People v. Dougherty

2020 IL App (4th) 170237-U

• Court: Appellate Court of Illinois
• Decided: January 13, 2020
• Docket: 4-17-0237
• Status: Unpublished

Opinion

2020 IL App (4th) 170237-U NOTICE FILED This order was filed under Supreme NO. 4-17-0237 January 13, 2020 Court Rule 23 and may not be cited Carla Bender as precedent by any party except in the limited circumstances allowed IN THE APPELLATE COURT 4th District Appellate under Rule 23(e)(1). Court, IL

OF ILLINOIS

FOURTH DISTRICT

THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the Plaintiff-Appellee, ) Circuit Court of v. ) McLean County MELISSA SUE DOUGHERTY, ) No. 16CM1404 Defendant-Appellant. ) ) Honorable ) Lee Ann Hill, ) Judge Presiding.

JUSTICE HARRIS delivered the judgment of the court. Justices Knecht and DeArmond concurred in the judgment.

ORDER ¶1 Held: The appellate court reversed where other-crimes evidence was inadmissible and the error was not harmless.

¶2 Following a January 2017 jury trial, defendant, Melissa Sue Dougherty, was

found guilty of theft (720 ILCS 5/16-1(a)(1)(C) (West 2014)). In March 2017, the trial court

sentenced defendant to 18 months of court supervision and ordered her to pay a $100 fine and

restitution in the amount of $19.60.

¶3 Defendant appeals, arguing (1) the trial court erred by admitting improper

propensity evidence and the error was not harmless, (2) the trial court failed to properly

admonish the jury during voir dire and the evidence was closely balanced, and (3) she received ineffective assistance of counsel when her counsel failed to object to the State’s evidence which

lacked a proper foundation. We reverse and remand for a new trial.

¶4 I. BACKGROUND

¶5 On August 12, 2016, the State charged defendant by information with theft (720

ILCS 5/16-1(a)(1)(C) (West 2014)). At some later time, the State amended the charge to allege

defendant “committed the offense of theft by knowingly obtained unauthorized control over

Kroger’s property, and used the property knowing that such use probably would deprive the

owner permanently of such use or benefit, by conducting fraudulent refunds when no customers

were present.”

¶6 On January 9, 2017, defendant’s jury trial commenced. During voir dire, the trial

court questioned all potential jurors regarding certain principles of law applicable to criminal

prosecutions. The court admonished the venire as follows:

“THE COURT: All right. I talked to you a little bit earlier about the

burden of proof here today. I’m going to read some of the core principles of our

justice system in the criminal law area. I’m going to ask—first I’m going to read

them and then I’ll read each principle individually and if anybody has any issues

with that principle I’ll ask that you, please, raise your hand.

The defendant is presumed to be innocent of the charges against her. This

presumption remains with her throughout every stage of the trial and during your

deliberations on the verdict and it is not overcome unless from all the evidence in

the case you are convinced beyond a reasonable doubt that the defendant is guilty.

-2- The State has the burden of proving the guilt of the defendant beyond a

reasonable doubt and this burden remains on the State throughout the case. The

defendant is not required to prove their innocence.

Does anyone have an issue with the presumption of innocence that

remains with the defendant throughout the trial?

Does anyone have any difficulty with the State maintaining the burden of

proof beyond a reasonable doubt?

Do you understand and accept the defendant is not required to prove their

innocence?

And do you understand that a defendant is not required—does not have to

testify in this case? Does anyone have any difficulty with any of those principles

of law?”

The court then engaged in a colloquy with several prospective jurors individually before stating

the following:

“THE COURT: Thank you very much.

Show no other hands in the gallery.”

¶7 A. Testimony of Devin Moore-Eppinger

¶8 At trial, Devin Moore-Eppinger testified that he is a loss prevention specialist for

Kroger. Moore-Eppinger stated that the Kroger Fuel Center (Fuel Center) was located adjacent to

the Kroger grocery store on College Street in Normal, Illinois. The Fuel Center is a small

building with one employee working inside. A glass panel separates the employee from

customers, and items for sale are scanned and passed through a tray under the window.

