People v. Edwards

592 N.E.2d 591, 228 Ill. App. 3d 492, 170 Ill. Dec. 155, 1992 Ill. App. LEXIS 670
Appellate Court of Illinois·Decided April 30, 1992·No. No. 4—91—0546·Published·Cited by 3 cases

Opinion

JUSTICE LUND

delivered the opinion of the court:

This appeal arises from an order denying defendant Jimmy Edwards’ motion to withdraw his guilty plea. Defendant was charged in the circuit court of Douglas County with three counts of criminal sexual assault, in violation of section 12 — 13(a)(3) of the Criminal Code of 1961 (Ill. Rev. Stat. 1989, ch. 38, par. 12 — 13(a)(3)). It was alleged that sometime between January 1 and April 30, 1990, defendant had placed his penis in the mouth of his daughter, had placed his penis in his daughter’s vagina, and had placed his mouth on his daughter’s vagina. It was further alleged that his daughter was under 18 years of age when these acts were committed.

Defendant was represented by private counsel. On the second day of his trial, defendant withdrew his plea of not guilty and entered a plea of guilty on two of the counts. The third count was dismissed. Another criminal case pending against defendant was also dismissed. At the conclusion of his sentencing hearing, defendant was sentenced to 12 years’ imprisonment on each count, with the sentences to run consecutively. Defendant timely filed a motion to withdraw his guilty plea.

In the motion to withdraw, defendant alleged that (1) his sentence was excessive; (2) the State had failed to disclose a felony conviction of one of its witnesses prior to trial, which conviction might have been used to impeach the witness; and (3) his guilty plea was entered under circumstances which made him believe it would be impossible for him to receive a fair trial. Supporting affidavits were filed with the motion.

Defendant’s affidavit detailed circumstances affecting his decision to change his plea. He described how the assistant State’s Attorney, on the first day of trial, had attempted to make an offer of proof concerning defendant’s prior wrongdoing. After two unsuccessful attempts to properly make the offer, the trial judge adjourned the trial for the day and told the assistant State’s Attorney to have her witness present the following day for another attempt to make the offer of proof. When the witness was not present the next morning, the judge recessed the trial for an hour, saying as he left the courtroom, “You ladies will settle this case.” (Defense counsel was also a woman.) Defendant alleged that these events and the judge’s remarks led him to believe the judge was prejudiced against him and that he could not receive a fair trial. His affidavit further stated that his attorney indicated that the testimony of defendant’s sister, a potential State’s witness, would be damaging to his case if believed by the jury. He also said that prior to the sentencing hearing he and his attorney learned that his sister had an undisclosed felony conviction, which could have been used against her if she testified.

Defense counsel submitted her affidavit, stating she had received discovery answers from the State revealing that defendant’s sister had a prior misdemeanor theft conviction in another county. She had spoken with defendant’s sister and concluded that her testimony would be potentially damaging to defendant, and she advised defendant of this concern. On the day of defendant’s sentencing, she learned that the sister had a felony conviction. If that information had been available to her at the time of trial, it would have played a significant part in her conversations with defendant about whether he should proceed with trial or enter a plea of guilty.

Prior to the hearing on defendant’s motion, defense counsel filed a motion for leave to withdraw as counsel. In that motion, she alleged that she was a potential witness in connection with defendant’s motion to withdraw his guilty plea. A hearing was held on counsel’s motion. She indicated to the court that she believed her continued representation of defendant on his motion to withdraw would be a violation of Rule 3.7(a) of the Illinois Rules of Professional Conduct (134 Ill. 2d R. 3.7(a)). That rule provides, in relevant part, as follows:

“A lawyer shall not accept or continue employment in contemplated or pending litigation if the lawyer knows or reasonably should know that the lawyer may be called as a witness on behalf of the client, except that the lawyer may undertake the employment and may testify:
(1) if the testimony will relate to an uncontested matter;
(2) if the testimony will relate to a matter of formality and the lawyer reasonably believes that no substantial evidence will be offered in opposition to the testimony;
(3) if the testimony will relate to the nature and value of legal services rendered in the case by the lawyer or the firm to the client; or
(4) as to any other matter, if refusal to accept or continue the employment would work a substantial hardship on the client.”

134 Ill. 2d R. 3.7(a).

Defense counsel said she was a witness to the statement made by the judge, which defendant alleged had a bearing on his decision to plead guilty. The trial judge’s statement was not on the record because it was made as the court reporter was leaving the courtroom. She believed her testimony would be necessary to establish the fact that the statement was made. The court denied the motion, based upon counsel’s representation that there were other witnesses who could testify as to the statement.

On May 13, 1991, defense counsel filed her certificate in compliance with Supreme Court Rule 604(d) (134 Bl. 2d R. 604(d)). That certificate stated defense counsel had consulted with defendant, both by mail and in person, to ascertain his contentions of error in the entry of his guilty plea and that she prepared the motion to withdraw the plea after her consultation with him. It further stated that defense counsel had reviewed the trial court file and was familiar with the facts of the case, having represented defendant since its inception. The certificate also stated that defense counsel was present at the entry of the plea of guilty. It did not state, as required by the rule, that defense counsel had examined the report of proceedings of the guilty plea.

On May 13, 1991, a hearing was held on defendant’s motion to withdraw. It is unnecessary to a decision on this appeal to recount the entire proceedings of this hearing. We note, however, that defendant testified the judge, on the second day of trial, made a comment to the effect that when court resumed after a recess, the case would be resolved. He interpreted this to mean he would not get a fair trial. He testified that after this statement was made, he decided to give up and plead guilty.

Defense counsel also testified about the judge’s comment. No explanation was offered as to why other alleged witnesses to the judge’s statement were not present to testify. Defense counsel testified that the assistant State’s Attorney made two unsuccessful attempts to tender an offer of proof on the first day of trial. The judge was rather upset about this, and he adjourned the trial and told the assistant State’s Attorney to have her witness prepared for yet another attempt the next morning.

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People v. Edwards, 592 N.E.2d 591, 228 Ill. App. 3d 492, 170 Ill. Dec. 155, 1992 Ill. App. LEXIS 670 (Ill. Ct. App. 1992).

592 N.E.2d 591 (People v. Edwards) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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