Territorial t-aw Library
IN THE SUPERIOR COURT OF GUAM
PEOPLE OF GUAM ) Criminal Case No. CF 399-07
vs.
RUDOLPH JUNIOR CRUZ. DECISION AND ORDER RE POST TRIAL MOTIONS Defendant.
On August 30,2007 Defendant was indicted on tlree counts ofFirst Degree Criminal Sexual
Conduct, three counts of Second Degree Criminal Sexual Conduct and three counts of Third Degree
Criminal Sexual Conduct. Trial commenced on January 7,2009. At the conclusion of the trial the
jury returned verdicts of guilty for lesser included offenses for some charges, one count of third
degree criminal sexual conduct and did not reach verdicts for others. (See Chart attached as Exhibit
A.)
Defendant fi.led a laundry list of issues as a post trial motion for.a new trial. See pleadings
filed January 26,2009, February 3,2009 and April 1,2009. The People filed an Opposition on
February 12,2009. At the hearing held March 23,20091 the Defendant asked leave to file a
supplemental memorandum better stating his argument. A hearing on the various issues was held
Apil2,2009. Present for the People was J. Basil O'Mallen III, Assistant Attomey General, and
Stephen P. Hattori, Assistant Alternate Public Defender.
tAt trial Defendant was represented by Clyde Lemons, Jr. who filed the first two pleadings. Assistant Alternate Public Defender Hattori appeared for the Defendant at the March 23,2009 hearing and subsequantlybecause Lemons left the Alternate Public Defender's OfEce. People vs. Cruz Decision and Order
1. Acquittal Motion. Defendant axgues that his motion for acquittal at the close of the
People's case w.$ erroneously denied. Defendant did not refer to any of the evidence presented by
the People nor did he cite any case law in support of the motion. For the reasons stated by the Court
on January 14,2009 in its written Decision and Order the earlier decision is affinned.
2. Age of the Minor and Jury Instruction. Defendant refers to 9 GCA $25. I 0O) arguing that
the People must prove that "defendant did not reasonably believe that the victim herein was at least
sixteenyears of age"(Defendant'sMerroran $tmof ll24l09 atp. 1,I1.23) Subsection(b)provides
in pertinent part:
Whenever in this Chapter the criminality of conduct depends on a child's being below a specified age older than fourteen (14), it is an affi.rmative defense that the defendant reasonablybelieved the child to be of that age or above.
On January 13,2009 the victim testified that she would be 16 in a month. lal l:42:441 The
event occured on August 19,2007. At the time of the event the victim was 14 Yryeats old. In its
opposition the People point to testimony during the trial. The victim's mother said that the
Defendant married into the family and she knew the Defendant for approximately eight years. The
victim testified that she first met the Defendant when she was in middle school and that she was
friends with the Defendant's sister who was one year older than she.
Defendant does not point to any evidence indicating that anyone had any reason to believe
that at the time of the incident the victim was l6 years or older. Defendant first raised the victim's
age as an affirmative defense in his post tial motion. Defendant's counsel states that he erred in not
requesting a jury insfuction on the affirmative defense. Defendant's counsel does not submit any
case law supporting a new trial for failure to instruct the jury on the affirmative defense. Since there
Page2 People vs. Cruz Decision and Order
is no evidence supporting such an instruction the motion is denied on this point.
3. Deniat of Motion to Admit Victim's Prior Sexual History. The Court heard Defendant's
pre-hial motion to admit evidence regarding the victim's prior sexual history.2 The materials
relative to this hearing are sealed. After receiving testimony and reviewing other evidence this Court
heldonMarch24,2008 thatunder6 GuamCodeAnnotated,Section820TOXI) [Guam'srapeshield
law] that the defendant may not introduce evidence about the victim's alleged past sexual conduct
because no relevant evidence was produced at the hearing.
Defendant points to evidence received at trial that the victim's current boyfriend resides in
her household. However, Defendant does not explain how this evidence is related to his pre-trial
motion which involved the time period before August 19,2007 nor does the Defendant proffer
anything indicating that relevant evidence was not admitted. Defendant's counsel does not submit
any case law supporting his position. Since there is no new evidence supporting admission of the
victim's alleged prior sexual conduct, the motion is denied on this point.
4. Failure of Proof. Defendant argues that the jury's verdict was against the manifest weight
of the evidence and that the Defendant was not convicted by proof beyond a reasonable doubt.
Defendant did not refer to failure as to any particular element of any particular charge. Nor did
Defendant refer to any of the evidence presented by the People. Nor did Defendant cite any case law
in support of the motion. The jury found Defendant guilty on lesser included charges and one
original charge. Clearly the jury carefully weighed the evidence and presumably followed the
2At the motion defendant was represented by Assistant Public Defender Pablo Aglubat.
Page 3 People vs. Cruz Decision and Order
instructions glven for its deliberations. Absent argument by Defendant on how there was failure the
Court is unable to analyze this point and denies the motion with respect to it.