-3- ¶9 In June 2016, Moore-Eppinger began investigating defendant, a Kroger employee,

for “abnormal” transactions. Moore-Eppinger testified about an exhibit reflecting “cash refunds

that were done by [defendant],” and which included “[t]he register number, the employee using

the register, the date, time, the merchandise scanned, and the total of the transaction.” Moore-

Eppinger stated “we can go through and look for any abnormal transactions that are reported as

fraudulent[.]” Moore-Eppinger compared the cash refunds exhibit with video surveillance

footage of the Fuel Center. Moore-Eppinger testified that the video surveillance recorded “24/7”

and displayed a time stamp that allowed the video surveillance footage to be matched to the

“abnormal” transactions. The video surveillance recorded the register, the window, and the area

where a customer would stand during a transaction.

¶ 10 Moore-Eppinger identified three cash refund transactions by defendant as follows:

(1) on July 2, 2016, a return of cleaning wipes, Cheetos, and Powerade; (2) on June 5, 2016, a

return of Pennzoil 5W-30 motor oil; and (3) on May 24, 2016, a return of Newport menthol

cigarettes and a Fiji Water. Moore-Eppinger testified the surveillance footage and corresponding

business records showed defendant processed cash refunds at the Fuel Center when no customer

was present. The State then played for the jury the surveillance footage corresponding with each

transaction.

¶ 11 On July 13, 2006, Moore-Eppinger interviewed defendant at the Kroger store

regarding the three cash refund transactions. Moore-Eppinger testified defendant was

“approached about the transactions in which there was no customer present, was asked why.

From there she was shown the video and unable to provide an explanation.”

-4- ¶ 12 On cross-examination, Moore-Eppinger admitted the video footage did not show

defendant taking cash from the Fuel Center. He testified cash deposits were made in a safe in the

Fuel Center but the surveillance cameras did not show the safe.

¶ 13 B. Testimony of Officer Melissa Zabukovec

¶ 14 Normal police officer Melissa Zabukovec testified she was dispatched to Kroger

on July 13, 2016, “for a theft report.” She met with the loss prevention officer, store manager,

another employee, and defendant in a room at the Kroger grocery store. According to Officer

Zabukovec, defendant denied any wrongdoing and was very upset. Officer Zabukovec and the

loss prevention officer stepped out of the room. The loss prevention officer told Officer

Zabukovec that he “was tipped off that [defendant] was stealing, so he used their computer

software and video surveillance to investigate it.” Based on her conversation with the loss

prevention officer, Officer Zabukovec arrested defendant.

¶ 15 Officer Zabukovec placed defendant in her patrol car, which was equipped with a

video recorder. The State played portions of the video from the patrol car for the jury. In the

video clip, defendant stated she told the Kroger employees she should be sent home or taken to

jail and that jail was “a little vacation, I’ll get three meals a day and I’ll have hot water.”

Defendant further explained that she did not currently have hot water at her home as she couldn’t

afford her gas bill. Later in the video clip, defendant stated she had thought about quitting her job

two weeks earlier.

¶ 16 After the video was played, defense counsel objected to it on the basis of

relevance, arguing the video was “not probative of anything in this case” and was being offered

to show defendant was poor and therefore had a motive to steal. The court overruled the

objection. The State then asked Officer Zabukovec if defendant mentioned her financial

-5- situation. Officer Zabukovec testified defendant “said that she didn’t need to steal because she

had received an inheritance from her father. But she also said that she wasn’t able to pay her

natural gas bill.”

¶ 17 On cross-examination, Officer Zabukovec testified defendant did not waver in her

denial of “committing this offense.”

¶ 18 C. Testimony of Defendant

¶ 19 Defendant testified the three two-minute video clips showed her completing cash

refund transactions. She testified she completed refund transactions “after the customers would

leave because I was busy and I was the only one out there.” As a line of customers formed,

defendant refunded cash to the customers who were returning items and processed the return

after the line cleared.

