine should be greatly mitigated. Given the gravity of the consequences of the collapse, I advised counsel that a severe sentence was likely if the responsible parties’ action or inaction had contributed to the collapse. Sentencing was adjourned for a hearing to determine the facts.

Two days before the hearing date, the prosecutor notified the defense that it would move pursuant to Penal Law § 80.10 to have the court sentence the defendant to a fine equal to twice the gain the defendant realized as a result of the offenses. On the adjourned date, defendant’s counsel reported that he had not yet received the notice of the People’s motion but that he was prepared nonetheless to proceed with the taking of testimony concerning the nature of the collapse.

After two days of testimony from witnesses presented by both parties, the matter was adjourned for further evidence as to the gain, if any, realized as a result of the offenses. Formal notice, required by CPL 400.30, was waived. Before the taking of testimony was resumed, new counsel was added for the [810]*810defense. This attorney advised that the defendant now wished to withdraw its guilty plea and, if such relief were not granted, to reopen the defendant’s case on the sentencing hearing for testimony seeking to establish innocence of the offenses charged and for additional evidence in mitigation of sentence. Leave was granted to reopen the hearing for the defense to present evidence in support of its newly raised contention that curing the violations was not economically feasible and that, consequently, the responsible parties had done all that could be lawfully required to cure the violations.

MOTION TO WITHDRAW THE PLEA

An individual defendant has the right to counsel at every significant stage of the prosecution, including arraignment and the tendering of a guilty plea (CPL 170.10). A defendant may, however, waive this right, and such waiver will be effective if it is " 'made with an apprehension of the nature of the charges * * * [Under ordinary circumstances a] judge can make certain that an accused’s professed waiver of counsel is understandingly and wisely made only from a penetrating and comprehensive examination of all of the circumstances under which such a plea is tendered’ ” (People v Seaton, 19 NY2d 404, 406 [1967], citing Von Moltke v Gillies, 332 US 708 [1948]).

These principles, however, have no application where, as in the instant case, the defendant is a corporation. CPL 170.10, which sets forth the rights of a defendant arraigned on a criminal court instrument, expressly provides at subdivision (8) that "[n]othing contained in this section applies to the arraignment of corporate defendants, which is governed generally by the provisions of article six hundred.” Thus, corporate defendants are specifically exempted "from the arraignment instruction requirements and there are no explicit or implicit obligations placed upon a court to instruct a corporate defendant as to its rights either generally or particularly” (Bellacosa, Practice Commentary, McKinney’s Cons Laws of NY, Book 11 A, CPL 600.20, at 255; People v Flushing Hosp. & Med. Center, 122 Misc 2d 260 [Crim Ct, Queens County 1983] [hospital corporation in pleading guilty to hearsay complaint waived prosecution by information notwithstanding the absence of an effective admonition of the right to be prosecuted by information]).

CPL 600.20, dealing with the prosecution of corporate defen[811]*811dants, provides that "At all stages of a criminal action, from the commencement thereof through sentence, a corporate defendant must appear by counsel.

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Cite This Page — Counsel Stack

Bluebook (online)
136 Misc. 2d 807, 519 N.Y.S.2d 466, 1987 N.Y. Misc. LEXIS 2512, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-erin-construction-corp-nycrimct-1987.