5. Lesser included offenses/degree of crime. Defendant argues that the govenrment charged
four different sexual acts: (l) digital penetration/contact, (2) tongue penetration/contact, (3) penile
penetration contact and (a) mouth to breast contact. Defendant further argues that since he was
found gurlty of the lesser included offense, harassment, charges should be merged and he should be
sentenced only for four counts of harassment pursuant to 8 GCA $90.25. Section 90.25 provides:
When it appears that the defendant has committed an offense, and there is reasonable grounds of doubt in which of two (2) or more degrees he is guilty, he can be convicted of the lowest of such degrees only.
Analysis of the indictment shows that the acts were charged under alternate theories of
culpability. In Charges 1 and 2 the indictnent charges that the Defendant acted with force and
coercion and caused personal injury to the victim. Defendant argues that the conviction of Third
Degree CSC for causing his finger to enter the vagina the minor is a lesser included offense of the
charges where the jury convicted him of harassment (Verdict forms 3,6 and 11) If there had been
a lesser included instruction for Third Degree CSC then it would have been under 9 GCA 525.25
(aX2) which includes this element: "force or coercion is used to accomplish the sexual penetation."
Lr Charge 3 the indicbnent charges that Defendant engaged in sexual conduct with a minor
over 1 4 years but under I 6 years under 9 GCA 525 .25 (aXl). With respect to Charge 3 use of force
or coercion or personal injury are not elements ofthe crime and in fact Third Degree Criminal Sexual
Conduct may be consensual
Thus, the sexual acts maybe the same for Charges I and 2 andCharge 3 but the offenses are
Page 4 People vs. Cruz Decision and Order
quite different.
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Territorial t-aw Library
IN THE SUPERIOR COURT OF GUAM
PEOPLE OF GUAM ) Criminal Case No. CF 399-07
vs.
RUDOLPH JUNIOR CRUZ. DECISION AND ORDER RE POST TRIAL MOTIONS Defendant.
On August 30,2007 Defendant was indicted on tlree counts ofFirst Degree Criminal Sexual
Conduct, three counts of Second Degree Criminal Sexual Conduct and three counts of Third Degree
Criminal Sexual Conduct. Trial commenced on January 7,2009. At the conclusion of the trial the
jury returned verdicts of guilty for lesser included offenses for some charges, one count of third
degree criminal sexual conduct and did not reach verdicts for others. (See Chart attached as Exhibit
A.)
Defendant fi.led a laundry list of issues as a post trial motion for.a new trial. See pleadings
filed January 26,2009, February 3,2009 and April 1,2009. The People filed an Opposition on
February 12,2009. At the hearing held March 23,20091 the Defendant asked leave to file a
supplemental memorandum better stating his argument. A hearing on the various issues was held
Apil2,2009. Present for the People was J. Basil O'Mallen III, Assistant Attomey General, and
Stephen P. Hattori, Assistant Alternate Public Defender.
tAt trial Defendant was represented by Clyde Lemons, Jr. who filed the first two pleadings. Assistant Alternate Public Defender Hattori appeared for the Defendant at the March 23,2009 hearing and subsequantlybecause Lemons left the Alternate Public Defender's OfEce. People vs. Cruz Decision and Order
1. Acquittal Motion. Defendant axgues that his motion for acquittal at the close of the
People's case w.$ erroneously denied. Defendant did not refer to any of the evidence presented by
the People nor did he cite any case law in support of the motion. For the reasons stated by the Court
on January 14,2009 in its written Decision and Order the earlier decision is affinned.
2. Age of the Minor and Jury Instruction. Defendant refers to 9 GCA $25. I 0O) arguing that
the People must prove that "defendant did not reasonably believe that the victim herein was at least
sixteenyears of age"(Defendant'sMerroran $tmof ll24l09 atp. 1,I1.23) Subsection(b)provides
in pertinent part:
Whenever in this Chapter the criminality of conduct depends on a child's being below a specified age older than fourteen (14), it is an affi.rmative defense that the defendant reasonablybelieved the child to be of that age or above.
On January 13,2009 the victim testified that she would be 16 in a month. lal l:42:441 The
event occured on August 19,2007. At the time of the event the victim was 14 Yryeats old. In its
opposition the People point to testimony during the trial. The victim's mother said that the
Defendant married into the family and she knew the Defendant for approximately eight years. The
victim testified that she first met the Defendant when she was in middle school and that she was
friends with the Defendant's sister who was one year older than she.
Defendant does not point to any evidence indicating that anyone had any reason to believe
that at the time of the incident the victim was l6 years or older. Defendant first raised the victim's
age as an affirmative defense in his post tial motion. Defendant's counsel states that he erred in not
requesting a jury insfuction on the affirmative defense. Defendant's counsel does not submit any
case law supporting a new trial for failure to instruct the jury on the affirmative defense. Since there
Page2 People vs. Cruz Decision and Order
is no evidence supporting such an instruction the motion is denied on this point.