¶ 20 On cross-examination, defendant testified she used a small calculator next to the

cash register to calculate the cash refunds. The Fuel Center register allowed multiple transactions

to be open at once because of the multiple fuel pumps. Defendant did not know if her method of

processing returns was consistent with Kroger policy. She admitted she violated company policy

by completing her own transaction when purchasing a lottery ticket.

¶ 21 Defendant testified she mentioned her natural gas being shut off to the officer

because she was concerned about having just lost her job and therefore having no way to pay the

bill. She explained her statement about jail being “a little vacation” meant she “wouldn’t have to

worry about the life that [she has] right now.” Defendant stated she did not steal from Kroger and

would not jeopardize her life by stealing. Further, defendant stated she had never stolen before

and had no reason to steal.

-6- ¶ 22 Over defense counsel’s objection, the trial court allowed the State to replay the

surveillance videos. The State also requested it be allowed to cross-examine defendant regarding

statements she made in the patrol car that she had once changed a Vicodin prescription because

she “just wanted to see if [she] could get away with it.” Defense counsel objected to the

statement as being improper propensity evidence. The court overruled defense counsel’s

objections.

¶ 23 The State replayed clips from the surveillance footage, including video showing

defendant with items for which she processed returns and purchasing her own lottery ticket.

Defendant denied leaving the area to obtain the items processed in the returns. Defendant

admitted to violating Kroger policy by processing her own lottery transaction, but stated she did

so because she was alone in the Fuel Center and used her own money for the purchase. On

redirect, defendant explained she placed returned items on a desk in the Fuel Center to process

later and that is why the video showed her going further into the store to retrieve items before

processing the returns. Defendant also clarified she was at no point seen taking money from the

cash register for returns because she had already given the money to the customer returning the

item.

¶ 24 Upon questioning by the State, defendant admitted she had been in trouble with

the police when she was 18 years old for changing information on a prescription and agreed the

reason she gave at the time was “just to see if [she] could get away with it.” On redirect,

defendant testified the incident involved the alteration of a Vicodin prescription and occurred

approximately 20 years before. Defendant testified she had not been in trouble with the law

before or since that incident. Defendant also testified she would not steal from her employer to

-7- pay a bill “[b]ecause why would I steal one time to pay a bill when the bills are due every

month? And now I have no job to pay any of my bills.”

¶ 25 D. Rebuttal Testimony of Devin Moore-Eppinger

¶ 26 On rebuttal, Moore-Eppinger confirmed Kroger employees are not allowed to

process their own transactions. He further testified Kroger does not permit returns to be

processed without the customer present. Moore-Eppinger admitted the Fuel Center does have the

unique ability to process more than one transaction at a time but the Kroger policy for processing

returns also applies for returns at the Fuel Center.

¶ 27 Following closing arguments, the jury found defendant guilty of theft.

¶ 28 Defendant filed a motion for a new trial, asserting the trial court erred in allowing

the State to introduce defendant’s statement that she had altered a Vicodin prescription some 20

years earlier. Specifically, defense counsel argued the trial court erred by allowing defendant’s

statement that she altered the prescription “just for shits and giggles.” The trial court denied the

motion and stated, in part, as follows:

“THE COURT: [Defendant] put the issue when she testified and testified

that she had no reason to steal, even though those statements came in through the

officer also, but [defendant] chose to take the stand. And when she took the stand,

she put her unsolicited statement at issue, whether there needed to be a motive, or

whether there was a motive. State doesn’t have to prove motive. So it didn’t

matter whether there was any motive for her to steal or there wasn’t because in

the past she has made a dishonest or fraudulent transaction just for shits and

giggles, or because she wanted to see if she could get away with it.”

-8- ¶ 29 The trial court sentenced defendant to 18 months’ court supervision and ordered

defendant to pay a $100 fine and restitution in the amount of $19.60.

¶ 30 This appeal followed.

¶ 31 II. ANALYSIS

¶ 32 On appeal, defendant argues (1) the trial court erred by admitting improper

propensity evidence and the error was not harmless, (2) the trial court failed to properly

admonish the jury during voir dire and the evidence was closely balanced, and (3) she received

ineffective assistance of counsel where her counsel failed to object to the State’s evidence which

lacked a proper foundation.

¶ 33 Defendant first argues the trial court erred by allowing the State to question

defendant regarding her statement that she had altered a Vicodin prescription 20 years earlier.

Defendant argues that the statement was inadmissible where it was “highly prejudicial” and

“allowed the jury to speculate that [defendant] had a propensity to break the law.” We agree.

¶ 34 “Evidence of other crimes is inadmissible if it is relevant merely to show a

defendant’s propensity to commit crime. [Citation.] However, this evidence may be properly

admitted when it is relevant to prove a defendant’s motive to commit the crime for which [s]he is

being tried.” People v. Moss, 205 Ill. 2d 139, 156, 792 N.E.2d 1217, 1227 (2001). “Even if

offered for a permissible purpose, such [other-crimes] evidence will not be admitted if its

prejudicial effect substantially outweighs its probative value.” People v. Dabbs, 239 Ill. 2d 277,

284, 940 N.E.2d 1088, 1093 (2010). The admissibility of other-crimes evidence is within the

sound discretion of the trial court, and its determination will not be set aside absent a clear abuse

of discretion. Id.

-9- ¶ 35 Here, we find the trial court erred in admitting defendant’s statement from the

patrol car video that she had altered a Vicodin prescription 20 years before. The State in its brief

argues “[t]he trial court ruled that defendant’s testimony put at issue defendant’s ‘unsolicited

statement’ to police about ‘whether or not there needed to be a motive’ because she made a prior

fraudulent transaction ‘to see if she could get away with it.’ [Citation.] Thus, the evidence of

other misconduct was relevant for a purpose other than to show propensity to commit a crime.”

However, defendant’s prior conduct did not establish a motive for her to steal, nor did it bear any

resemblance to the conduct at issue in this case. Further, it was so remote in time that it

otherwise possessed no probative value. We reject the notion that a defendant’s prior

commission of a crime just to see if she could “get away with it” is somehow probative of her

alleged commission of a dissimilar crime 20 years later. In view of the lack of probativeness, and

in light of its highly prejudicial nature, we find the trial court erred in admitting the improper

propensity evidence.

¶ 36 We next determine whether the error was harmless beyond a reasonable doubt.

“The improper admission of evidence is harmless where there is no reasonable probability that, if

the evidence had been excluded, the outcome would have been different.” People v. Brown, 2014

IL App (2d) 121167, ¶ 28, 11 N.E.3d 882. “When deciding whether error is harmless, a

reviewing court may (1) focus on the error to determine whether it might have contributed to the

conviction; (2) examine the other properly admitted evidence to determine whether it

overwhelmingly supports the conviction; or (3) determine whether the improperly admitted

evidence is merely cumulative or duplicates properly admitted evidence.” In re Rolandis G., 232

Ill. 2d 13, 43, 902 N.E.2d 600, 617 (2008)

- 10 - ¶ 37 Here, the evidence of defendant’s prior bad act was not cumulative or duplicative

of properly admitted evidence. Further, the other evidence presented did not overwhelmingly

support defendant’s conviction. The State presented video evidence and corresponding testimony

that defendant violated Kroger policy by refunding items when customers were not present.

However, the State did not present any evidence demonstrating Kroger was actually deprived of

any money or goods, nor that defendant exerted unauthorized control over Kroger’s goods.

Further, defendant provided testimony detailing her actions as consistent with the surveillance

footage. We cannot conclude that the admission of the inflammatory other-crimes evidence was

harmless. Therefore, we reverse defendant’s theft conviction and remand for a new trial. Given

our decision, we need not address defendant’s remaining issues.

¶ 38 III. CONCLUSION

¶ 39 For the reasons stated, we reverse defendant’s conviction and sentence and

remand for a new trial.

¶ 40 Reversed; cause remanded.

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