3. Deniat of Motion to Admit Victim's Prior Sexual History. The Court heard Defendant's
pre-hial motion to admit evidence regarding the victim's prior sexual history.2 The materials
relative to this hearing are sealed. After receiving testimony and reviewing other evidence this Court
heldonMarch24,2008 thatunder6 GuamCodeAnnotated,Section820TOXI) [Guam'srapeshield
law] that the defendant may not introduce evidence about the victim's alleged past sexual conduct
because no relevant evidence was produced at the hearing.
Defendant points to evidence received at trial that the victim's current boyfriend resides in
her household. However, Defendant does not explain how this evidence is related to his pre-trial
motion which involved the time period before August 19,2007 nor does the Defendant proffer
anything indicating that relevant evidence was not admitted. Defendant's counsel does not submit
any case law supporting his position. Since there is no new evidence supporting admission of the
victim's alleged prior sexual conduct, the motion is denied on this point.
4. Failure of Proof. Defendant argues that the jury's verdict was against the manifest weight
of the evidence and that the Defendant was not convicted by proof beyond a reasonable doubt.
Defendant did not refer to failure as to any particular element of any particular charge. Nor did
Defendant refer to any of the evidence presented by the People. Nor did Defendant cite any case law
in support of the motion. The jury found Defendant guilty on lesser included charges and one
original charge. Clearly the jury carefully weighed the evidence and presumably followed the
2At the motion defendant was represented by Assistant Public Defender Pablo Aglubat.
Page 3 People vs. Cruz Decision and Order
instructions glven for its deliberations. Absent argument by Defendant on how there was failure the
Court is unable to analyze this point and denies the motion with respect to it.
5. Lesser included offenses/degree of crime. Defendant argues that the govenrment charged
four different sexual acts: (l) digital penetration/contact, (2) tongue penetration/contact, (3) penile
penetration contact and (a) mouth to breast contact. Defendant further argues that since he was
found gurlty of the lesser included offense, harassment, charges should be merged and he should be
sentenced only for four counts of harassment pursuant to 8 GCA $90.25. Section 90.25 provides:
When it appears that the defendant has committed an offense, and there is reasonable grounds of doubt in which of two (2) or more degrees he is guilty, he can be convicted of the lowest of such degrees only.
Analysis of the indictment shows that the acts were charged under alternate theories of
culpability. In Charges 1 and 2 the indictnent charges that the Defendant acted with force and
coercion and caused personal injury to the victim. Defendant argues that the conviction of Third
Degree CSC for causing his finger to enter the vagina the minor is a lesser included offense of the
charges where the jury convicted him of harassment (Verdict forms 3,6 and 11) If there had been
a lesser included instruction for Third Degree CSC then it would have been under 9 GCA 525.25
(aX2) which includes this element: "force or coercion is used to accomplish the sexual penetation."
Lr Charge 3 the indicbnent charges that Defendant engaged in sexual conduct with a minor
over 1 4 years but under I 6 years under 9 GCA 525 .25 (aXl). With respect to Charge 3 use of force
or coercion or personal injury are not elements ofthe crime and in fact Third Degree Criminal Sexual
Conduct may be consensual
Thus, the sexual acts maybe the same for Charges I and 2 andCharge 3 but the offenses are
Page 4 People vs. Cruz Decision and Order
quite different. The jury's verdicts indicate that it did not find the element of force or coercion or
the element of personal injury or both as it did not convict on any charge involving those elerrents.
However, the jury did find offensive touching by the Defendant when it reached gurlty verdicts of
harassment in Charges I and2.
Harassment is not a lesser included ofFense to Third Degree CSC charged under 9 GCA
925.25 (a)(1) which provides:
(a) A person is guilty of criminal sexual conduct in the third degree if the person engages in sexual penetration with another person and if any of the following circumstances exists:
(1) that other person is at least fourteen (14) years ofage and under sixteen (16) years ofage.
Offensive touching is not an element of a charge under paragraph (l). In order for an offense to be
a lesser included offense no new element may be added. 8 GCA $105.58 (bxl) provides that an
offense is lesser included when "It is established by proof of the same or less than all the facts
required to establish the commission of the offense charged".
Thus, 8 GCA $90.25 does not apply to this case. There is no reasonable doubt as to the
degrees of the offenses of which the defendant is guilty. The jury found him guilty under the Third
Charge of Third Degree CSC (sexual penetration ofaminor) which is a second degree felony. When
it came to the allegations of use of force or coercion (Charges I and 2) thejury found offmsive
touching which is harassment as a petty misdemeanor.
Page 5 People vs. Cruz Decision and Order
Defendant's motion is DENIED.
A sentencing hearing will be held on August 7,2009 at l0:00 a.m.
4/,, _
/ KATHERINE/1,A. %^o,,-,^-. 4/%tu/r./ MARAMAN Judge, Superior Court of Guam
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